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BARCLAYS PLC (RRS)

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Friday 07 December, 2018

BARCLAYS PLC

Form 8.5 (EPT/NON-RI) - RANDGOLD RESOURCES LIMITED

Form 8.5 (EPT/NON-RI) - RANDGOLD RESOURCES LIMITED

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose RANDGOLD RESOURCES LIMITED
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt RANDGOLD RESOURCES LIMITED
  principal trader is connected  
(d) Date position held/dealing undertaken: 06 December 2018
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? BARRICK GOLD CORPORATION

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.05 ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 166,248 0.18% 344,447 0.36%
           
(2) Cash-settled derivatives:
266,138 0.28% 12,371 0.01%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 432,386 0.46% 356,818 0.38%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security   securities paid/received paid/received
USD 0.05 ordinary Purchase 57,891 65.9283 GBP 63.86 GBP
USD 0.05 ordinary Sale 100,475 65.8571 GBP 63.86 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
USD 0.05 ordinary SWAP Long 47 63.9800 GBP
USD 0.05 ordinary CFD Long 88 65.5573 GBP
USD 0.05 ordinary CFD Long 148 64.7591 GBP
USD 0.05 ordinary CFD Long 271 65.5557 GBP
USD 0.05 ordinary SWAP Long 672 65.4945 GBP
USD 0.05 ordinary CFD Long 867 63.9353 GBP
USD 0.05 ordinary CFD Long 884 65.2863 GBP
USD 0.05 ordinary CFD Long 997 65.5547 GBP
USD 0.05 ordinary CFD Long 3,208 64.0062 GBP
USD 0.05 ordinary CFD Long 4,054 65.6558 GBP
USD 0.05 ordinary CFD Long 5,850 65.3876 GBP
USD 0.05 ordinary SWAP Long 14,832 64.8715 GBP
USD 0.05 ordinary SWAP Long 22,182 65.5600 GBP
USD 0.05 ordinary SWAP Long 23,733 64.8912 GBP
USD 0.05 ordinary SWAP Short 250 65.4568 GBP
USD 0.05 ordinary SWAP Short 311 65.5629 GBP
USD 0.05 ordinary CFD Short 334 63.9885 GBP
USD 0.05 ordinary SWAP Short 504 65.0123 GBP
USD 0.05 ordinary CFD Short 853 65.1571 GBP
USD 0.05 ordinary CFD Short 1,085 65.9283 GBP
USD 0.05 ordinary SWAP Short 5,088 65.1789 GBP
USD 0.05 ordinary CFD Short 8,084 63.9027 GBP
USD 0.05 ordinary SWAP Short 11,063 65.5600 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 7 Dec 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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