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BARCLAYS PLC (0Y7T)

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Wednesday 13 November, 2019

BARCLAYS PLC

FORM 8.3 - ALLERGAN PLC

FORM 8.3 - ALLERGAN PLC

BARCLAYS PLC

 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 12 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,990,481

1.22%

2,300,685

0.70%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,326,200

0.71%

2,068,389

0.63%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

843,100

0.26%

556,900

0.17%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,159,781

2.18%

4,925,974

1.50%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

182.7800 USD

Purchase

3

183.6300 USD

Purchase

20

182.0000 USD

Purchase

36

182.5000 USD

Purchase

41

182.4400 USD

Purchase

67

183.5631 USD

Purchase

69

182.6100 USD

Purchase

100

182.5200 USD

Purchase

100

181.9050 USD

Purchase

100

181.9400 USD

Purchase

164

182.1089 USD

Purchase

200

181.9300 USD

Purchase

200

182.9450 USD

Purchase

200

182.6200 USD

Purchase

247

182.6146 USD

Purchase

272

181.9422 USD

Purchase

292

182.5621 USD

Purchase

300

182.4533 USD

Purchase

300

182.6900 USD

Purchase

305

182.5219 USD

Purchase

400

182.6000 USD

Purchase

469

182.6500 USD

Purchase

500

182.6220 USD

Purchase

560

183.3847 USD

Purchase

577

182.5890 USD

Purchase

665

182.9988 USD

Purchase

700

182.6128 USD

Purchase

800

182.5706 USD

Purchase

824

182.5342 USD

Purchase

848

182.5697 USD

Purchase

875

182.6045 USD

Purchase

1,000

182.1420 USD

Purchase

1,046

182.5818 USD

Purchase

1,163

182.5296 USD

Purchase

1,476

182.5311 USD

Purchase

1,744

183.3723 USD

Purchase

1,825

183.3328 USD

Purchase

1,827

183.5128 USD

Purchase

1,900

182.5965 USD

Purchase

2,130

183.1251 USD

Purchase

2,300

183.1176 USD

Purchase

2,388

182.1072 USD

Purchase

2,480

181.9588 USD

Purchase

3,467

182.4359 USD

Purchase

3,900

183.6035 USD

Purchase

4,456

182.2997 USD

Purchase

6,000

182.3800 USD

Purchase

7,519

182.1508 USD

Purchase

8,164

183.3932 USD

Purchase

8,812

182.4236 USD

Purchase

9,986

183.1991 USD

Purchase

10,900

182.1346 USD

Purchase

11,495

183.0188 USD

Purchase

11,498

182.8682 USD

Purchase

18,700

183.1661 USD

Purchase

22,405

182.4896 USD

Purchase

23,200

181.9593 USD

Purchase

28,871

182.6009 USD

Purchase

30,100

182.7403 USD

Purchase

39,407

183.3447 USD

Purchase

221,750

181.9600 USD

Sale

7

182.3900 USD

Sale

50

183.5200 USD

Sale

50

183.7300 USD

Sale

60

183.7000 USD

Sale

100

182.0050 USD

Sale

100

183.6550 USD

Sale

100

182.0400 USD

Sale

100

183.5300 USD

Sale

101

181.1767 USD

Sale

115

181.9721 USD

Sale

200

182.8950 USD

Sale

200

182.6200 USD

Sale

241

182.0571 USD

Sale

250

183.2960 USD

Sale

300

182.0033 USD

Sale

300

181.7833 USD

Sale

300

183.5600 USD

Sale

459

182.2868 USD

Sale

497

181.9292 USD

Sale

500

182.2239 USD

Sale

500

183.1280 USD

Sale

500

183.2040 USD

Sale

531

181.9054 USD

Sale

543

183.5093 USD

Sale

600

182.6358 USD

Sale

700

182.9042 USD

Sale

818

182.7611 USD

Sale

857

182.6627 USD

Sale

893

182.5649 USD

Sale

900

183.6744 USD

Sale

1,200

183.5691 USD

Sale

1,300

182.5784 USD

Sale

1,600

183.5850 USD

Sale

2,200

183.0481 USD

Sale

3,036

181.9647 USD

Sale

5,544

182.0720 USD

Sale

6,000

182.3800 USD

Sale

6,849

183.0668 USD

Sale

7,861

182.5164 USD

Sale

8,532

182.2121 USD

Sale

9,900

182.0908 USD

Sale

12,000

182.4719 USD

Sale

12,000

182.4333 USD

Sale

18,500

183.0011 USD

Sale

23,500

181.9588 USD

Sale

41,996

182.3954 USD

Sale

108,004

183.2154 USD

Sale

327,575

181.9600 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

 

Call Option

Purchasing

100

80 USD

American

15 Jan 2021

101.3500 USD

Call Option

Purchasing

100

105 USD

American

17 Jan 2020

75.2500 USD

Call Option

Purchasing

500

110 USD

American

17 Jan 2020

72.4500 USD

Call Option

Purchasing

900

130 USD

American

17 Jan 2020

48.1000 USD

Call Option

Purchasing

500

135 USD

American

20 Dec 2019

46.4000 USD

Call Option

Purchasing

4,500

150 USD

American

15 Nov 2019

30.9500 USD

Call Option

Purchasing

400

155 USD

American

15 Nov 2019

26.3500 USD

Call Option

Purchasing

100

170 USD

American

20 Dec 2019

14.1700 USD

Call Option

Purchasing

200

180 USD

American

21 Jan 2022

14.4000 USD

Call Option

Purchasing

1,300

183 USD

American

15 Nov 2019

0.7153 USD

Call Option

Purchasing

3,100

185 USD

American

15 Nov 2019

0.2283 USD

Call Option

Purchasing

800

185 USD

American

15 Jan 2021

10.7500 USD

Call Option

Purchasing

100

190 USD

American

17 Jan 2020

1.2500 USD

Call Option

Purchasing

800

190 USD

American

21 Feb 2020

2.8700 USD

Call Option

Selling

100

180 USD

American

20 Dec 2019

5.9700 USD

Call Option

Selling

1,600

180 USD

American

21 Feb 2020

8.8350 USD

Call Option

Selling

100

190 USD

American

15 May 2020

5.1000 USD

Put Option

Purchasing

100

173 USD

American

15 Nov 2019

0.9300 USD

Put Option

Selling

3,000

140 USD

American

15 Nov 2019

0.0300 USD

Put Option

Selling

2,200

170 USD

American

15 Nov 2019

0.0300 USD

Put Option

Selling

1,000

170 USD

American

21 Feb 2020

4.2900 USD

Put Option

Selling

100

178 USD

American

15 Nov 2019

1.3300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

13 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

Put Options

Written

900

90.0000

American Feb 21, 2020
Put Options

Written

100

135.0000

American Feb 21, 2020
Call Options

Purchased

1,600

175.0000

American Dec 20, 2019
Put Options

Written

1,100

100.0000

American Feb 21, 2020
Call Options

Purchased

2,500

175.0000

American Jan 15, 2021
Put Options

Written

700

95.0000

American Jan 15, 2021
Put Options

Written

4,600

155.0000

American Dec 20, 2019
Call Options

Purchased

1,300

185.0000

American Jan 15, 2021
Call Options

Purchased

1,300

100.0000

American Jan 15, 2021
Call Options

Purchased

1,800

190.0000

American Feb 21, 2020
Put Options

Written

700

100.0000

American Jan 15, 2021
Call Options

Purchased

1,300

182.5000

American Nov 15, 2019
Call Options

Purchased

4,300

250.0000

American Jan 17, 2020
Put Options

Purchased

-500

170.0000

American Dec 20, 2019
Put Options

Purchased

-1,500

155.0000

American Feb 21, 2020
Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options

Purchased

-50,000

160.0000

American Feb 21, 2020
Put Options

Purchased

-300

165.0000

American Jan 15, 2021
Call Options

Written

-2,100

125.0000

American Jan 15, 2021
Call Options

Written

-2,300

185.0000

American Dec 20, 2019
Put Options

Purchased

-7,100

155.0000

American Nov 15, 2019
Put Options

Purchased

-3,000

165.0000

American Dec 20, 2019
Call Options

Written

-100

190.0000

American Nov 15, 2019
Call Options

Written

-5,500

160.0000

American Mar 20, 2020
Put Options

Purchased

-700

155.0000

American Jan 17, 2020
Put Options

Written

200

157.5000

American Nov 15, 2019
Put Options

Written

500

80.0000

American Feb 21, 2020
Call Options

Purchased

26,600

170.0000

American Dec 20, 2019
Put Options

Written

66,500

140.0000

American Mar 20, 2020
Put Options

Written

36,400

105.0000

American Jan 15, 2021
Put Options

Written

18,500

150.0000

American May 15, 2020
Call Options

Purchased

3,400

170.0000

American Jan 15, 2021
Call Options

Purchased

1,000

190.0000

American Dec 20, 2019
Put Options

Written

400

145.0000

American Nov 15, 2019
Put Options

Written

12,700

150.0000

American Nov 15, 2019
Put Options

Written

7,600

160.0000

American Jun 19, 2020
Put Options

Purchased

-400

135.0000

American Nov 15, 2019
Put Options

Purchased

-16,800

115.0000

American Jan 15, 2021
Put Options

Purchased

-200

95.0000

American Nov 15, 2019
Put Options

Purchased

-5,300

110.0000

American Jan 17, 2020
Put Options

Purchased

-500

175.0000

American Nov 15, 2019
Put Options

Purchased

-100

155.0000

American Jan 15, 2021
Call Options

Written

-2,700

200.0000

American Jan 15, 2021
Put Options

Purchased

-200

110.0000

American Dec 20, 2019
Call Options

Written

-300

150.0000

American Feb 21, 2020
Put Options

Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options

Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options

Purchased

-300

80.0000

American Jan 15, 2021
Call Options

Written

-900

180.0000

American Feb 21, 2020
Call Options

Written

-1,000

185.0000

American Feb 21, 2020
Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options

Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options

Purchased

-10,800

125.0000

American Jan 17, 2020
Call Options

Written

-1,100

290.0000

American Jan 17, 2020
Call Options

Purchased

5,100

170.0000

American Feb 21, 2020
Put Options

Written

100

145.0000

American Jan 15, 2021
Call Options

Purchased

3,100

180.0000

American Jan 17, 2020
Call Options

Purchased

9,500

170.0000

American Jun 19, 2020
Call Options

Purchased

3,300

165.0000

American Jan 15, 2021
Put Options

Written

152,600

140.0000

American Nov 15, 2019
Put Options

Written

13,500

165.0000

American Jan 17, 2020
Put Options

Written

300

100.0000

American Dec 20, 2019
Put Options

Written

200

140.0000

American Dec 20, 2019
Put Options

Written

400

125.0000

American Jan 15, 2021
Put Options

Written

400

65.0000

American Jan 17, 2020
Put Options

Written

1,000

85.0000

American Dec 20, 2019
Call Options

Purchased

5,800

160.0000

American Jan 17, 2020
Call Options

Purchased

7,800

185.0000

American Nov 15, 2019
Put Options

Written

2,800

90.0000

American Nov 15, 2019
Put Options

Purchased

-1,200

170.0000

American Jan 17, 2020
Put Options

Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options

Written

-2,800

175.0000

American Jan 17, 2020
Call Options

Written

-4,500

220.0000

American Jan 17, 2020
Call Options

Written

-200

140.0000

American Feb 21, 2020
Call Options

Written

-100

210.0000

American Nov 15, 2019
Put Options

Purchased

-100

120.0000

American Jan 17, 2020
Call Options

Purchased

1,900

180.0000

American Jan 15, 2021
Put Options

Written

46,000

140.0000

American Jun 19, 2020
Put Options

Written

6,400

95.0000

American Jun 19, 2020
Call Options

Purchased

300

145.0000

American Jan 15, 2021
Call Options

Purchased

4,100

170.0000

American Jan 17, 2020
Call Options

Purchased

800

160.0000

American Jan 21, 2022
Call Options

Purchased

100

165.0000

American Feb 21, 2020
Put Options

Purchased

-2,400

170.0000

American Jun 19, 2020
Call Options

Written

-7,000

300.0000

American Jan 17, 2020
Call Options

Written

-100

135.0000

American Jan 15, 2021
Put Options

Purchased

-7,400

130.0000

American Nov 15, 2019
Call Options

Written

-100

190.0000

American May 15, 2020
Call Options

Written

-29,800

150.0000

American Jan 17, 2020
Put Options

Purchased

-22,500

105.0000

American Jan 17, 2020
Put Options

Purchased

-1,100

165.0000

American Nov 15, 2019
Call Options

Written

-500

220.0000

American Jan 15, 2021
Put Options

Purchased

-1,500

150.0000

American Jan 17, 2020
Put Options

Purchased

-5,300

100.0000

American Jan 17, 2020
Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options

Written

29,300

140.0000

American Jan 17, 2020
Call Options

Purchased

400

185.0000

American Jun 19, 2020
Put Options

Written

14,300

160.0000

American Mar 20, 2020
Put Options

Written

3,100

115.0000

American Dec 20, 2019
Call Options

Purchased

4,700

190.0000

American Jan 17, 2020
Put Options

Written

1,800

145.0000

American Jun 19, 2020
Put Options

Written

50,000

140.0000

American Feb 21, 2020
Put Options

Written

4,700

80.0000

American Jan 17, 2020
Put Options

Written

14,800

160.0000

American Feb 21, 2020
Put Options

Written

100

140.0000

American Jan 15, 2021
Put Options

Written

7,000

160.0000

American Jan 17, 2020
Put Options

Written

2,500

120.0000

American Feb 21, 2020
Put Options

Written

7,000

120.0000

American Jun 19, 2020
Call Options

Purchased

200

180.0000

American Jun 19, 2020
Call Options

Purchased

200

180.0000

American Jan 21, 2022
Put Options

Written

2,000

115.0000

American Feb 21, 2020
Put Options

Purchased

-300

100.0000

American Nov 15, 2019
Call Options

Written

-100

120.0000

American Jan 15, 2021
Call Options

Written

-600

205.0000

American Jan 17, 2020
Put Options

Purchased

-12,400

150.0000

American Jan 15, 2021
Call Options

Written

-200

165.0000

American Jun 19, 2020
Call Options

Written

-4,100

155.0000

American Jan 17, 2020
Put Options

Purchased

-39,200

150.0000

American Nov 15, 2019
Call Options

Written

-200

140.0000

American Jun 19, 2020
Call Options

Written

-1,200

195.0000

American Dec 20, 2019
Call Options

Written

-100

240.0000

American Jan 17, 2020
Call Options

Written

-1,700

225.0000

American Jan 17, 2020
Call Options

Written

-1,500

270.0000

American Jan 17, 2020
Put Options

Written

33,600

150.0000

American Dec 20, 2019
Put Options

Written

500

230.0000

American Jan 17, 2020
Put Options

Written

13,700

75.0000

American Jan 17, 2020
Put Options

Written

1,900

170.0000

American Nov 15, 2019
Call Options

Purchased

4,300

165.0000

American Jan 17, 2020
Call Options

Purchased

4,000

160.0000

American Jan 15, 2021
Put Options

Purchased

-200

172.5000

American Dec 13, 2019
Put Options

Purchased

-300

160.0000

American Jan 15, 2021
Put Options

Purchased

-400

115.0000

American Jan 17, 2020
Put Options

Purchased

-100

150.0000

American Jun 19, 2020
Call Options

Written

-6,600

200.0000

American Jan 17, 2020
Call Options

Written

-18,800

185.0000

American Jan 17, 2020
Call Options

Written

-900

175.0000

American Jun 19, 2020
Put Options

Purchased

-1,900

175.0000

American Jan 17, 2020
Put Options

Purchased

-100

85.0000

American Jan 17, 2020
Put Options

Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options

Written

-2,800

230.0000

American Jan 17, 2020
Call Options

Written

-300

165.0000

American Mar 20, 2020
Call Options

Written

-22,800

210.0000

American Jan 17, 2020
Call Options

Written

-200

110.0000

American Jan 15, 2021
Put Options

Purchased

-600

120.0000

American Jan 15, 2021
Put Options

Written

600

135.0000

American Jan 17, 2020
Put Options

Written

7,100

145.0000

American Jan 17, 2020
Put Options

Written

500

80.0000

American Nov 15, 2019
Put Options

Written

1,300

90.0000

American Jan 17, 2020
Call Options

Purchased

3,800

175.0000

American Feb 21, 2020
Call Options

Purchased

100

150.0000

American Jan 15, 2021
Put Options

Written

25,500

120.0000

American Nov 15, 2019
Put Options

Written

1,300

105.0000

American Nov 15, 2019
Put Options

Written

8,400

170.0000

American Feb 21, 2020
Call Options

Purchased

700

180.0000

American Dec 20, 2019
Put Options

Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options

Purchased

-19,300

95.0000

American Jan 17, 2020
Put Options

Purchased

-3,600

80.0000

American Dec 20, 2019
Call Options

Written

-1,000

200.0000

American Feb 21, 2020
Call Options

Written

-100

185.0000

American Mar 20, 2020
Call Options

Written

-100

215.0000

American Jan 17, 2020
Put Options

Purchased

-100

175.0000

American Jan 15, 2021
Put Options

Purchased

-600

110.0000

American Nov 15, 2019
Put Options

Purchased

-100

172.5000

American Nov 15, 2019
Put Options

Written

6,800

115.0000

American Nov 15, 2019
Put Options

Written

9,300

160.0000

American Dec 20, 2019
Put Options

Written

40,000

170.0000

American Jan 17, 2020
Put Options

Written

100

177.5000

American Nov 15, 2019
Put Options

Written

31,900

150.0000

American Feb 21, 2020
Put Options

Written

3,500

200.0000

American Dec 20, 2019
Put Options

Written

25,000

150.0000

American Jan 17, 2020
Call Options

Purchased

4,600

145.0000

American Jan 17, 2020
Put Options

Written

4,200

125.0000

American Nov 15, 2019
Put Options

Written

5,600

145.0000

American Feb 21, 2020
Put Options

Written

1,200

95.0000

American Dec 20, 2019
Call Options

Written

-100

110.0000

American Jan 17, 2020
Call Options

Written

-100

195.0000

American Jan 17, 2020
Put Options

Purchased

-1,700

160.0000

American Nov 15, 2019
Call Options

Written

-1,300

130.0000

American Jan 17, 2020
Put Options

Purchased

-9,600

140.0000

American Mar 20, 2020
Call Options

Written

-600

250.0000

American Jan 15, 2021
Put Options

Purchased

-4,500

130.0000

American Feb 21, 2020
Call Options

Written

-4,500

260.0000

American Jan 17, 2020
Call Options

Written

-1,500

140.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


a d v e r t i s e m e n t