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Wednesday 13 January, 2021

SURTECO GROUP SE

Correction of a release from 11/01/2021 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

DGAP Voting Rights Announcement: SURTECO GROUP SE
SURTECO GROUP SE: Correction of a release from 11/01/2021 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

13.01.2021 / 09:15
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: SURTECO GROUP SE
Street: Johan-Viktor-Bausch-Str. 2
Postal code: 86647
City: Buttenwiesen
Germany
Legal Entity Identifier (LEI): 52990096XE56IELO5P09

2. Reason for notification
  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Partial termination of a pool contract and thus a change in the allocation of voting rights.

3. Details of person subject to the notification obligation
Natural person (first name, surname): Thomas Bausch
Date of birth: 13 May 1940

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Claus Linnemann, Christa Linnemann, Katrin Schlautmann, Christian Schlautmann, Th. Bausch GmbH & Co. Vermögensanlage KG

5. Date on which threshold was crossed or reached:
31 Dec 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 22.18 % 0.00 % 22.18 % 15505731
Previous notification 40.16 % n/a % n/a % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005176903 51444 3388009 0.33 % 21.85 %
Total 3439453 22.18 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
0 0.00 %
    Total 0 0.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
0 0.00 %
      Total 0 0.00 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Dr. Dr. Thomas Bausch % % %
Th. Bausch GmbH % % %
Th. Bausch GmbH & Co. Vermögensanlage KG 21.57 % % 21.57 %
 
Dr. Dr. Thomas Bausch % % %
TNB Verwaltung GbR % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
12 Jan 2021



13.01.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


Language: English
Company: SURTECO GROUP SE
Johan-Viktor-Bausch-Str. 2
86647 Buttenwiesen
Germany
Internet: www.surteco-group.com

 
End of News DGAP News Service

1160270 13.01.2021 

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