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BARCLAYS PLC (0OLN)

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Thursday 04 March, 2021

BARCLAYS PLC

Form 8.3 - DIALOG SEMICONDUCTOR PLC

Form 8.3 - DIALOG SEMICONDUCTOR PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 03 March 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

1,028,774

1.34%

80,513

0.10%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

59,611

0.08%

811,389

1.06%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

1,088,385

1.42%

891,902

1.16%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

10p ordinary

Purchase

100

64.0833 EUR

10p ordinary

Purchase

144

64.2455 EUR

10p ordinary

Purchase

258

64.4000 EUR

10p ordinary

Purchase

311

64.2711 EUR

10p ordinary

Purchase

336

64.3536 EUR

10p ordinary

Purchase

630

64.3283 EUR

10p ordinary

Purchase

694

64.2633 EUR

10p ordinary

Purchase

734

64.2777 EUR

10p ordinary

Purchase

1,601

64.2816 EUR

10p ordinary

Purchase

1,803

64.2180 EUR

10p ordinary

Purchase

1,817

64.2200 EUR

10p ordinary

Purchase

2,593

64.3500 EUR

10p ordinary

Purchase

2,606

64.2739 EUR

10p ordinary

Purchase

4,990

64.3059 EUR

10p ordinary

Purchase

11,112

64.2454 EUR

10p ordinary

Purchase

11,741

64.1626 EUR

10p ordinary

Sale

64

64.2100 EUR

10p ordinary

Sale

235

64.2134 EUR

10p ordinary

Sale

254

64.2318 EUR

10p ordinary

Sale

258

64.4000 EUR

10p ordinary

Sale

327

64.3914 EUR

10p ordinary

Sale

379

64.1791 EUR

10p ordinary

Sale

387

64.2278 EUR

10p ordinary

Sale

559

64.3207 EUR

10p ordinary

Sale

734

64.2303 EUR

10p ordinary

Sale

818

64.2787 EUR

10p ordinary

Sale

836

64.3477 EUR

10p ordinary

Sale

973

64.1570 EUR

10p ordinary

Sale

1,348

64.2256 EUR

10p ordinary

Sale

1,594

64.2717 EUR

10p ordinary

Sale

1,600

64.1939 EUR

10p ordinary

Sale

1,803

64.2200 EUR

10p ordinary

Sale

4,001

64.3309 EUR

10p ordinary

Sale

20,000

64.1800 EUR

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

10p ordinary

CFD

Long

13

64.1292 EUR

10p ordinary

CFD

Long

35

64.2320 EUR

10p ordinary

CFD

Long

79

64.1291 EUR

10p ordinary

SWAP

Long

139

64.3019 EUR

10p ordinary

CFD

Long

219

64.2318 EUR

10p ordinary

CFD

Long

734

64.2303 EUR

10p ordinary

CFD

Long

4,017

64.1834 EUR

10p ordinary

CFD

Short

734

64.2777 EUR

10p ordinary

CFD

Short

9,341

64.3015 EUR

10p ordinary

CFD

Short

11,112

64.2454 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 4 Mar 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates

10p ordinary

Call Options

Purchased

19,361

53.6607

European

12 Mar 2021

10p ordinary

Call Options

Purchased

22,020

69.0099

European

30 Apr 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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