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Morgan Stanley & Co. (19PK)

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Friday 07 December, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of SHIRE

RNS Number : 8562J
Morgan Stanley & Co. Int'l plc
07 December 2018
 

AMENDMENT Section (2b) 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

28 NOVEMBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 5,825

 171.8700 USD

 171.8700 USD

 5p ordinary

 PURCHASES

 739,565

 45.4100 GBP

 44.2650 GBP

 5p ordinary

 SALES

 427,669

 45.6613 GBP

 44.3616 GBP

 5p ordinary

 PURCHASES

 194,394

 57.3137 USD

 56.7334 USD

 5p ordinary

 SALES

 98,515

 57.6871 USD

 56.7323 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 100

 172.6700 USD

 ADR

 CFD

 SHORT

 867

 170.9500 USD

 5p ordinary

 CFD

 LONG

 182

 44.6922 GBP

 5p ordinary

 CFD

 LONG

 66

 44.8243 GBP

 5p ordinary

 CFD

 LONG

 32

 44.8243 GBP

 5p ordinary

 CFD

 LONG

 53

 44.8243 GBP

 5p ordinary

 CFD

 LONG

 6,109

 44.9200 GBP

 5p ordinary

 CFD

 LONG

 6,110

 44.9200 GBP

 5p ordinary

 CFD

 LONG

 24

 45.2132 GBP

 5p ordinary

 CFD

 LONG

 48

 45.6613 GBP

 5p ordinary

 CFD

 SHORT

 10,000

 44.4127 GBP

 5p ordinary

 CFD

 SHORT

 215

 44.6195 GBP

 5p ordinary

 CFD

 SHORT

 526

 44.6209 GBP

 5p ordinary

 CFD

 SHORT

 6,000

 44.6298 GBP

 5p ordinary

 CFD

 SHORT

 2,000

 44.6298 GBP

 5p ordinary

 CFD

 SHORT

 49

 44.6397 GBP

 5p ordinary

 CFD

 SHORT

 34,938

 44.6618 GBP

 5p ordinary

 CFD

 SHORT

 17

 44.7478 GBP

 5p ordinary

 CFD

 SHORT

 6

 44.7478 GBP

 5p ordinary

 CFD

 SHORT

 3

 44.7478 GBP

 5p ordinary

 CFD

 SHORT

 5

 44.7478 GBP

 5p ordinary

 CFD

 SHORT

 4

 44.7478 GBP

 5p ordinary

 CFD

 SHORT

 2

 44.7478 GBP

 5p ordinary

 CFD

 SHORT

 26,719

 44.7591 GBP

 5p ordinary

 CFD

 SHORT

 1,490

 44.7816 GBP

 5p ordinary

 CFD

 SHORT

 2,133

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 151

 44.8332 GBP

 5p ordinary

 CFD

 SHORT

 7,966

 44.9200 GBP

 5p ordinary

 CFD

 SHORT

 20,511

 44.9463 GBP

 5p ordinary

 CFD

 SHORT

 23,494

 44.9463 GBP

 5p ordinary

 CFD

 LONG

 5,000

 45.2689 GBP

 5p ordinary

 CFD

 LONG

 591

 56.9592 USD

 5p ordinary

 CFD

 LONG

 1,315

 56.9592 USD

 5p ordinary

 CFD

 LONG

 1,269

 56.9592 USD

 5p ordinary

 CFD

 LONG

 2,658

 56.9592 USD

 5p ordinary

 CFD

 LONG

 11,994

 57.1315 USD

 5p ordinary

 CFD

 LONG

 6,963

 57.1315 USD

 5p ordinary

 CFD

 LONG

 7,117

 57.1315 USD

 5p ordinary

 CFD

 LONG

 2,817

 57.1315 USD

 5p ordinary

 CFD

 LONG

 3,318

 57.1315 USD

 5p ordinary

 CFD

 SHORT

 22,475

 44.8868 GBP

 5p ordinary

 CFD

 SHORT

 438

 44.8869 GBP

 5p ordinary

 CFD

 SHORT

 25,000

 44.8869 GBP

 5p ordinary

 CFD

 SHORT

 2,356

 56.7334 USD

 5p ordinary

 CFD

 SHORT

 7,193

 57.1520 USD

 5p ordinary

 CFD

 SHORT

 15,307

 57.1520 USD

 5p ordinary

 CFD

 SHORT

 3,625

 57.3137 USD

 5p ordinary

 CFD

 SHORT

 2,138

 57.3378 USD

 5p ordinary

 CFD

 SHORT

 1,079

 57.4022 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

07 DECEMBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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