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Friday 19 July, 2019

JP Morgan Sec LLC

AbbVie Inc 38.5b

RNS Number : 1411G
J.P. Morgan Securities LLC
19 July 2019
 

Ap27

 

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.          KEY INFORMATION

 

Name of exempt principal trader

J.P. Morgan Securities LLC

Company dealt in

AbbVie Inc.

Class of relevant security to which the dealings being disclosed relate (Note 1)

Common Stock

Date of dealing

18 July 2019

 

2.          INTERESTS AND SHORT POSITIONS

 

(a)         Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 

 

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

9,802,944 (0.66%)

1,864,768 (0.13%)

(2) Derivatives (other than options)

2,613,151 (0.18%)

1,517,687 (0.10%)

(3) Options and agreements to purchase/sell

1,321,500 (0.09%)

1,070,100 (0.07%)

Total

13,737,595 (0.93%)

4,452,555 (0.30%)

             

 

 

Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

-

-

(2) Derivatives (other than options)

-

-

(3) Options and agreements to purchase/sell

-

-

Total

-

-

             

 

 

 

Ap28

 

 

3.       DEALINGS (Note 3)

 

(a)      Purchases and sales

 

 

Purchases/ sales

 

Number of relevant securities

Price per unit  (USD)

Purchases

 

 

 

 

 

 

 

 

 

 

Sales

50

87

75

319

900

113,247

150

64,950

100

370

 

100

11

14

17

400

1,600

33

200

1,011

200

200

52

1,139

33

3,571

489

233

1,400

100

4,238

400

87

34

512

319

850

3,342

67

100

2,707

975

397

152

47,519

3,188

5,322

3,444

733

67

2,023

150

190

5,246

64,950

50

10,481

110

100

1,158

1,659

135

1,492

324

2,227

114

193

163

1,516

2,966

740

100

1,052

26

200

7

100

68.0900

68.1600

68.1900

68.2132

68.2300

68.2500

68.3033

68.3384

68.4100

68.5108

 

68.0700

68.0991

68.1037

68.1076

68.1100

68.1206

68.1268

68.1300

68.1400

68.1500

68.1550

68.1558

68.1560

68.1572

68.1588

68.1600

68.1608

68.1693

68.1700

68.1790

68.1800

68.1900

68.1950

68.1980

68.2132

68.2162

68.2226

68.2281

68.2314

68.2333

68.2397

68.2400

68.2432

68.2500

68.2689

68.2761

68.2777

68.2781

68.2900

68.2970

68.3033

68.3100

68.3371

68.3384

68.3950

68.4057

68.4150

68.4200

68.4454

68.4508

68.4550

68.4559

68.4737

68.4775

68.4850

68.4941

68.4950

68.4985

68.4995

68.5108

68.5150

68.5236

68.5350

68.5400

68.5800

68.5850

 

 

 

 

 

 

 

(b)      Derivatives transactions (other than options transactions)

 

Product name,

e.g. CFD

Nature of transaction

(Note 5)

Number of relevant securities

(Note 6)

Price per unit (USD)

(Note 4)

Equity Swap

Long

 

 

 

Short

87

319

370

 

150

68.1600

68.2192

68.5108

 

68.3033

 

(c)      Options transactions in respect of existing relevant securities

 

 

(i)       Writing, selling, purchasing or varying

 

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

 

 

(ii)      Exercising

 

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 4)

Put Option

Put Option

3,100

17,600

72.50 USD

74.00 USD

 

 

 

(d)      Other dealings (including transactions in respect of new securities) (Note 3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

 

 

 

 

 

 

Ap29

 

4.       OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached? (Note 8)                    Yes

 

 

Date of disclosure

19 July 2019

Contact name

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

Ap31

 

 

SUPPLEMENTAL FORM 38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

 

(This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1)

 

Product name,

e.g. call option

Written or purchased

Number of relevant securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

Call Option

Purchased

 1,500

105.00

American

19-Jun-20

Call Option

Purchased

 10,000

110.00

American

15-Jan-21

Call Option

Purchased

 8,500

105.00

American

15-Jan-21

Call Option

Purchased

 398,500

75.00

American

16-Aug-19

Call Option

Purchased

 4,200

80.00

American

19-Jun-20

Call Option

Purchased

 2,500

87.50

American

19-Jun-20

Call Option

Purchased

 2,100

90.00

American

19-Jun-20

Call Option

Purchased

 1,800

95.00

American

19-Jun-20

Call Option

Purchased

 900

100.00

American

19-Jun-20

Call Option

Purchased

 10,400

80.00

American

19-Jun-20

Call Option

Purchased

 7,200

95.00

American

19-Jun-20

Call Option

Purchased

 4,200

100.00

American

19-Jun-20

Call Option

Purchased

 3,600

105.00

American

19-Jun-20

Call Option

Purchased

 3,300

110.00

American

19-Jun-20

Call Option

Purchased

 6,100

85.00

American

19-Jun-20

Call Option

Purchased

 2,600

92.50

American

19-Jun-20

Call Option

Purchased

 2,200

95.00

American

19-Jun-20

Call Option

Purchased

 1,100

100.00

American

19-Jun-20

Call Option

Purchased

 1,900

105.00

American

19-Jun-20

Call Option

Purchased

 9,400

85.00

American

19-Jun-20

Call Option

Purchased

 5,800

92.50

American

19-Jun-20

Call Option

Purchased

 3,300

97.50

American

19-Jun-20

Call Option

Purchased

 3,000

105.00

American

19-Jun-20

Call Option

Purchased

 2,800

110.00

American

19-Jun-20

Call Option

Purchased

 2,500

115.00

American

19-Jun-20

Call Option

Purchased

 6,500

80.00

American

19-Jun-20

Call Option

Purchased

 2,700

85.00

American

19-Jun-20

Call Option

Purchased

 2,400

90.00

American

19-Jun-20

Call Option

Purchased

 2,300

97.50

American

19-Jun-20

Call Option

Purchased

 1,000

100.00

American

19-Jun-20

Call Option

Purchased

 37,500

85.00

American

20-Sep-19

Call Option

Written

 20,000

105.00

American

17-Jan-20

Call Option

Written

 6,100

85.00

American

19-Jun-20

Call Option

Written

 2,600

92.50

American

19-Jun-20

Call Option

Written

 2,200

95.00

American

19-Jun-20

Call Option

Written

 1,100

100.00

American

19-Jun-20

Call Option

Written

 1,900

105.00

American

19-Jun-20

Call Option

Written

 200,000

70.00

American

16-Aug-19

Call Option

Written

 4,200

80.00

American

19-Jun-20

Call Option

Written

 2,500

87.50

American

19-Jun-20

Call Option

Written

 2,100

90.00

American

19-Jun-20

Call Option

Written

 1,800

95.00

American

19-Jun-20

Call Option

Written

 900

100.00

American

19-Jun-20

Call Option

Written

 10,400

80.00

American

19-Jun-20

Call Option

Written

 7,200

95.00

American

19-Jun-20

Call Option

Written

 4,200

100.00

American

19-Jun-20

Call Option

Written

 3,600

105.00

American

19-Jun-20

Call Option

Written

 3,300

110.00

American

19-Jun-20

Call Option

Written

 9,400

85.00

American

19-Jun-20

Call Option

Written

 5,800

92.50

American

19-Jun-20

Call Option

Written

 3,300

97.50

American

19-Jun-20

Call Option

Written

 3,000

105.00

American

19-Jun-20

Call Option

Written

 2,800

110.00

American

19-Jun-20

Call Option

Written

 2,500

115.00

American

19-Jun-20

Call Option

Written

 40,000

70.00

American

16-Aug-19

Call Option

Written

 6,500

80.00

American

19-Jun-20

Call Option

Written

 2,700

85.00

American

19-Jun-20

Call Option

Written

 2,400

90.00

American

19-Jun-20

Call Option

Written

 2,300

97.50

American

19-Jun-20

Call Option

Written

 1,000

100.00

American

19-Jun-20

Put Option

Purchased

 45,000

80.00

American

17-Jan-20

Put Option

Purchased

 5,000

60.00

American

19-Jun-20

Put Option

Purchased

 4,200

65.00

American

19-Jun-20

Put Option

Purchased

 5,400

70.00

American

19-Jun-20

Put Option

Purchased

 1,600

75.00

American

19-Jun-20

Put Option

Purchased

 11,000

60.00

American

19-Jun-20

Put Option

Purchased

 9,400

65.00

American

19-Jun-20

Put Option

Purchased

 15,800

70.00

American

19-Jun-20

Put Option

Purchased

 4,300

77.50

American

19-Jun-20

Put Option

Purchased

 5,900

60.00

American

19-Jun-20

Put Option

Purchased

 5,100

65.00

American

19-Jun-20

Put Option

Purchased

 4,400

70.00

American

19-Jun-20

Put Option

Purchased

 3,800

75.00

American

19-Jun-20

Put Option

Purchased

 1,800

77.50

American

19-Jun-20

Put Option

Purchased

 22,400

55.00

American

19-Jun-20

Put Option

Purchased

 7,800

65.00

American

19-Jun-20

Put Option

Purchased

 6,700

70.00

American

19-Jun-20

Put Option

Purchased

 6,000

75.00

American

19-Jun-20

Put Option

Purchased

 2,800

77.50

American

19-Jun-20

Put Option

Purchased

 6,700

55.00

American

19-Jun-20

Put Option

Purchased

 5,600

60.00

American

19-Jun-20

Put Option

Purchased

 4,800

65.00

American

19-Jun-20

Put Option

Purchased

 4,400

67.50

American

19-Jun-20

Put Option

Purchased

 1,900

72.50

American

19-Jun-20

Put Option

Purchased

 17,500

80.00

American

20-Sep-19

Put Option

Purchased

 20,000

75.00

American

20-Sep-19

Put Option

Written

 15,600

72.50

American

19-Jul-19

Put Option

Written

 5,900

60.00

American

19-Jun-20

Put Option

Written

 5,100

65.00

American

19-Jun-20

Put Option

Written

 4,400

70.00

American

19-Jun-20

Put Option

Written

 3,800

75.00

American

19-Jun-20

Put Option

Written

 1,800

77.50

American

19-Jun-20

Put Option

Written

 5,000

60.00

American

19-Jun-20

Put Option

Written

 4,200

65.00

American

19-Jun-20

Put Option

Written

 5,400

70.00

American

19-Jun-20

Put Option

Written

 1,600

75.00

American

19-Jun-20

Put Option

Written

 11,000

60.00

American

19-Jun-20

Put Option

Written

 9,400

65.00

American

19-Jun-20

Put Option

Written

 15,800

70.00

American

19-Jun-20

Put Option

Written

 4,300

77.50

American

19-Jun-20

Put Option

Written

 22,400

55.00

American

19-Jun-20

Put Option

Written

 7,800

65.00

American

19-Jun-20

Put Option

Written

 6,700

70.00

American

19-Jun-20

Put Option

Written

 6,000

75.00

American

19-Jun-20

Put Option

Written

 2,800

77.50

American

19-Jun-20

Put Option

Written

 60,000

70.00

American

16-Aug-19

Put Option

Written

 1,000

70.00

American

17-Jan-20

Put Option

Written

 6,700

55.00

American

19-Jun-20

Put Option

Written

 5,600

60.00

American

19-Jun-20

Put Option

Written

 4,800

65.00

American

19-Jun-20

Put Option

Written

 4,400

67.50

American

19-Jun-20

Put Option

Written

 1,900

72.50

American

19-Jun-20

Put Option

Purchased

117,500

55.00

American

15-Nov-19

Call Option

Written

117,500

70.00

American

15-Nov-19

Put Option

Purchased

10,000

110.00

American

17-Jan-20

Put Option

Purchased

140,000

82.50

American

15-Jan-21

Put Option

Written

7,500

60.00

American

26-Jul-19

Put Option

Written

65,000

60.00

American

17-Jan-20

Call Option

Purchased

35,000

80.00

American

17-Jan-20

Call Option

Purchased

90,000

77.50

American

16-Aug-19

Call Option

Written

100,000

72.50

American

16-Aug-19

Put Option

Written

150,000

67.50

American

16-Aug-19

Put Option

Written

179,100

74.00

American

19-Jul-19

Put Option

Written

200,000

72.50

American

16-Aug-19

 

 

Notes

 

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.       For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


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