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BARCLAYS PLC (SIG)

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Tuesday 11 May, 2021

BARCLAYS PLC

Form 8.3 - Signature Aviation plc

Form 8.3 - Signature Aviation plc

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SIGNATURE AVIATION PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

10 May 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

37p ordinary

 

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

33,576,680

4.05%

11,323,649

1.36%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

11,357,476

1.37%

33,113,299

3.99%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

44,934,156

5.42%

44,436,948

5.36%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

 

37p ordinary

Purchase

259

3.9618 GBP

37p ordinary

Purchase

456

3.9620 GBP

37p ordinary

Purchase

496

3.9580 GBP

37p ordinary

Purchase

502

3.9710 GBP

37p ordinary

Purchase

511

3.9640 GBP

37p ordinary

Purchase

962

3.9770 GBP

37p ordinary

Purchase

1,013

3.9655 GBP

37p ordinary

Purchase

3,158

3.9719 GBP

37p ordinary

Purchase

5,209

3.9549 GBP

37p ordinary

Purchase

6,666

3.9616 GBP

37p ordinary

Purchase

11,438

3.9713 GBP

37p ordinary

Purchase

38,908

3.9550 GBP

37p ordinary

Purchase

48,636

3.9700 GBP

37p ordinary

Purchase

48,899

3.9696 GBP

37p ordinary

Purchase

51,629

3.9683 GBP

37p ordinary

Purchase

58,340

3.9703 GBP

37p ordinary

Purchase

62,241

3.9540 GBP

37p ordinary

Purchase

89,759

3.9559 GBP

37p ordinary

Sale

295

3.9690 GBP

37p ordinary

Sale

460

3.9580 GBP

37p ordinary

Sale

497

3.9551 GBP

37p ordinary

Sale

821

3.9624 GBP

37p ordinary

Sale

1,589

3.9615 GBP

37p ordinary

Sale

3,785

3.9625 GBP

37p ordinary

Sale

4,931

3.9550 GBP

37p ordinary

Sale

9,737

3.9564 GBP

37p ordinary

Sale

17,189

3.9620 GBP

37p ordinary

Sale

25,341

3.9605 GBP

37p ordinary

Sale

62,241

3.9540 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

37p ordinary

SWAP Long

3,458

3.9558 GBP

37p ordinary

SWAP Long

6,238

3.9551 GBP

37p ordinary

SWAP Long

21,479

3.9632 GBP

37p ordinary

SWAP Short

385

3.9648 GBP

37p ordinary

SWAP Short

1,016

3.9869 GBP

37p ordinary

SWAP Short

3,640

3.9708 GBP

37p ordinary

SWAP Short

11,530

3.9704 GBP

37p ordinary

SWAP Short

58,340

3.9703 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

11 May 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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