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Morgan Stanley & Co. (48QN)

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Friday 13 September, 2019

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of London Stock Ex

RNS Number : 3290M
Morgan Stanley & Co. Int'l plc
13 September 2019
 

AMENDMENT       Section 2(a) & 2(b)                                  

 

 FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

London Stock Exchange Group plc

(c) Name of the party to the offer with which exempt principal trader is connected:

London Stock Exchange Group plc

(d) Date dealing undertaken:

11 SEPTEMBER 2019

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes- Hong Kong Exchanges and Clearing Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of

relevant

security

 Purchases/

sales

 Total number

of securities

 Highest price

per unit paid/received

 Lowest price

per unit paid/received

6 79/86 p ordinary

 PURCHASES

 2,549,232

 79.0000 GBP

 66.9200 GBP

6 79/86 p ordinary

 SALES

 1,883,573

 79.2000 GBP

 66.9200 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of

relevant

security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per

unit

6 79/86 p ordinary

Constant Leverage (ISIN-DE000MF720J4)

LONG

11

21.1900 EUR

6 79/86 p ordinary

CFD

LONG

51

67.0980 GBP

6 79/86 p ordinary

CFD

LONG

143

67.2182 GBP

6 79/86 p ordinary

CFD

LONG

49

67.4935 GBP

6 79/86 p ordinary

CFD

LONG

92

67.5158 GBP

6 79/86 p ordinary

CFD

LONG

1,604

67.6704 GBP

6 79/86 p ordinary

CFD

LONG

2,228

68.0295 GBP

6 79/86 p ordinary

CFD

LONG

52,919

68.0400 GBP

6 79/86 p ordinary

CFD

LONG

1,000

70.6598 GBP

6 79/86 p ordinary

CFD

LONG

1,000

70.6974 GBP

6 79/86 p ordinary

CFD

LONG

300

70.7000 GBP

6 79/86 p ordinary

CFD

LONG

833

70.7332 GBP

6 79/86 p ordinary

CFD

LONG

1,000

70.8000 GBP

6 79/86 p ordinary

CFD

LONG

1,000

70.8049 GBP

6 79/86 p ordinary

CFD

LONG

1,000

70.8691 GBP

6 79/86 p ordinary

CFD

LONG

700

70.9000 GBP

6 79/86 p ordinary

CFD

LONG

1,000

70.9785 GBP

6 79/86 p ordinary

CFD

LONG

1,195

71.1185 GBP

6 79/86 p ordinary

CFD

LONG

200

71.1564 GBP

6 79/86 p ordinary

CFD

LONG

431

71.2932 GBP

6 79/86 p ordinary

CFD

LONG

1,905

71.3285 GBP

6 79/86 p ordinary

CFD

LONG

1,000

71.4400 GBP

6 79/86 p ordinary

CFD

LONG

305

71.4631 GBP

6 79/86 p ordinary

CFD

LONG

1,283

71.5002 GBP

6 79/86 p ordinary

CFD

LONG

1,841

71.5028 GBP

6 79/86 p ordinary

CFD

LONG

768

71.5270 GBP

6 79/86 p ordinary

CFD

LONG

4,429

71.6129 GBP

6 79/86 p ordinary

CFD

LONG

508

71.6461 GBP

6 79/86 p ordinary

CFD

LONG

1,850

71.6468 GBP

6 79/86 p ordinary

CFD

LONG

1,125

71.6476 GBP

6 79/86 p ordinary

CFD

LONG

2,539

71.6490 GBP

6 79/86 p ordinary

CFD

LONG

230

71.6508 GBP

6 79/86 p ordinary

CFD

LONG

624

71.6511 GBP

6 79/86 p ordinary

CFD

LONG

526

71.6522 GBP

6 79/86 p ordinary

CFD

LONG

8,549

71.6562 GBP

6 79/86 p ordinary

CFD

LONG

1,000

71.7400 GBP

6 79/86 p ordinary

CFD

LONG

6,095

71.8279 GBP

6 79/86 p ordinary

CFD

LONG

1,000

72.0133 GBP

6 79/86 p ordinary

CFD

LONG

2,271

72.0214 GBP

6 79/86 p ordinary

CFD

LONG

1

72.0500 GBP

6 79/86 p ordinary

CFD

LONG

149

72.0521 GBP

6 79/86 p ordinary

CFD

LONG

56

72.0528 GBP

6 79/86 p ordinary

CFD

LONG

25,240

72.0542 GBP

6 79/86 p ordinary

CFD

LONG

1,388

72.0560 GBP

6 79/86 p ordinary

CFD

LONG

3,033

72.0573 GBP

6 79/86 p ordinary

CFD

LONG

99

72.0594 GBP

6 79/86 p ordinary

CFD

LONG

1,000

72.0600 GBP

6 79/86 p ordinary

CFD

LONG

1,021

72.0665 GBP

6 79/86 p ordinary

CFD

LONG

244

72.0692 GBP

6 79/86 p ordinary

CFD

LONG

1,000

72.0800 GBP

6 79/86 p ordinary

CFD

LONG

6

72.1209 GBP

6 79/86 p ordinary

CFD

LONG

364

72.1406 GBP

6 79/86 p ordinary

CFD

LONG

4,500

72.1453 GBP

6 79/86 p ordinary

CFD

LONG

1,390

72.1703 GBP

6 79/86 p ordinary

CFD

LONG

648

72.2128 GBP

6 79/86 p ordinary

CFD

LONG

137

72.2142 GBP

6 79/86 p ordinary

CFD

LONG

1,000

72.2375 GBP

6 79/86 p ordinary

CFD

LONG

1,000

72.2600 GBP

6 79/86 p ordinary

CFD

LONG

1,143

72.2680 GBP

6 79/86 p ordinary

CFD

LONG

13,457

72.2951 GBP

6 79/86 p ordinary

CFD

LONG

1,000

72.3000 GBP

6 79/86 p ordinary

CFD

LONG

1,000

72.3205 GBP

6 79/86 p ordinary

CFD

LONG

4,039

72.3273 GBP

6 79/86 p ordinary

CFD

LONG

630

72.3784 GBP

6 79/86 p ordinary

CFD

LONG

249

72.4032 GBP

6 79/86 p ordinary

CFD

LONG

910

72.4039 GBP

6 79/86 p ordinary

CFD

LONG

553

72.4046 GBP

6 79/86 p ordinary

CFD

LONG

1,251

72.4061 GBP

6 79/86 p ordinary

CFD

LONG

113

72.4079 GBP

6 79/86 p ordinary

CFD

LONG

306

72.4083 GBP

6 79/86 p ordinary

CFD

LONG

259

72.4093 GBP

6 79/86 p ordinary

CFD

LONG

4,215

72.4133 GBP

6 79/86 p ordinary

CFD

LONG

61,369

72.4813 GBP

6 79/86 p ordinary

CFD

LONG

168

72.8806 GBP

6 79/86 p ordinary

CFD

LONG

20,225

73.1704 GBP

6 79/86 p ordinary

CFD

LONG

6,561

73.2148 GBP

6 79/86 p ordinary

CFD

LONG

488

73.8489 GBP

6 79/86 p ordinary

CFD

LONG

8,000

74.3835 GBP

6 79/86 p ordinary

CFD

LONG

12,077

74.4776 GBP

6 79/86 p ordinary

CFD

LONG

81

74.6282 GBP

6 79/86 p ordinary

CFD

LONG

200

75.9000 GBP

6 79/86 p ordinary

CFD

LONG

2,000

76.5000 GBP

6 79/86 p ordinary

CFD

LONG

10,000

77.5093 GBP

6 79/86 p ordinary

CFD

LONG

3,000

78.0154 GBP

6 79/86 p ordinary

CFD

LONG

2,000

78.9945 GBP

6 79/86 p ordinary

CFD

SHORT

37

67.1217 GBP

6 79/86 p ordinary

CFD

SHORT

6

67.1254 GBP

6 79/86 p ordinary

CFD

SHORT

5

67.1301 GBP

6 79/86 p ordinary

CFD

SHORT

562

67.1999 GBP

6 79/86 p ordinary

CFD

SHORT

12,500

67.2060 GBP

6 79/86 p ordinary

CFD

SHORT

12,636

67.3956 GBP

6 79/86 p ordinary

CFD

SHORT

64

67.3978 GBP

6 79/86 p ordinary

CFD

SHORT

2,500

67.4910 GBP

6 79/86 p ordinary

CFD

SHORT

17

68.1600 GBP

6 79/86 p ordinary

CFD

SHORT

636

68.4073 GBP

6 79/86 p ordinary

CFD

SHORT

492

69.0217 GBP

6 79/86 p ordinary

CFD

SHORT

5,884

69.9906 GBP

6 79/86 p ordinary

CFD

SHORT

10,000

69.9992 GBP

6 79/86 p ordinary

CFD

SHORT

362

70.2277 GBP

6 79/86 p ordinary

CFD

SHORT

623

70.8961 GBP

6 79/86 p ordinary

CFD

SHORT

856

70.9191 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

70.9964 GBP

6 79/86 p ordinary

CFD

SHORT

9,059

71.0068 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

71.0137 GBP

6 79/86 p ordinary

CFD

SHORT

854

71.0669 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

71.1596 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

71.1625 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

71.2400 GBP

6 79/86 p ordinary

CFD

SHORT

1,150

71.3036 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

71.3266 GBP

6 79/86 p ordinary

CFD

SHORT

2,396

71.3329 GBP

6 79/86 p ordinary

CFD

SHORT

142

71.3844 GBP

6 79/86 p ordinary

CFD

SHORT

181

71.4029 GBP

6 79/86 p ordinary

CFD

SHORT

126

71.4214 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

71.5279 GBP

6 79/86 p ordinary

CFD

SHORT

500

71.6600 GBP

6 79/86 p ordinary

CFD

SHORT

15,000

71.6694 GBP

6 79/86 p ordinary

CFD

SHORT

20,000

71.6813 GBP

6 79/86 p ordinary

CFD

SHORT

2,000

71.6883 GBP

6 79/86 p ordinary

CFD

SHORT

500

71.7000 GBP

6 79/86 p ordinary

CFD

SHORT

500

71.7400 GBP

6 79/86 p ordinary

CFD

SHORT

5,600

71.7659 GBP

6 79/86 p ordinary

CFD

SHORT

31,801

71.7705 GBP

6 79/86 p ordinary

CFD

SHORT

4,291

71.7944 GBP

6 79/86 p ordinary

CFD

SHORT

38

71.8211 GBP

6 79/86 p ordinary

CFD

SHORT

981

71.8784 GBP

6 79/86 p ordinary

CFD

SHORT

57,500

71.9628 GBP

6 79/86 p ordinary

CFD

SHORT

450

71.9656 GBP

6 79/86 p ordinary

CFD

SHORT

2,000

72.0000 GBP

6 79/86 p ordinary

CFD

SHORT

27

72.0054 GBP

6 79/86 p ordinary

CFD

SHORT

552

72.0444 GBP

6 79/86 p ordinary

CFD

SHORT

981

72.0480 GBP

6 79/86 p ordinary

CFD

SHORT

9,900

72.0600 GBP

6 79/86 p ordinary

CFD

SHORT

930

72.0606 GBP

6 79/86 p ordinary

CFD

SHORT

548

72.0679 GBP

6 79/86 p ordinary

CFD

SHORT

89

72.0708 GBP

6 79/86 p ordinary

CFD

SHORT

1,378

72.0944 GBP

6 79/86 p ordinary

CFD

SHORT

6,521

72.0951 GBP

6 79/86 p ordinary

CFD

SHORT

54

72.0962 GBP

6 79/86 p ordinary

CFD

SHORT

25

72.1024 GBP

6 79/86 p ordinary

CFD

SHORT

3,261

72.1245 GBP

6 79/86 p ordinary

CFD

SHORT

3,898

72.1256 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

72.1259 GBP

6 79/86 p ordinary

CFD

SHORT

1,413

72.1260 GBP

6 79/86 p ordinary

CFD

SHORT

15,848

72.1278 GBP

6 79/86 p ordinary

CFD

SHORT

14,310

72.1292 GBP

6 79/86 p ordinary

CFD

SHORT

11,556

72.1299 GBP

6 79/86 p ordinary

CFD

SHORT

3,168

72.1307 GBP

6 79/86 p ordinary

CFD

SHORT

482

72.1369 GBP

6 79/86 p ordinary

CFD

SHORT

3,470

72.1726 GBP

6 79/86 p ordinary

CFD

SHORT

54

72.1979 GBP

6 79/86 p ordinary

CFD

SHORT

590

72.2187 GBP

6 79/86 p ordinary

CFD

SHORT

516

72.2197 GBP

6 79/86 p ordinary

CFD

SHORT

7,000

72.2714 GBP

6 79/86 p ordinary

CFD

SHORT

264

72.3152 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

72.3200 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

72.5022 GBP

6 79/86 p ordinary

CFD

SHORT

15,000

72.5908 GBP

6 79/86 p ordinary

CFD

SHORT

1,844

72.8773 GBP

6 79/86 p ordinary

CFD

SHORT

1,841

72.9216 GBP

6 79/86 p ordinary

CFD

SHORT

27,900

73.6182 GBP

6 79/86 p ordinary

CFD

SHORT

27,477

73.8761 GBP

6 79/86 p ordinary

CFD

SHORT

4

74.3609 GBP

6 79/86 p ordinary

CFD

SHORT

870

74.4812 GBP

6 79/86 p ordinary

CFD

SHORT

8,000

74.5351 GBP

6 79/86 p ordinary

CFD

SHORT

10,000

74.7910 GBP

6 79/86 p ordinary

CFD

SHORT

3,986

74.8518 GBP

6 79/86 p ordinary

CFD

SHORT

51

74.8680 GBP

6 79/86 p ordinary

CFD

SHORT

2,000

75.0000 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

75.0200 GBP

6 79/86 p ordinary

CFD

SHORT

2,837

75.3130 GBP

6 79/86 p ordinary

CFD

SHORT

1,000

77.9637 GBP

6 79/86 p ordinary

CFD

SHORT

6,000

78.0000 GBP

6 79/86 p ordinary

CFD

SHORT

80

78.0612 GBP

6 79/86 p ordinary

CFD

SHORT

100

78.0639 GBP

6 79/86 p ordinary

CFD

SHORT

1,350

88.9410 USD

6 79/86 p ordinary

CFD

SHORT

580,000

89.3892 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of

relevant security

 Product description e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A  

 

(ii)        Exercise

 

 Class of

relevant

security

 Product description

e.g. call option

 Exercising/

exercised

against

 Number of securities

 Exercise price

per unit

 N/A

 N/A

 N/A

 N/A

 N/A  

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing

e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A  

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

 (b)       Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

 Date of disclosure:

 13 SEPTEMBER 2019

 

 Contact name:

 Craig Horsley

 

 Telephone number:

 +44(141) 245 7736

 

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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