Information  X 
Enter a valid email address

BARCLAYS PLC (JLT)

  Print      Mail a friend

Monday 25 February, 2019

BARCLAYS PLC

Form 8.5 (EPT/NON-RI) - JARDINE LLOYD THOMPSON GROUP PLC AMENDMENT

Form 8.5 (EPT/NON-RI) - JARDINE LLOYD THOMPSON GROUP PLC AMENDMENT

BARCLAYS PLC

FORM 8.3 Amendment to Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose JARDINE LLOYD THOMPSON GROUP PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt JARDINE LLOYD THOMPSON GROUP PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 19 February 2019
(e) In addition to the company in 1(b) above, is the exempt principal NO
  trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,879,857 1.77% 153,326 0.07%
           
(2) Cash-settled derivatives:
8,200 0.00% 3,617,879 1.65%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 3,888,057 1.78% 3,771,205 1.72%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
5p ordinary Purchase 314,189 19.0411 GBP 19 GBP
5p ordinary Sale 269,591 19.0400 GBP 19 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 74 19.0125 GBP
5p ordinary CFD Long 259 19.0228 GBP
5p ordinary SWAP Long 2,098 19.0175 GBP
5p ordinary SWAP Long 2,962 19.0400 GBP
5p ordinary SWAP Long 4,165 19.0355 GBP
5p ordinary SWAP Long 6,887 19.0187 GBP
5p ordinary CFD Short 74 19.0283 GBP
5p ordinary SWAP Short 124 19.0042 GBP
5p ordinary SWAP Short 156 19.0037 GBP
5p ordinary SWAP Short 250 19.0043 GBP
5p ordinary CFD Short 1,560 19.0222 GBP
5p ordinary SWAP Short 1,635 19.0314 GBP
5p ordinary SWAP Short 2,977 19.0393 GBP
5p ordinary CFD Short 3,607 19.0223 GBP
5p ordinary SWAP Short 3,662 19.0263 GBP
5p ordinary SWAP Short 5,626 19.0239 GBP
5p ordinary CFD Short 5,646 19.0411 GBP
5p ordinary SWAP Short 6,091 19.0200 GBP
5p ordinary SWAP Short 6,844 19.0324 GBP
5p ordinary CFD Short 9,871 19.0262 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 25 Feb 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


a d v e r t i s e m e n t