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Thursday 29 October, 2020

UBS AG (EPT)

Form 8.5 (EPT/RI) - Kaz Minerals plc

RNS Number : 6406D
UBS AG (EPT)
29 October 2020
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

  UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

 

(c) Name of the party to the offer with which exempt principal trader is connected:

  Kaz Minerals plc

(d) Date dealing undertaken:

  28 October 2020

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

No

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

20p ordinary

Buy

 

4440466

6.35079  GBP

6.22504  GBP

20p ordinary

Sell

 

4360043

6.34490  GBP

5.67649  GBP

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

20p ordinary

CFD

 

Long

5039

6.227351  GBP

20p ordinary

CFD

 

Long

68845

6.33823996  GBP

20p ordinary

CFD

 

Long

556013

6.27259581  GBP

20p ordinary

CFD

 

Long

935

6.269851  GBP

20p ordinary

CFD

 

Long

791

6.28  GBP

20p ordinary

CFD

 

Long

454

6.24417  GBP

20p ordinary

CFD

 

Long

187

6.254111  GBP

20p ordinary

CFD

 

Long

92

6.249375  GBP

20p ordinary

CFD

 

Long

3530

6.245886  GBP

20p ordinary

CFD

 

Long

5614

6.25134485215533  GBP

20p ordinary

CFD

 

Long

386

6.25  GBP

20p ordinary

CFD

 

Long

1536

5.67649088541667  GBP

20p ordinary

CFD

 

Long

2869

6.269327  GBP

20p ordinary

CFD

 

Long

734

6.26726158038147  GBP

20p ordinary

CFD

 

Long

30286

6.339207  GBP

20p ordinary

CFD

 

Long

100

6.2912  GBP

20p ordinary

CFD

 

Long

3047

6.26174  GBP

20p ordinary

CFD

 

Long

2207

6.257814  GBP

20p ordinary

CFD

 

Long

14679

6.255282  GBP

20p ordinary

CFD

 

Long

1380

6.2628115942029  GBP

20p ordinary

CFD

 

Long

1620

6.268  GBP

20p ordinary

CFD

 

Long

695

6.252888  GBP

20p ordinary

CFD

 

Long

1659

6.243302  GBP

20p ordinary

CFD

 

Short

125000

6.2713  GBP

20p ordinary

CFD

 

Short

100000

6.305214  GBP

20p ordinary

CFD

 

Short

264

6.342634  GBP

20p ordinary

CFD

 

Short

375000

6.2644  GBP

20p ordinary

CFD

 

Short

120000

6.349302  GBP

20p ordinary

CFD

 

Short

16760

6.2649284  GBP

20p ordinary

CFD

 

Short

26127

6.28  GBP

20p ordinary

CFD

 

Short

1819

6.254992  GBP

20p ordinary

CFD

 

Short

202

6.255386  GBP

20p ordinary

CFD

 

Short

429

6.34184149184149  GBP

20p ordinary

CFD

 

Short

95

6.34621052631579  GBP

20p ordinary

CFD

 

Short

178

6.344006  GBP

20p ordinary

CFD

 

Short

84

6.33199870952381  GBP

20p ordinary

CFD

 

Short

213

6.321985  GBP

20p ordinary

CFD

 

Short

62

6.310631  GBP

20p ordinary

CFD

 

Short

2801

6.24877543734381  GBP

20p ordinary

CFD

 

Short

4739

6.24433846803123  GBP

20p ordinary

CFD

 

Short

1536

6.27043619791667  GBP

20p ordinary

CFD

 

Short

924

6.25260822510823  GBP

20p ordinary

CFD

 

Short

320

6.342  GBP

20p ordinary

CFD

 

Short

83

6.34614457831325  GBP

20p ordinary

CFD

 

Short

69

6.3320401173913  GBP

20p ordinary

CFD

 

Short

19

6.329385  GBP

20p ordinary

CFD

 

Short

51486

6.263426  GBP

20p ordinary

CFD

 

Short

40000

6.35  GBP

20p ordinary

CFD

 

Short

22412

6.24776994  GBP

20p ordinary

CFD

 

Short

15663

6.350794  GBP

20p ordinary

CFD

 

Short

3721

6.252312  GBP

20p ordinary

CFD

 

Short

7903

6.261439  GBP

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

29 October 2020

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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