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BARCLAYS PLC (0Y7T)

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Friday 03 April, 2020

BARCLAYS PLC

Form 8.3 - ALLERGAN PLC - AMENDMENT

Form 8.3 - ALLERGAN PLC - AMENDMENT

BARCLAYS PLC

 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 31 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,150,945

1.26%

3,006,860

0.91%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,687,345

0.82%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

384,700

0.12%

225,900

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,222,990

2.19%

6,077,206

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

10

176.6500 USD

Purchase

26

177.5765 USD

Purchase

100

176.5000 USD

Purchase

100

176.5350 USD

Purchase

100

178.3900 USD

Purchase

100

176.7655 USD

Purchase

100

176.7700 USD

Purchase

100

177.8400 USD

Purchase

100

176.2700 USD

Purchase

100

175.9350 USD

Purchase

100

176.6650 USD

Purchase

107

178.2300 USD

Purchase

200

177.1425 USD

Purchase

200

176.2450 USD

Purchase

207

176.7834 USD

Purchase

262

176.2720 USD

Purchase

300

176.1616 USD

Purchase

363

177.1764 USD

Purchase

400

176.0387 USD

Purchase

414

178.0198 USD

Purchase

500

176.0320 USD

Purchase

591

177.2045 USD

Purchase

596

176.2500 USD

Purchase

600

176.2016 USD

Purchase

700

176.7500 USD

Purchase

767

177.0935 USD

Purchase

862

177.1646 USD

Purchase

900

177.0087 USD

Purchase

1,500

177.1202 USD

Purchase

2,247

177.1116 USD

Purchase

2,696

176.1580 USD

Purchase

3,700

177.1097 USD

Purchase

4,251

176.7621 USD

Purchase

5,419

177.0887 USD

Purchase

6,338

177.1053 USD

Purchase

8,160

177.1052 USD

Purchase

8,740

176.8292 USD

Purchase

11,360

177.1295 USD

Purchase

12,936

176.7386 USD

Purchase

18,100

177.1627 USD

Purchase

23,101

177.0039 USD

Purchase

34,981

177.1048 USD

Purchase

663,922

177.1000 USD

Sale

1

176.6200 USD

Sale

1

177.2600 USD

Sale

1

176.7600 USD

Sale

2

176.9050 USD

Sale

4

175.8700 USD

Sale

6

176.6150 USD

Sale

6

176.5516 USD

Sale

14

178.6200 USD

Sale

20

177.8650 USD

Sale

22

177.5500 USD

Sale

100

177.4800 USD

Sale

100

177.8300 USD

Sale

100

177.4600 USD

Sale

100

177.9100 USD

Sale

100

176.5100 USD

Sale

100

175.7900 USD

Sale

100

176.4800 USD

Sale

262

176.2720 USD

Sale

344

177.1055 USD

Sale

517

178.5676 USD

Sale

741

177.4100 USD

Sale

1,300

177.0975 USD

Sale

1,500

177.4161 USD

Sale

2,200

177.3940 USD

Sale

2,463

177.2270 USD

Sale

3,840

177.0219 USD

Sale

4,027

177.2670 USD

Sale

4,080

177.1052 USD

Sale

4,937

177.6341 USD

Sale

5,392

176.1580 USD

Sale

5,658

176.7686 USD

Sale

6,107

176.5653 USD

Sale

9,382

177.0934 USD

Sale

10,500

177.0983 USD

Sale

15,900

177.1306 USD

Sale

16,514

177.1886 USD

Sale

18,612

177.0416 USD

Sale

33,214

176.8983 USD

Sale

675,665

177.1000 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

180 USD

American

9 Apr 2020

2.0000 USD

Call Option

Purchasing

1,000

220 USD

American

21 Jan 2022

1.1000 USD

Call Option

Selling

800

180 USD

American

19 Jun 2020

8.5000 USD

Call Option

Selling

900

180 USD

American

21 Aug 2020

9.5611 USD

Put Option

Purchasing

300

125 USD

American

21 Jan 2022

4.0333 USD

Put Option

Purchasing

200

160 USD

American

9 Apr 2020

1.0000 USD

Put Option

Purchasing

900

175 USD

American

19 Jun 2020

7.9388 USD

Put Option

Selling

2,000

90 USD

American

19 Jun 2020

0.9900 USD

Put Option

Selling

500

175 USD

American

19 Jun 2020

8.6900 USD

Put Option

Selling

2,700

175 USD

American

21 Aug 2020

10.8333 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

3 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

600

172.5000

American

Apr 3, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

600

95.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

2,700

100.0000

American

May 15, 2020

Put Options

Purchased

-2,300

140.0000

American

May 15, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-1,300

145.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jun 19, 2020

Put Options

Purchased

-200

120.0000

American

Jan 21, 2022

Put Options

Purchased

-2,300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-200

160.0000

American

Apr 9, 2020

Put Options

Purchased

-200

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,800

170.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Call Options

Written

-2,200

170.0000

American

Apr 3, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

10,900

160.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Aug 21, 2020

Call Options

Purchased

100

197.5000

American

Apr 24, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Put Options

Written

18,200

150.0000

American

May 15, 2020

Call Options

Purchased

1,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

2,400

185.0000

American

Apr 3, 2020

Put Options

Purchased

-500

155.0000

American

Jan 21, 2022

Put Options

Purchased

-2,700

110.0000

American

Jan 15, 2021

Call Options

Written

-500

177.5000

American

Apr 3, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-17,700

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

155.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-400

80.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Call Options

Purchased

300

180.0000

American

Aug 21, 2020

Call Options

Purchased

300

210.0000

American

May 15, 2020

Put Options

Written

1,000

120.0000

American

Apr 17, 2020

Call Options

Purchased

3,100

190.0000

American

May 15, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

3,500

165.0000

American

Jan 15, 2021

Call Options

Purchased

300

235.0000

American

Jan 15, 2021

Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

200

195.0000

American

May 15, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

7,000

180.0000

American

May 15, 2020

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Put Options

Purchased

-8,200

170.0000

American

Jan 15, 2021

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Call Options

Written

-100

197.5000

American

Apr 3, 2020

Put Options

Purchased

-400

105.0000

American

Jan 21, 2022

Put Options

Purchased

-300

135.0000

American

Jan 15, 2021

Put Options

Purchased

-200

100.0000

American

Jan 21, 2022

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

170.0000

American

May 15, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

1,700

172.5000

American

Apr 17, 2020

Put Options

Written

5,400

95.0000

American

May 15, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

100

197.5000

American

Apr 3, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

1,400

167.5000

American

Apr 3, 2020

Put Options

Written

100

190.0000

American

Jan 15, 2021

Call Options

Purchased

1,800

220.0000

American

Jan 21, 2022

Put Options

Written

500

160.0000

American

May 15, 2020

Call Options

Purchased

200

110.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

300

155.0000

American

Jun 19, 2020

Call Options

Purchased

200

207.5000

American

Apr 9, 2020

Call Options

Purchased

1,300

160.0000

American

Jan 21, 2022

Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Put Options

Purchased

-300

125.0000

American

Jan 21, 2022

Call Options

Written

-100

150.0000

American

May 15, 2020

Put Options

Purchased

-3,200

175.0000

American

May 15, 2020

Put Options

Purchased

-3,000

190.0000

American

May 15, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

1,800

192.5000

American

Apr 3, 2020

Put Options

Written

1,000

157.5000

American

Apr 3, 2020

Put Options

Written

14,800

165.0000

American

Apr 17, 2020

Put Options

Written

1,900

90.0000

American

May 15, 2020

Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020

Call Options

Purchased

100

180.0000

American

Apr 17, 2020

Call Options

Purchased

1,400

200.0000

American

Jan 15, 2021

Call Options

Purchased

100

225.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Apr 9, 2020

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options

Written

400

145.0000

American

Jun 19, 2020

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Put Options

Purchased

-39,300

150.0000

American

Jan 15, 2021

Call Options

Written

-1,200

177.5000

American

Apr 17, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Written

200

175.0000

American

Apr 9, 2020

Put Options

Written

1,300

195.0000

American

Jun 19, 2020

Put Options

Written

2,100

90.0000

American

Jun 19, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021

Put Options

Written

2,000

180.0000

American

Jun 19, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Written

3,800

180.0000

American

May 15, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Put Options

Purchased

-4,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-100

175.0000

American

Apr 17, 2020

Put Options

Purchased

-5,400

160.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-700

185.0000

American

Aug 21, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-3,300

170.0000

American

Apr 17, 2020

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Written

700

167.5000

American

Apr 17, 2020

Put Options

Written

100

140.0000

American

Apr 17, 2020

Put Options

Written

100

100.0000

American

Apr 17, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

100

170.0000

American

Jan 21, 2022

Put Options

Written

300

125.0000

American

Jun 19, 2020

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options

Written

2,000

155.0000

American

Apr 17, 2020

Put Options

Written

600

150.0000

American

Apr 17, 2020

Call Options

Purchased

3,600

150.0000

American

Jan 15, 2021

Put Options

Written

500

175.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

180.0000

American

Apr 3, 2020

Put Options

Purchased

-10,000

180.0000

American

Jan 15, 2021

Call Options

Written

-400

180.0000

American

Jun 19, 2020

Call Options

Written

-200

200.0000

American

May 15, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Call Options

Written

-500

175.0000

American

Apr 3, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

170.0000

American

May 15, 2020

Put Options

Purchased

-3,000

175.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 21, 2022

Put Options

Purchased

-10,800

185.0000

American

May 15, 2020

Put Options

Purchased

-400

180.0000

American

Apr 17, 2020

Put Options

Purchased

-2,100

150.0000

American

Jan 21, 2022

Put Options

Purchased

-600

125.0000

American

Jan 15, 2021

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Written

100

145.0000

American

Apr 17, 2020

Put Options

Written

7,000

105.0000

American

May 15, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

400

160.0000

American

Apr 17, 2020

Put Options

Written

2,700

175.0000

American

Aug 21, 2020

Call Options

Purchased

100

140.0000

American

Jan 15, 2021

Put Options

Written

24,000

160.0000

American

Apr 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-100

130.0000

American

Jan 21, 2022

Call Options

Written

-600

175.0000

American

Apr 17, 2020

Put Options

Purchased

-4,500

145.0000

American

May 15, 2020

Call Options

Written

-1,000

205.0000

American

Jan 15, 2021

Put Options

Purchased

-100

110.0000

American

May 15, 2020

Call Options

Written

-500

172.5000

American

Apr 17, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


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