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Morgan Stanley & Co. (19PK)

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Friday 07 December, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of SHIRE

RNS Number : 8567J
Morgan Stanley & Co. Int'l plc
07 December 2018
 

AMENDMENT Section (2a & 2b)     

                                                                                                                                                       

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

05 DECEMBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 5p ordinary

 PURCHASES

 3,836,142

 47.4247 GBP

 45.6175 GBP

 5p ordinary

 SALES

 3,269,511

 47.4000 GBP

 45.3498 GBP

 5p ordinary

 PURCHASES

 112,975

 60.6853 USD

 59.5432 USD

 5p ordinary

 SALES

 762,529

 61.3952 USD

 57.9033 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 5p ordinary

 CFD

 LONG

 2,406

 45.3498 GBP

 5p ordinary

 CFD

 LONG

 25,416

 46.4902 GBP

 5p ordinary

 CFD

 LONG

 33,804

 46.4977 GBP

 5p ordinary

 CFD

 LONG

 16,938

 46.5401 GBP

 5p ordinary

 CFD

 LONG

 7,364

 46.6900 GBP

 5p ordinary

 CFD

 LONG

 18,000

 46.6900 GBP

 5p ordinary

 CFD

 LONG

 183

 46.7092 GBP

 5p ordinary

 CFD

 LONG

 338

 46.7303 GBP

 5p ordinary

 CFD

 LONG

 193

 46.7330 GBP

 5p ordinary

 CFD

 LONG

 2,839

 46.9050 GBP

 5p ordinary

 CFD

 LONG

 5,985

 46.9082 GBP

 5p ordinary

 CFD

 LONG

 9,014

 46.9091 GBP

 5p ordinary

 CFD

 LONG

 2,555

 46.9113 GBP

 5p ordinary

 CFD

 LONG

 391

 46.9113 GBP

 5p ordinary

 CFD

 LONG

 18,000

 47.4000 GBP

 5p ordinary

 CFD

 SHORT

 23,993

 46.5040 GBP

 5p ordinary

 CFD

 SHORT

 7,912

 46.5040 GBP

 5p ordinary

 CFD

 SHORT

 3,000

 46.5050 GBP

 5p ordinary

 CFD

 SHORT

 28,009

 46.6974 GBP

 5p ordinary

 CFD

 SHORT

 91,702

 46.6980 GBP

 5p ordinary

 CFD

 SHORT

 11

 46.7650 GBP

 5p ordinary

 CFD

 SHORT

 3,352

 46.7781 GBP

 5p ordinary

 CFD

 SHORT

 1,319

 46.7882 GBP

 5p ordinary

 CFD

 SHORT

 160

 46.8281 GBP

 5p ordinary

 CFD

 SHORT

 10,240

 46.8281 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 46.8287 GBP

 5p ordinary

 CFD

 SHORT

 222,408

 46.8403 GBP

 5p ordinary

 CFD

 SHORT

 20,726

 46.8413 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 46.8413 GBP

 5p ordinary

 CFD

 SHORT

 18,005

 46.8413 GBP

 5p ordinary

 CFD

 SHORT

 18,557

 46.8413 GBP

 5p ordinary

 CFD

 SHORT

 1,202

 46.8413 GBP

 5p ordinary

 CFD

 SHORT

 4,122

 46.8413 GBP

 5p ordinary

 CFD

 SHORT

 4,018

 46.8413 GBP

 5p ordinary

 CFD

 SHORT

 33

 46.8459 GBP

 5p ordinary

 CFD

 SHORT

 12,266

 46.8863 GBP

 5p ordinary

 CFD

 SHORT

 150,000

 46.8878 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 46.8962 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 46.8978 GBP

 5p ordinary

 CFD

 SHORT

 7

 46.8984 GBP

 5p ordinary

 CFD

 SHORT

 11,727

 46.9050 GBP

 5p ordinary

 CFD

 SHORT

 11,728

 46.9050 GBP

 5p ordinary

 CFD

 SHORT

 50,189

 46.9050 GBP

 5p ordinary

 CFD

 SHORT

 5

 46.9800 GBP

 5p ordinary

 CFD

 SHORT

 3,000

 47.0200 GBP

 5p ordinary

 CFD

 SHORT

 7,500

 47.0232 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 47.0600 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 47.0800 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 47.0850 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 47.1209 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 47.1350 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 47.1500 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 47.1594 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 47.1598 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 47.2128 GBP

 5p ordinary

 CFD

 SHORT

 1

 47.4047 GBP

 5p ordinary

 CFD

 LONG

 362

 57.9021 USD

 5p ordinary

 CFD

 LONG

 767

 57.9021 USD

 5p ordinary

 CFD

 LONG

 1,776

 57.9021 USD

 5p ordinary

 CFD

 LONG

 803

 57.9021 USD

 5p ordinary

 CFD

 LONG

 310

 57.9033 USD

 5p ordinary

 CFD

 LONG

 163

 59.6873 USD

 5p ordinary

 CFD

 LONG

 359

 59.6873 USD

 5p ordinary

 CFD

 LONG

 5,279

 59.6873 USD

 5p ordinary

 CFD

 LONG

 74

 59.6873 USD

 5p ordinary

 CFD

 LONG

 35,000

 60.9649 USD

 5p ordinary

 CFD

 LONG

 15,000

 60.9649 USD

 5p ordinary

 CFD

 SHORT

 9,813

 46.7871 GBP

 5p ordinary

 CFD

 SHORT

 5,187

 46.7872 GBP

 5p ordinary

 CFD

 SHORT

 8,375

 59.5432 USD

 5p ordinary

 CFD

 SHORT

 30,000

 59.5432 USD

 5p ordinary

 CFD

 SHORT

 5,200

 59.8816 USD

 5p ordinary

 CFD

 SHORT

 2,400

 59.8816 USD

 5p ordinary

 CFD

 SHORT

 11,000

 59.8816 USD

 5p ordinary

 CFD

 SHORT

 18,300

 59.9471 USD

 5p ordinary

 CFD

 SHORT

 4,000

 59.9471 USD

 5p ordinary

 CFD

 SHORT

 8,700

 59.9471 USD

 5p ordinary

 CFD

 SHORT

 22,475

 60.6853 USD

 5p ordinary

 CFD

 SHORT

 438

 60.6853 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

07 DECEMBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
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