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BARCLAYS PLC (COB)

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Friday 22 November, 2019

BARCLAYS PLC

Form 8.3 - COBHAM PLC - Amendment

Form 8.3 - COBHAM PLC - Amendment

BARCLAYS PLC

 

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose COBHAM PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 November 2019
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

61,419,852

2.57%

46,010,998

1.92%

 

(2)

Cash-settled derivatives:

2,690,553

0.11%

53,337,509

2.23%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

64,110,405

2.68%

99,348,507

4.16%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

2.5p ordinary

Purchase

326

1.6085 GBP

2.5p ordinary

Purchase

485

1.6100 GBP

2.5p ordinary

Purchase

18,898

1.6070 GBP

2.5p ordinary

Purchase

44,725

1.6074 GBP

2.5p ordinary

Purchase

69,500

1.6067 GBP

2.5p ordinary

Purchase

120,575

1.6051 GBP

2.5p ordinary

Purchase

130,387

1.6081 GBP

2.5p ordinary

Purchase

291,623

1.6082 GBP

2.5p ordinary

Purchase

839,655

1.6091 GBP

2.5p ordinary

Purchase

851,749

1.6064 GBP

2.5p ordinary

Purchase

1,176,176

1.6071 GBP

2.5p ordinary

Purchase

1,815,920

1.6069 GBP

2.5p ordinary

Purchase

2,402,516

1.6063 GBP

2.5p ordinary

Purchase

2,468,621

1.6076 GBP

2.5p ordinary

Purchase

3,526,684

1.6065 GBP

2.5p ordinary

Purchase

5,446,844

1.6068 GBP

2.5p ordinary

Sale

2,916

1.6095 GBP

2.5p ordinary

Sale

4,739

1.6062 GBP

2.5p ordinary

Sale

12,776

1.6091 GBP

2.5p ordinary

Sale

27,818

1.6094 GBP

2.5p ordinary

Sale

28,457

1.6065 GBP

2.5p ordinary

Sale

69,865

1.6083 GBP

2.5p ordinary

Sale

107,012

1.6050 GBP

2.5p ordinary

Sale

500,000

1.6090 GBP

2.5p ordinary

Sale

724,980

1.6071 GBP

2.5p ordinary

Sale

1,000,000

1.6089 GBP

2.5p ordinary

Sale

1,000,000

1.6051 GBP

2.5p ordinary

Sale

2,000,326

1.6085 GBP

2.5p ordinary

Sale

13,562,699

1.6081 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

2.5p ordinary

SWAP

Long

2,916

1.6094 GBP

2.5p ordinary

SWAP

Long

21,877

1.6070 GBP

2.5p ordinary

CFD

Long

29,544

1.6063 GBP

2.5p ordinary

SWAP

Long

500,000

1.6090 GBP

2.5p ordinary

SWAP

Long

784,018

1.6074 GBP

2.5p ordinary

SWAP

Long

1,000,000

1.6051 GBP

2.5p ordinary

SWAP

Long

1,000,000

1.6089 GBP

2.5p ordinary

SWAP

Short

72,883

1.6067 GBP

2.5p ordinary

SWAP

Short

192,832

1.6070 GBP

2.5p ordinary

SWAP

Short

555,013

1.6066 GBP

2.5p ordinary

SWAP

Short

839,655

1.6091 GBP

2.5p ordinary

SWAP

Short

935,458

1.6085 GBP

2.5p ordinary

SWAP

Short

1,252,053

1.6076 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

22 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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