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Thursday 19 November, 2020

UBS AG (EPT)

Form 8.5 (EPT/RI) - G4S PLC

RNS Number : 9063F
UBS AG (EPT)
19 November 2020
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

G4S plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Connected advisor to Garda World Security Corporation, offeree to G4S plc

(d) Date dealing undertaken:

18 November 2020

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

No

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

25p Ordinary

 

Buy

1678746

 

2.22502

GBP

2.19244

GBP

25p Ordinary

Sell

1136762

 

2.22600

GBP

2.20000

GBP

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

25p ordinary

CFD

 

Long

35502

2.219242  GBP

25p ordinary

CFD

 

Long

20492

2.212748  GBP

25p ordinary

CFD

 

Long

189843

2.225597  GBP

25p ordinary

CFD

 

Long

1725

2.216561  GBP

25p ordinary

CFD

 

Long

316661

2.21849  GBP

25p ordinary

CFD

 

Long

5416

2.213849  GBP

25p ordinary

CFD

 

Long

3585

2.216577  GBP

25p ordinary

CFD

 

Long

14196

2.223403  GBP

25p ordinary

CFD

 

Long

250000

2.213893  GBP

25p ordinary

CFD

 

Long

22262

2.222965  GBP

25p ordinary

CFD

 

Long

112

2.216714  GBP

25p ordinary

CFD

 

Long

30275

2.20951  GBP

25p ordinary

CFD

 

Long

13467

2.225  GBP

25p ordinary

CFD

 

Long

9622

2.218411  GBP

25p ordinary

CFD

 

Short

6946

2.19243882  GBP

25p ordinary

CFD

 

Short

800542

2.194757  GBP

25p ordinary

CFD

 

Short

574996

2.220211  GBP

25p ordinary

CFD

 

Short

4856

2.21154036243822  GBP

25p ordinary

CFD

 

Short

1144

2.21075174825175  GBP

25p ordinary

CFD

 

Short

4217

2.225  GBP

25p ordinary

CFD

 

Short

1517

2.224771  GBP

25p ordinary

CFD

 

Short

2283

2.219998  GBP

25p ordinary

CFD

 

Short

10432

2.2123  GBP

25p ordinary

CFD

 

Short

40000

2.20154  GBP

25p ordinary

CFD

 

Short

50000

2.212  GBP

25p ordinary

CFD

 

Short

4580

2.22463318777293  GBP

25p ordinary

CFD

 

Short

171

2.21  GBP

25p ordinary

CFD

 

Short

20

2.217  GBP

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

19 November 2020

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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