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BARCLAYS PLC (0XHL)

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Wednesday 20 May, 2020

BARCLAYS PLC

Form 8.3 - AON PLC

Form 8.3 - AON PLC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 19 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

248,354

0.11%

836,315

0.36%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

425,211

0.18%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

TOTAL:

 

 

 

 

676,165

0.29%

870,515

0.38%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

196.4900 USD

Purchase

1

196.4000 USD

Purchase

2

196.7900 USD

Purchase

2

197.3200 USD

Purchase

4

196.2400 USD

Purchase

5

197.7200 USD

Purchase

7

195.8100 USD

Purchase

14

197.1100 USD

Purchase

100

197.4900 USD

Purchase

100

197.6400 USD

Purchase

100

195.4700 USD

Purchase

100

197.8400 USD

Purchase

100

196.4800 USD

Purchase

120

196.5100 USD

Purchase

200

197.1950 USD

Purchase

206

196.5589 USD

Purchase

221

197.1363 USD

Purchase

260

196.0953 USD

Purchase

379

196.9548 USD

Purchase

453

196.7584 USD

Purchase

668

195.4972 USD

Purchase

800

196.4353 USD

Purchase

1,200

196.6340 USD

Purchase

1,201

196.6733 USD

Purchase

1,347

196.5922 USD

Purchase

2,100

196.5880 USD

Purchase

2,600

196.2861 USD

Purchase

2,814

196.0584 USD

Purchase

4,148

195.5391 USD

Purchase

6,010

196.0977 USD

Purchase

8,078

195.5401 USD

Purchase

10,729

195.5400 USD

Purchase

14,846

196.5391 USD

Sale

2

196.4200 USD

Sale

7

195.8100 USD

Sale

7

196.5500 USD

Sale

10

197.2610 USD

Sale

60

196.0300 USD

Sale

100

196.0000 USD

Sale

100

197.3900 USD

Sale

100

196.7900 USD

Sale

100

196.2300 USD

Sale

114

197.1100 USD

Sale

120

196.5100 USD

Sale

200

196.8550 USD

Sale

208

197.7028 USD

Sale

600

195.4900 USD

Sale

600

196.6933 USD

Sale

700

196.9257 USD

Sale

800

196.3321 USD

Sale

819

197.2434 USD

Sale

830

196.1323 USD

Sale

1,145

197.0044 USD

Sale

1,200

196.7418 USD

Sale

1,500

196.5460 USD

Sale

3,167

196.9023 USD

Sale

4,703

195.5401 USD

Sale

9,081

195.5400 USD

Sale

9,627

195.5955 USD

Sale

11,130

196.2355 USD

Sale

11,415

196.2543 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

924

197.0443 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 20 May 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


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