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BARCLAYS PLC (0Y7T)

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Friday 20 September, 2019

BARCLAYS PLC

Form 8.3 - ALLERGAN PLC - Amendment

Form 8.3 - ALLERGAN PLC - Amendment

BARCLAYS PLC

 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,495,401

1.07%

1,612,711

0.49%

 

(2)

Derivatives (other than options):

1,808,800

0.55%

2,119,420

0.65%

 

(3)

Options and agreements to
purchase/sell:

648,400

0.20%

412,200

0.13%

 
TOTAL:

5,952,601

1.82%

4,144,331

1.26%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)

(1)

Relevant securities

(2)

Derivatives (other than options):

(3)

Options and agreements to
purchase/sell:
TOTAL:

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

12

165.8600 USD

Purchase

100

166.1800 USD

Purchase

100

166.5100 USD

Purchase

100

166.3500 USD

Purchase

100

166.1500 USD

Purchase

100

166.1400 USD

Purchase

119

166.1387 USD

Purchase

167

166.2079 USD

Purchase

200

166.0950 USD

Purchase

200

166.0450 USD

Purchase

200

165.6000 USD

Purchase

200

166.0200 USD

Purchase

200

166.1200 USD

Purchase

200

166.2775 USD

Purchase

200

166.2700 USD

Purchase

229

166.4722 USD

Purchase

233

166.1244 USD

Purchase

281

166.0800 USD

Purchase

300

166.1316 USD

Purchase

303

166.3025 USD

Purchase

400

166.3525 USD

Purchase

400

166.1600 USD

Purchase

400

166.2850 USD

Purchase

439

166.0475 USD

Purchase

500

166.0500 USD

Purchase

583

166.2435 USD

Purchase

900

166.2400 USD

Purchase

1,200

166.2525 USD

Purchase

1,400

166.2646 USD

Purchase

1,410

166.1718 USD

Purchase

1,947

166.2025 USD

Purchase

2,094

166.1269 USD

Purchase

2,838

166.1452 USD

Purchase

4,364

166.1449 USD

Purchase

6,278

166.2754 USD

Purchase

6,357

166.2640 USD

Purchase

6,511

166.2261 USD

Purchase

6,580

166.2199 USD

Purchase

8,663

166.2514 USD

Purchase

8,800

166.1663 USD

Purchase

9,000

166.1785 USD

Purchase

11,240

166.1283 USD

Purchase

12,424

166.2615 USD

Purchase

15,255

166.2137 USD

Purchase

22,244

166.1000 USD

Purchase

46,888

166.0756 USD

Sale

10

165.6100 USD

Sale

12

165.8600 USD

Sale

15

166.0140 USD

Sale

51

165.8374 USD

Sale

97

166.3400 USD

Sale

100

166.1150 USD

Sale

100

166.0900 USD

Sale

100

166.1512 USD

Sale

100

166.1800 USD

Sale

102

165.7266 USD

Sale

107

166.0488 USD

Sale

141

166.1024 USD

Sale

155

166.1200 USD

Sale

200

166.0650 USD

Sale

200

166.1400 USD

Sale

200

166.2700 USD

Sale

300

166.0500 USD

Sale

300

165.8766 USD

Sale

300

166.1166 USD

Sale

300

166.1074 USD

Sale

300

166.0700 USD

Sale

303

166.0838 USD

Sale

308

165.9920 USD

Sale

400

166.0350 USD

Sale

400

165.9850 USD

Sale

447

166.0355 USD

Sale

540

166.0894 USD

Sale

571

166.0982 USD

Sale

600

166.1145 USD

Sale

679

166.1196 USD

Sale

700

165.9971 USD

Sale

1,057

166.1875 USD

Sale

1,100

166.1724 USD

Sale

1,103

166.0492 USD

Sale

1,159

166.0325 USD

Sale

1,520

166.0483 USD

Sale

1,962

166.1321 USD

Sale

2,391

166.0787 USD

Sale

2,400

166.1825 USD

Sale

2,500

166.1405 USD

Sale

3,383

166.1734 USD

Sale

3,400

166.1455 USD

Sale

6,100

166.1863 USD

Sale

7,700

166.2000 USD

Sale

8,168

166.0501 USD

Sale

17,562

166.1000 USD

Sale

18,022

166.1374 USD

Sale

29,850

166.0870 USD

Sale

67,625

166.2415 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Selling

100

163 USD

American

20 Sep 2019

4.0500 USD

Put Option

Purchasing

100

130 USD

American

17 Jan 2020

1.5600 USD

Put Option

Purchasing

500

165 USD

American

15 Nov 2019

4.2500 USD

Put Option

Selling

3,200

150 USD

American

15 Nov 2019

1.6300 USD

Put Option

Selling

100

150 USD

American

17 Jan 2020

4.0600 USD

Put Option

Selling

500

230 USD

American

17 Jan 2020

63.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

20 Sep 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

16,900

165.0000

American

Nov 15, 2019

Put Options

Written

2,100

155.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

200

115.0000

American

Sep 20, 2019

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options

Purchased

-3,500

70.0000

American

Jan 15, 2021

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-600

160.0000

American

Feb 21, 2020

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-7,300

155.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options

Purchased

100

185.0000

American

Sep 20, 2019

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Written

26,300

105.0000

American

Jan 15, 2021

Put Options

Written

5,900

150.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

6,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

8,100

170.0000

American

Jun 19, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

200

125.0000

American

Sep 20, 2019

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Put Options

Written

45,200

140.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

300

140.0000

American

Sep 20, 2019

Call Options

Purchased

7,400

160.0000

American

Sep 20, 2019

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

165.0000

American

Nov 15, 2019

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-4,600

150.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-3,200

155.0000

American

Sep 20, 2019

Put Options

Purchased

-3,300

160.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-8,400

130.0000

American

Nov 15, 2019

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-28,300

150.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

200

145.0000

American

Sep 20, 2019

Put Options

Written

500

230.0000

American

Jan 17, 2020

Put Options

Written

27,300

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

Sep 20, 2019

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

175.0000

American

Feb 21, 2020

Put Options

Written

200

110.0000

American

Sep 20, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

200

120.0000

American

Sep 20, 2019

Put Options

Written

25,300

120.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

900

135.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-103,200

130.0000

American

Jan 17, 2020

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-500

175.0000

American

Jan 15, 2021

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-200

162.5000

American

Sep 20, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

9,100

150.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

700

145.0000

American

Feb 21, 2020

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

100

135.0000

American

Sep 20, 2019

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


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