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BARCLAYS PLC (0Y7T)

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Friday 22 November, 2019

BARCLAYS PLC

Form 8.3 - ALLERGAN PLC

Form 8.3 - ALLERGAN PLC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,908,755

1.19%

2,221,197

0.68%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,312,200

0.70%

2,068,245

0.63%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

670,300

0.20%

501,700

0.15%

 

 

 

 

TOTAL:

 

 

 

 

6,891,255

2.10%

4,791,142

1.46%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

40

184.7000 USD

Purchase

53

183.7900 USD

Purchase

70

184.0900 USD

Purchase

95

183.9400 USD

Purchase

100

184.6100 USD

Purchase

100

184.0400 USD

Purchase

100

184.4700 USD

Purchase

147

183.6900 USD

Purchase

230

183.7834 USD

Purchase

500

184.5840 USD

Purchase

1,000

183.9751 USD

Purchase

1,265

184.2715 USD

Purchase

1,549

184.5167 USD

Purchase

1,955

184.5622 USD

Purchase

2,100

184.1902 USD

Purchase

2,415

184.4352 USD

Purchase

2,610

184.4592 USD

Purchase

3,001

184.4579 USD

Purchase

4,900

184.5522 USD

Purchase

7,091

184.4310 USD

Purchase

10,000

184.4386 USD

Purchase

10,796

184.3053 USD

Purchase

14,427

184.3897 USD

Purchase

22,706

184.3835 USD

Purchase

41,652

184.2424 USD

Purchase

51,146

184.4926 USD

Purchase

52,858

184.5400 USD

Sale

40

184.7000 USD

Sale

72

184.5600 USD

Sale

95

183.9400 USD

Sale

100

184.6100 USD

Sale

100

183.7800 USD

Sale

100

184.3300 USD

Sale

100

184.4700 USD

Sale

100

184.0510 USD

Sale

163

184.4600 USD

Sale

170

184.0606 USD

Sale

200

184.5850 USD

Sale

200

184.4574 USD

Sale

241

184.5766 USD

Sale

355

184.5609 USD

Sale

400

184.2800 USD

Sale

400

183.8625 USD

Sale

420

184.5448 USD

Sale

430

183.7523 USD

Sale

439

184.5725 USD

Sale

500

184.5700 USD

Sale

500

184.3420 USD

Sale

507

184.5436 USD

Sale

544

184.5397 USD

Sale

648

184.5753 USD

Sale

648

184.2464 USD

Sale

753

184.5295 USD

Sale

761

184.3872 USD

Sale

858

184.5875 USD

Sale

900

183.8550 USD

Sale

1,008

184.5664 USD

Sale

1,108

184.5693 USD

Sale

1,200

184.4416 USD

Sale

1,549

184.5167 USD

Sale

1,769

184.5624 USD

Sale

2,225

184.5438 USD

Sale

2,544

184.5692 USD

Sale

2,567

184.3452 USD

Sale

3,160

184.4822 USD

Sale

3,346

184.4650 USD

Sale

3,474

184.1541 USD

Sale

4,241

184.5234 USD

Sale

4,533

184.4062 USD

Sale

4,617

184.5675 USD

Sale

4,900

184.5522 USD

Sale

5,589

184.5841 USD

Sale

7,697

184.4892 USD

Sale

7,900

184.5046 USD

Sale

10,000

184.4691 USD

Sale

11,339

184.5079 USD

Sale

13,800

184.4784 USD

Sale

17,062

184.5400 USD

Sale

20,549

184.3904 USD

Sale

36,637

184.5342 USD

Sale

73,306

184.3125 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

226,000

184.5400 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

22 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

200

180.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

100

135.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-1,900

185.0000

American

Dec 20, 2019

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Written

9,200

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Call Options

Written

-1,000

210.0000

American

Dec 20, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-1,000

185.0000

American

Feb 21, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

200

140.0000

American

Dec 20, 2019

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Purchased

100

185.0000

American

Nov 29, 2019

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

100

185.0000

American

Nov 22, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Written

46,100

140.0000

American

Jun 19, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

400

170.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Dec 20, 2019

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-100

190.0000

American

May 15, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

29,600

140.0000

American

Jan 17, 2020

Call Options

Purchased

5,000

190.0000

American

Jan 17, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-1,600

185.0000

American

Nov 22, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Mar 20, 2020

Put Options

Written

1,800

180.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-200

172.5000

American

Dec 13, 2019

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-19,000

185.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

300

180.0000

American

Dec 20, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

185.0000

American

Nov 29, 2019

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-100

172.5000

American

Dec 6, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


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