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BARCLAYS PLC (0Y7T)

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Friday 24 January, 2020

BARCLAYS PLC

Form 8.3 - Allergan plc

Form 8.3 - Allergan plc

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

23 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,520,070

1.38%

3,096,047

0.94%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,021,382

0.92%

3,099,508

0.94%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

455,700

0.14%

223,000

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,997,152

2.44%

6,418,555

1.96%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

190.1900 USD

Purchase

12

190.1600 USD

Purchase

24

190.1500 USD

Purchase

43

190.0600 USD

Purchase

51

190.5798 USD

Purchase

60

190.5475 USD

Purchase

100

190.5700 USD

Purchase

100

190.4200 USD

Purchase

100

189.9100 USD

Purchase

100

190.3800 USD

Purchase

100

190.4800 USD

Purchase

100

191.1050 USD

Purchase

100

190.2200 USD

Purchase

101

190.3211 USD

Purchase

115

190.4834 USD

Purchase

195

191.0451 USD

Purchase

200

190.3400 USD

Purchase

200

190.3000 USD

Purchase

300

190.4583 USD

Purchase

331

190.5130 USD

Purchase

400

190.3787 USD

Purchase

447

190.4525 USD

Purchase

500

190.6980 USD

Purchase

500

190.4359 USD

Purchase

571

190.2445 USD

Purchase

601

190.3901 USD

Purchase

663

190.5951 USD

Purchase

806

190.5250 USD

Purchase

809

190.4404 USD

Purchase

819

190.6956 USD

Purchase

1,800

190.4300 USD

Purchase

1,969

190.5185 USD

Purchase

2,057

190.4007 USD

Purchase

2,600

190.5594 USD

Purchase

3,500

190.3997 USD

Purchase

3,847

190.6011 USD

Purchase

6,853

190.3235 USD

Purchase

7,828

190.3356 USD

Purchase

11,000

190.1303 USD

Purchase

13,616

190.6000 USD

Purchase

20,000

190.1458 USD

Purchase

54,215

190.5722 USD

Sale

1

190.1900 USD

Sale

12

190.3591 USD

Sale

12

190.1600 USD

Sale

100

190.2000 USD

Sale

100

190.2600 USD

Sale

100

190.5400 USD

Sale

100

191.1900 USD

Sale

143

190.0600 USD

Sale

154

190.2128 USD

Sale

200

190.4650 USD

Sale

200

190.6900 USD

Sale

212

190.1500 USD

Sale

220

190.4940 USD

Sale

300

190.8533 USD

Sale

300

190.1466 USD

Sale

300

190.4200 USD

Sale

301

190.2049 USD

Sale

380

190.3994 USD

Sale

400

190.2950 USD

Sale

400

190.6975 USD

Sale

431

190.1437 USD

Sale

574

190.1642 USD

Sale

600

190.1650 USD

Sale

650

190.5900 USD

Sale

763

190.5800 USD

Sale

800

190.1456 USD

Sale

800

190.5756 USD

Sale

900

190.2033 USD

Sale

969

190.1200 USD

Sale

1,929

190.3246 USD

Sale

2,025

190.2073 USD

Sale

2,300

190.5269 USD

Sale

2,500

190.1342 USD

Sale

2,729

190.4920 USD

Sale

3,400

190.3764 USD

Sale

5,515

190.4304 USD

Sale

9,050

190.6000 USD

Sale

9,385

190.6022 USD

Sale

9,675

190.3394 USD

Sale

10,300

190.1432 USD

Sale

11,000

190.1303 USD

Sale

14,229

190.4283 USD

Sale

42,617

190.5992 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

120 USD

American

21 Jan 2022

69.7500 USD

Call Option

Purchasing

3,100

195 USD

American

21 Aug 2020

4.5000 USD

Call Option

Purchasing

200

195 USD

American

15 Jan 2021

6.0000 USD

Call Option

Selling

100

140 USD

American

21 Jan 2022

50.8800 USD

Put Option

Purchasing

200

140 USD

American

15 Jan 2021

1.1000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

24 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

1,700

190.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

100.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,500

175.0000  

American

Jan 15, 2021

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Put Options

  Written

500

185.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Put Options

  Written

300

135.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

192.5000  

American

Jan 31, 2020

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Purchased

-9,800

180.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Call Options

  Written

-100

140.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Call Options

  Written

-5,500

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

195.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

200.0000  

American

Aug 21, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Call Options

  Purchased

100

195.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

300

175.0000  

American

Feb 21, 2020

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Written

11,700

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Call Options

  Written

-2,000

180.0000  

American

Feb 21, 2020

Put Options

  Purchased

-16,600

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Call Options

  Written

-2,700

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

200.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Call Options

  Written

-800

185.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Call Options

  Written

-300

150.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

190.0000  

American

May 15, 2020

Put Options

  Written

400

110.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

195.0000  

American

May 15, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

2,100

185.0000  

American

Mar 20, 2020

Put Options

  Written

600

185.0000  

American

May 15, 2020

Call Options

  Purchased

200

192.5000  

American

Jan 24, 2020

Call Options

  Purchased

3,300

165.0000  

American

Jan 15, 2021

Put Options

  Written

200

150.0000  

American

Jan 21, 2022

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,100

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

190.0000  

American

Jun 19, 2020

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,000

195.0000  

American

May 15, 2020

Call Options

  Written

-200

195.0000  

American

Feb 21, 2020

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Put Options

  Written

300

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,900

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

190.0000  

American

Jan 24, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,900

192.5000  

American

Jan 24, 2020

Call Options

  Written

-2,000

130.0000  

American

Feb 21, 2020

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Put Options

  Written

6,500

140.0000  

American

Jan 15, 2021

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Written

51,100

140.0000  

American

Feb 21, 2020

Put Options

  Written

3,200

120.0000  

American

Feb 21, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Put Options

  Written

14,900

160.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,200

195.0000  

American

Aug 21, 2020

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Call Options

  Purchased

400

200.0000  

American

Jan 15, 2021

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Call Options

  Purchased

6,700

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

180.0000  

American

Jan 21, 2022

Put Options

  Purchased

-12,400

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

500

180.0000  

American

May 15, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

900

180.0000  

American

Mar 20, 2020

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Put Options

  Written

600

185.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

120.0000  

American

Jan 21, 2022

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Call Options

  Written

-200

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Put Options

  Purchased

-300

165.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Call Options

  Written

-2,400

165.0000  

American

Mar 20, 2020

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-200

170.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Put Options

  Written

8,400

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,700

220.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Put Options

  Purchased

-700

160.0000  

American

Feb 28, 2020

Put Options

  Purchased

-1,000

180.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

200.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Call Options

  Written

-300

180.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,800

190.0000  

American

Jan 24, 2020

Call Options

  Written

-100

185.0000  

American

Mar 20, 2020

Put Options

  Written

200

120.0000  

American

May 15, 2020

Put Options

  Written

49,000

150.0000  

American

Feb 21, 2020

Call Options

  Purchased

11,400

195.0000  

American

Jan 15, 2021

Put Options

  Written

200

195.0000  

American

Mar 20, 2020

Put Options

  Written

9,800

145.0000  

American

Feb 21, 2020

Put Options

  Written

100

150.0000  

American

Mar 20, 2020

Call Options

  Written

-200

200.0000  

American

Jan 24, 2020

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,500

140.0000  

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


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