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BARCLAYS PLC (0QCV)

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Friday 22 November, 2019

BARCLAYS PLC

FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - ABBVIE INC - Amendment

BARCLAYS PLC

 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,511,116

0.17%

4,115,785

0.28%

 

(2)

Derivatives (other than options):

1,725,361

0.12%

621,000

0.04%

 

(3)

Options and agreements to
purchase/sell:

2,458,700

0.17%

833,500

0.06%

 
TOTAL:

6,695,177

0.45%

5,570,285

0.38%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

5

88.1300 USD

Purchase

28

88.0800 USD

Purchase

44

88.6800 USD

Purchase

56

88.1100 USD

Purchase

100

87.3000 USD

Purchase

100

86.8650 USD

Purchase

100

87.5450 USD

Purchase

100

87.0450 USD

Purchase

100

87.1900 USD

Purchase

100

88.2600 USD

Purchase

120

88.7200 USD

Purchase

156

86.9400 USD

Purchase

200

88.1200 USD

Purchase

200

87.0550 USD

Purchase

200

87.4775 USD

Purchase

200

87.5150 USD

Purchase

200

87.0775 USD

Purchase

200

87.0700 USD

Purchase

257

87.2357 USD

Purchase

299

87.1648 USD

Purchase

300

87.0733 USD

Purchase

300

87.0666 USD

Purchase

300

87.0300 USD

Purchase

300

87.5066 USD

Purchase

400

86.8637 USD

Purchase

443

87.0832 USD

Purchase

473

87.6851 USD

Purchase

498

87.6219 USD

Purchase

500

87.0260 USD

Purchase

500

86.7800 USD

Purchase

512

87.6526 USD

Purchase

553

87.0916 USD

Purchase

600

87.0408 USD

Purchase

675

87.7600 USD

Purchase

700

87.0728 USD

Purchase

701

87.1008 USD

Purchase

800

87.1287 USD

Purchase

800

87.1581 USD

Purchase

800

87.4054 USD

Purchase

1,041

86.7553 USD

Purchase

1,100

87.5859 USD

Purchase

1,148

87.0441 USD

Purchase

1,200

87.3316 USD

Purchase

1,300

87.0400 USD

Purchase

1,498

86.7857 USD

Purchase

1,513

87.0309 USD

Purchase

1,600

87.0600 USD

Purchase

1,712

87.5591 USD

Purchase

1,798

87.1477 USD

Purchase

1,814

87.3928 USD

Purchase

1,907

87.1669 USD

Purchase

1,964

87.4911 USD

Purchase

2,100

86.7030 USD

Purchase

2,138

86.7646 USD

Purchase

2,313

87.0963 USD

Purchase

2,800

87.4002 USD

Purchase

3,100

87.0574 USD

Purchase

3,278

87.0887 USD

Purchase

3,800

87.7650 USD

Purchase

4,260

87.2049 USD

Purchase

6,461

87.1052 USD

Purchase

6,730

87.7046 USD

Purchase

8,259

87.2000 USD

Purchase

8,487

87.0488 USD

Purchase

8,921

87.1233 USD

Purchase

9,132

87.1871 USD

Purchase

10,600

87.0617 USD

Purchase

11,380

87.3625 USD

Purchase

12,500

87.3369 USD

Purchase

13,120

87.2227 USD

Purchase

15,006

86.9333 USD

Purchase

32,700

87.2398 USD

Purchase

33,782

87.3389 USD

Purchase

35,000

87.3180 USD

Purchase

35,829

87.2014 USD

Purchase

53,648

87.3089 USD

Purchase

56,482

87.3762 USD

Purchase

57,292

87.2580 USD

Purchase

90,842

87.3083 USD

Purchase

91,562

87.5003 USD

Sale

44

88.6800 USD

Sale

56

88.1100 USD

Sale

73

87.8300 USD

Sale

100

88.0300 USD

Sale

100

87.9500 USD

Sale

100

87.7200 USD

Sale

100

87.7050 USD

Sale

100

87.6800 USD

Sale

100

87.6500 USD

Sale

100

87.6200 USD

Sale

100

87.2300 USD

Sale

100

87.0350 USD

Sale

100

88.6000 USD

Sale

100

88.2300 USD

Sale

120

88.7200 USD

Sale

128

87.0643 USD

Sale

132

87.9624 USD

Sale

160

87.5469 USD

Sale

200

87.0300 USD

Sale

200

87.7000 USD

Sale

200

86.9250 USD

Sale

205

88.1202 USD

Sale

209

86.9900 USD

Sale

232

86.8020 USD

Sale

271

87.7241 USD

Sale

283

87.4528 USD

Sale

298

88.6101 USD

Sale

300

86.6591 USD

Sale

300

87.7333 USD

Sale

300

87.5133 USD

Sale

355

86.9693 USD

Sale

359

87.6100 USD

Sale

400

88.6200 USD

Sale

408

86.8165 USD

Sale

408

88.6180 USD

Sale

473

87.6899 USD

Sale

473

87.6851 USD

Sale

488

87.6463 USD

Sale

500

87.4660 USD

Sale

500

87.6840 USD

Sale

500

87.7500 USD

Sale

572

87.3055 USD

Sale

690

86.8370 USD

Sale

792

87.3339 USD

Sale

800

87.5212 USD

Sale

800

86.7893 USD

Sale

910

86.8817 USD

Sale

950

87.6684 USD

Sale

1,000

87.7015 USD

Sale

1,100

87.6540 USD

Sale

1,123

87.3879 USD

Sale

1,164

86.7057 USD

Sale

1,238

86.9114 USD

Sale

1,442

87.2526 USD

Sale

1,600

87.0600 USD

Sale

2,000

87.2333 USD

Sale

2,000

87.5572 USD

Sale

2,000

87.6064 USD

Sale

2,576

86.7685 USD

Sale

3,800

87.7650 USD

Sale

3,869

86.7263 USD

Sale

4,130

87.4328 USD

Sale

5,260

87.1186 USD

Sale

5,600

87.4002 USD

Sale

7,777

86.7582 USD

Sale

9,779

87.2960 USD

Sale

10,174

87.2140 USD

Sale

12,255

87.2000 USD

Sale

17,680

87.3087 USD

Sale

21,600

87.2500 USD

Sale

25,000

87.2880 USD

Sale

27,143

87.0534 USD

Sale

28,984

87.2193 USD

Sale

31,100

87.3208 USD

Sale

38,793

87.2410 USD

Sale

94,762

87.5005 USD

Sale

113,974

87.3175 USD

Sale

160,965

87.2796 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

1,306

88.5721 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

800

70 USD

American

15 Jan 2021

19.0000 USD

Call Option

Purchasing

100

85 USD

American

19 Jun 2020

7.5000 USD

Call Option

Purchasing

1,000

88 USD

American

22 Nov 2019

0.6200 USD

Call Option

Purchasing

100

88 USD

American

15 May 2020

5.6300 USD

Call Option

Purchasing

200

90 USD

American

15 Jan 2021

7.2000 USD

Call Option

Purchasing

1,000

91 USD

American

13 Dec 2019

0.6300 USD

Call Option

Purchasing

100

98 USD

American

15 May 2020

2.0600 USD

Call Option

Purchasing

2,300

100 USD

American

17 Jan 2020

0.1743 USD

Call Option

Purchasing

100

105 USD

American

17 Jan 2020

0.0800 USD

Call Option

Selling

900

83 USD

American

22 Nov 2019

4.2500 USD

Call Option

Selling

5,000

87 USD

American

22 Nov 2019

1.2760 USD

Call Option

Selling

1,500

88 USD

American

21 Feb 2020

3.7500 USD

Call Option

Selling

2,200

89 USD

American

22 Nov 2019

0.2536 USD

Call Option

Selling

200

89 USD

American

29 Nov 2019

0.4700 USD

Call Option

Selling

1,900

90 USD

American

22 Nov 2019

0.1605 USD

Call Option

Selling

200

91 USD

American

22 Nov 2019

0.0300 USD

Call Option

Selling

1,500

91 USD

American

29 Nov 2019

0.1300 USD

Put Option

Purchasing

200

84 USD

American

20 Dec 2019

1.0500 USD

Put Option

Purchasing

200

85 USD

American

20 Dec 2019

1.1500 USD

Put Option

Purchasing

100

85 USD

American

20 Dec 2019

1.2700 USD

Put Option

Purchasing

100

87 USD

American

29 Nov 2019

1.1300 USD

Put Option

Purchasing

100

87 USD

American

29 Nov 2019

1.2600 USD

Put Option

Purchasing

100

88 USD

American

22 Nov 2019

0.8400 USD

Put Option

Purchasing

500

88 USD

American

15 May 2020

6.6200 USD

Put Option

Purchasing

1,900

91 USD

American

22 Nov 2019

3.0000 USD

Put Option

Purchasing

400

100 USD

American

15 Jan 2021

20.3375 USD

Put Option

Selling

3,000

65 USD

American

17 Jan 2020

0.1483 USD

Put Option

Selling

100

80 USD

American

20 Dec 2019

0.4200 USD

Put Option

Selling

400

82 USD

American

20 Dec 2019

0.6050 USD

Put Option

Selling

800

84 USD

American

22 Nov 2019

0.1500 USD

Put Option

Selling

1,200

85 USD

American

22 Nov 2019

0.2125 USD

Put Option

Selling

500

86 USD

American

22 Nov 2019

0.3060 USD

Put Option

Selling

100

87 USD

American

22 Nov 2019

0.4500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

700

87.5000

American

May 15, 2020

Put Options

Written

900

82.5000

American

Jan 17, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Purchased

300

91.0000

American

Dec 20, 2019

Put Options

Written

360,200

65.0000

American

Jan 17, 2020

Put Options

Written

1,500

83.5000

American

Nov 22, 2019

Put Options

Written

100

77.5000

American

Nov 22, 2019

Call Options

Purchased

1,100

87.0000

American

Dec 13, 2019

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

101,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

4,700

82.5000

American

Nov 22, 2019

Put Options

Written

3,600

75.0000

American

Feb 21, 2020

Put Options

Written

1,200

37.5000

American

Jan 21, 2022

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

100

71.0000

American

Dec 6, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Put Options

Written

8,300

87.5000

American

Feb 21, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-100

77.5000

American

Nov 22, 2019

Put Options

Purchased

-700

87.5000

American

Dec 20, 2019

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-500

82.5000

American

Feb 21, 2020

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Call Options

Written

-2,100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-100

79.0000

American

Nov 22, 2019

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-700

88.0000

American

Dec 20, 2019

Put Options

Purchased

-100

85.0000

American

May 15, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Purchased

500

72.5000

American

May 15, 2020

Call Options

Purchased

287,500

80.0000

American

Jan 17, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

1,100

92.5000

American

May 15, 2020

Call Options

Purchased

1,700

92.5000

American

Feb 21, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

5,200

95.0000

American

May 15, 2020

Call Options

Purchased

700

95.0000

American

Feb 21, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

49,100

95.0000

American

Jan 17, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

900

86.5000

American

Nov 29, 2019

Call Options

Purchased

100

82.0000

American

Dec 6, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

200

84.0000

American

Nov 29, 2019

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

100

82.0000

American

Dec 13, 2019

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

200

75.0000

American

Sep 18, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

3,400

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

500

88.0000

American

Dec 13, 2019

Put Options

Purchased

-100

86.5000

American

Nov 29, 2019

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-600

88.0000

American

Nov 29, 2019

Put Options

Purchased

-100

80.0000

American

Nov 22, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019

Put Options

Purchased

-200

81.0000

American

Dec 6, 2019

Put Options

Purchased

-3,000

79.0000

American

Dec 6, 2019

Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019

Put Options

Purchased

-2,500

55.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-100

78.0000

American

Nov 29, 2019

Call Options

Written

-200

80.0000

American

Nov 29, 2019

Call Options

Written

-1,100

95.0000

American

Nov 29, 2019

Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019

Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

4,100

85.0000

American

Dec 20, 2019

Call Options

Purchased

900

95.0000

American

Dec 20, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

100

97.5000

American

May 15, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

2,500

86.5000

American

Nov 22, 2019

Put Options

Written

16,200

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

800

57.5000

American

Feb 21, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options

Written

1,100

88.0000

American

Nov 29, 2019

Put Options

Written

400

81.5000

American

Dec 20, 2019

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

800

83.0000

American

Nov 29, 2019

Call Options

Purchased

100

78.0000

American

Dec 13, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

100

87.0000

American

Dec 6, 2019

Call Options

Purchased

4,400

92.5000

American

Dec 20, 2019

Call Options

Purchased

3,700

86.0000

American

Nov 22, 2019

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-6,000

92.0000

American

Nov 22, 2019

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,800

90.0000

American

Dec 20, 2019

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-4,000

85.0000

American

Jun 19, 2020

Put Options

Purchased

-6,900

85.0000

American

Jan 17, 2020

Call Options

Written

-11,800

95.0000

American

Jan 17, 2020

Put Options

Purchased

-200

85.0000

American

Feb 21, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

May 15, 2020

Put Options

Purchased

-100

77.0000

American

Dec 13, 2019

Put Options

Purchased

-100

87.0000

American

Nov 29, 2019

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-300

84.0000

American

Dec 20, 2019

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-24,400

60.0000

American

Jan 17, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,000

82.5000

American

Dec 20, 2019

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-3,400

72.5000

American

Feb 21, 2020

Put Options

Written

155,700

65.0000

American

Jun 19, 2020

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

88.0000

American

Nov 22, 2019

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Call Options

Purchased

600

88.0000

American

Dec 27, 2019

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

100

87.0000

American

Nov 29, 2019

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

1,100

86.5000

American

Nov 22, 2019

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

5,500

90.0000

American

Nov 22, 2019

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

6,800

86.0000

American

Nov 22, 2019

Call Options

Purchased

4,000

90.0000

American

Sep 18, 2020

Put Options

Written

200

76.5000

American

Nov 22, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

200

82.0000

American

Nov 22, 2019

Call Options

Purchased

7,900

80.0000

American

May 15, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

2,600

85.0000

American

Nov 29, 2019

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Put Options

Purchased

-100

82.5000

American

Nov 29, 2019

Put Options

Purchased

-400

90.0000

American

Feb 21, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-80,400

70.0000

American

Jan 15, 2021

Put Options

Purchased

-900

87.5000

American

May 15, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-200

84.0000

American

Nov 22, 2019

Put Options

Purchased

-100

73.5000

American

Nov 29, 2019

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-700

82.5000

American

Nov 29, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-400

80.0000

American

Nov 22, 2019

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-1,100

89.0000

American

Nov 29, 2019

Put Options

Purchased

-100

72.5000

American

Sep 18, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-100

80.0000

American

Dec 6, 2019

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Written

300

85.0000

American

Nov 29, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

200

83.5000

American

Nov 22, 2019

Call Options

Purchased

400

85.0000

American

Dec 6, 2019

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

6,800

90.0000

American

May 15, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

91.0000

American

Dec 13, 2019

Call Options

Purchased

100

95.0000

American

Dec 6, 2019

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Call Options

Purchased

200

86.5000

American

Dec 13, 2019

Put Options

Written

900

70.0000

American

Feb 21, 2020

Call Options

Purchased

21,900

90.0000

American

Feb 21, 2020

Put Options

Written

300

87.0000

American

Nov 22, 2019

Call Options

Purchased

18,100

70.0000

American

Jan 17, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

200

76.5000

American

Nov 22, 2019

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Call Options

Purchased

100

87.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Put Options

Written

700

67.5000

American

Jan 17, 2020

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Call Options

Written

-500

86.0000

American

Dec 6, 2019

Put Options

Purchased

-4,800

75.0000

American

Jan 17, 2020

Call Options

Written

-1,200

95.0000

American

Nov 22, 2019

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-300

130.0000

American

Jan 17, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Call Options

Written

-200

91.0000

American

Nov 22, 2019

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,900

91.0000

American

Nov 22, 2019

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,900

35.0000

American

Jan 15, 2021

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-100

77.0000

American

Nov 22, 2019

Call Options

Written

-600

80.5000

American

Nov 29, 2019

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-100

80.0000

American

Nov 29, 2019

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

28,500

70.0000

American

Jun 19, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

14,800

75.0000

American

Dec 20, 2019

Put Options

Written

9,600

80.0000

American

Jan 17, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Purchased

100

70.0000

American

May 15, 2020

Put Options

Written

100

76.0000

American

Nov 29, 2019

Call Options

Purchased

17,800

80.0000

American

Feb 21, 2020

Put Options

Written

100

77.5000

American

Nov 29, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

100

82.5000

American

May 15, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Call Options

Purchased

400

85.0000

American

Nov 22, 2019

Put Options

Written

500

85.0000

American

Nov 22, 2019

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Call Options

Written

-200

75.0000

American

Nov 22, 2019

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Put Options

Purchased

-6,900

70.0000

American

Jan 17, 2020

Put Options

Purchased

-100

78.0000

American

Nov 29, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-100

75.0000

American

Dec 13, 2019

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-4,000

87.0000

American

Nov 22, 2019

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

100

83.0000

American

Nov 22, 2019

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Call Options

Purchased

25,500

90.0000

American

Dec 20, 2019

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

1,400

90.0000

American

Nov 29, 2019

Call Options

Purchased

200

90.0000

American

Dec 6, 2019

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020

Call Options

Purchased

800

85.0000

American

May 15, 2020

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

100

74.0000

American

Nov 29, 2019

Put Options

Written

800

88.0000

American

Nov 22, 2019

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

3,300

100.0000

American

Feb 21, 2020

Call Options

Purchased

1,900

87.5000

American

Dec 20, 2019

Put Options

Written

14,600

67.5000

American

Jun 19, 2020

Call Options

Purchased

300

79.0000

American

Nov 22, 2019

Put Options

Purchased

-200

89.0000

American

Nov 22, 2019

Put Options

Purchased

-1,500

85.0000

American

Dec 20, 2019

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-10,300

87.5000

American

Jan 17, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-67,100

100.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-1,500

91.0000

American

Nov 29, 2019

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Call Options

Written

-8,400

100.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

700

89.0000

American

Nov 22, 2019

Put Options

Written

200

73.0000

American

Nov 22, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Dec 27, 2019

Put Options

Written

400

72.5000

American

May 15, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Put Options

Written

11,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

6,700

77.5000

American

Jan 15, 2021

Put Options

Written

1,000

84.0000

American

Nov 22, 2019

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

9,400

65.0000

American

Feb 21, 2020

Put Options

Written

2,200

80.0000

American

Dec 20, 2019

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

100

82.0000

American

Dec 6, 2019

Put Options

Written

100

72.5000

American

Nov 29, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

100

83.0000

American

Dec 6, 2019

Call Options

Purchased

9,600

77.5000

American

Jan 17, 2020

Call Options

Purchased

1,200

100.0000

American

May 15, 2020

Call Options

Purchased

6,000

75.0000

American

Jan 17, 2020

Call Options

Purchased

100

86.0000

American

Nov 29, 2019

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Call Options

Written

-5,900

92.5000

American

Jan 17, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-6,900

100.0000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-1,100

80.0000

American

Jan 15, 2021

Put Options

Purchased

-700

81.5000

American

Nov 22, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jan 15, 2021

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-9,300

90.0000

American

Jan 17, 2020

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-1,100

72.5000

American

Jan 17, 2020

Call Options

Written

-400

83.0000

American

Nov 22, 2019

Call Options

Written

-4,800

100.0000

American

Sep 18, 2020

Call Options

Written

-6,800

90.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


a d v e r t i s e m e n t