Information  X 
Enter a valid email address

BARCLAYS PLC (0Y7T)

  Print      Mail a friend       Annual reports

Tuesday 03 December, 2019

BARCLAYS PLC

Form 8.3 - ALLERGAN PLC

Form 8.3 - ALLERGAN PLC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 02 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,074,954

1.24%

2,191,175

0.67%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,977,200

0.60%

2,285,203

0.70%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

679,300

0.21%

501,400

0.15%

 

 

 

 

TOTAL:

 

 

 

 

6,731,454

2.05%

4,977,778

1.52%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities Price per unit

Purchase

6

184.9983 USD

Purchase

99

184.6600 USD

Purchase

100

185.7000 USD

Purchase

100

185.2300 USD

Purchase

100

184.4900 USD

Purchase

300

184.5766 USD

Purchase

300

184.5866 USD

Purchase

400

184.5500 USD

Purchase

568

185.1416 USD

Purchase

764

184.7114 USD

Purchase

808

184.9602 USD

Purchase

819

184.7933 USD

Purchase

854

185.3215 USD

Purchase

904

184.6618 USD

Purchase

1,300

184.6046 USD

Purchase

1,523

184.6147 USD

Purchase

1,764

184.6105 USD

Purchase

2,050

184.3546 USD

Purchase

2,100

184.8154 USD

Purchase

3,047

184.6945 USD

Purchase

3,200

184.6720 USD

Purchase

4,000

184.7101 USD

Purchase

4,126

184.8471 USD

Purchase

4,720

184.6140 USD

Purchase

4,740

184.3400 USD

Purchase

5,286

185.2002 USD

Purchase

10,793

184.6465 USD

Purchase

15,009

184.7628 USD

Purchase

17,634

184.9829 USD

Purchase

18,413

184.4766 USD

Purchase

50,000

184.6621 USD

Sale

27

184.7177 USD

Sale

49

184.7285 USD

Sale

99

184.6600 USD

Sale

100

184.4900 USD

Sale

100

184.5700 USD

Sale

104

184.5300 USD

Sale

104

184.8842 USD

Sale

175

184.8042 USD

Sale

184

184.6843 USD

Sale

200

184.6350 USD

Sale

200

184.5000 USD

Sale

200

184.6200 USD

Sale

200

184.5250 USD

Sale

201

184.5600 USD

Sale

300

184.6533 USD

Sale

300

184.5766 USD

Sale

300

184.4866 USD

Sale

381

184.9552 USD

Sale

389

184.8566 USD

Sale

440

184.5704 USD

Sale

500

184.7580 USD

Sale

508

184.7432 USD

Sale

606

185.0445 USD

Sale

759

184.7610 USD

Sale

1,200

184.7539 USD

Sale

1,230

184.6371 USD

Sale

1,489

184.5571 USD

Sale

1,700

184.8567 USD

Sale

1,700

184.7647 USD

Sale

1,800

184.5583 USD

Sale

2,374

184.6187 USD

Sale

2,835

184.5803 USD

Sale

3,100

184.6669 USD

Sale

4,399

184.6746 USD

Sale

4,470

184.6367 USD

Sale

5,700

184.7759 USD

Sale

6,183

184.8462 USD

Sale

7,702

184.7511 USD

Sale

8,646

184.7143 USD

Sale

9,938

184.7583 USD

Sale

13,632

184.6348 USD

Sale

19,764

184.3400 USD

Sale

25,133

185.0461 USD

Sale

28,251

184.6410 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

180 USD

American

20 Dec 2019

5.5700 USD

Call Option

Selling

100

185 USD

American

20 Dec 2019

2.4200 USD

Call Option

Selling

400

315 USD

American

16 Jun 2017

0.0500 USD

Put Option

Purchasing

100

185 USD

American

6 Dec 2019

1.4000 USD

Put Option

Selling

1,200

140 USD

American

19 Jun 2020

2.3000 USD

Put Option

Selling

200

140 USD

American

15 Jan 2021

3.7000 USD

Put Option

Selling

200

185 USD

American

10 Jan 2020

3.6000 USD

Put Option

Selling

1,000

185 USD

American

20 Mar 2020

7.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

3 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

200

180.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Written

-2,100

185.0000

American

Dec 20, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-2,200

210.0000

American

Dec 20, 2019

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-100

185.0000

American

Jan 21, 2022

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-1,000

185.0000

American

Feb 21, 2020

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options

Written

1,500

185.0000

American

Mar 20, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

600

185.0000

American

May 15, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

200

185.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

400

140.0000

American

Dec 20, 2019

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

100

145.0000

American

Dec 20, 2019

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

800

135.0000

American

Dec 20, 2019

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-100

190.0000

American

May 15, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

300

140.0000

American

Jan 15, 2021

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

30,100

140.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

4,900

190.0000

American

Jan 17, 2020

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-100

185.0000

American

Dec 6, 2019

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

1,800

180.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

100

180.0000

American

Mar 20, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-18,700

185.0000

American

Jan 17, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Put Options

Purchased

-200

172.5000

American

Dec 13, 2019

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

500

180.0000

American

Dec 20, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-200

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-100

172.5000

American

Dec 6, 2019

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


a d v e r t i s e m e n t