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Friday 07 December, 2018

Morgan Stanley Cap

Form 8.5 (EPT/RI) - Replacement of SHIRE

RNS Number : 8551J
Morgan Stanley Capital Services LLC
07 December 2018
 

AMENDMENT Section (2b) 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

28 NOVEMBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 8,198

 173.0132 USD

 170.2800 USD

 ADR

 SALES

 1,626

 172.9900 USD

 172.3400 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 80

 172.3400 USD

 ADR

 CFD

 LONG

 101

 172.4044 USD

 ADR

 CFD

 LONG

 21

 172.6500 USD

 ADR

 CFD

 LONG

 100

 172.6700 USD

 ADR

 CFD

 SHORT

 500

 171.6400 USD

 ADR

 CFD

 SHORT

 496

 172.3037 USD

 ADR

 CFD

 SHORT

 7,304

 172.3857 USD

 ADR

 CFD

 SHORT

 4,600

 172.3896 USD

 ADR

 CFD

 SHORT

 100

 172.4100 USD

 ADR

 CFD

 SHORT

 372

 172.4751 USD

 ADR

 CFD

 SHORT

 36

 172.5900 USD

 ADR

 CFD

 SHORT

 1,200

 172.6791 USD

 5p ordinary

 CFD

 LONG

 41

 44.7062 GBP

 5p ordinary

 CFD

 LONG

 26

 45.2132 GBP

 5p ordinary

 CFD

 LONG

 50

 45.6613 GBP

 5p ordinary

 CFD

 LONG

 61

 45.6613 GBP

 5p ordinary

 CFD

 SHORT

 513

 44.4494 GBP

 5p ordinary

 CFD

 SHORT

 197

 44.6029 GBP

 5p ordinary

 CFD

 SHORT

 567

 44.6442 GBP

 5p ordinary

 CFD

 SHORT

 799

 44.6867 GBP

 5p ordinary

 CFD

 SHORT

 542

 44.7023 GBP

 5p ordinary

 CFD

 SHORT

 651

 44.7334 GBP

 5p ordinary

 CFD

 SHORT

 2,107

 44.7441 GBP

 5p ordinary

 CFD

 SHORT

 612

 44.7573 GBP

 5p ordinary

 CFD

 SHORT

 971

 44.7685 GBP

 5p ordinary

 CFD

 SHORT

 2,823

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 11,331

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 15,128

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 8,851

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 13,056

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 44,642

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 2,434

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 2,424

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 10,452

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 11,492

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 3,441

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 2,105

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 16,309

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 1,009

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 2,370

 44.8063 GBP

 5p ordinary

 CFD

 SHORT

 971

 44.8641 GBP

 5p ordinary

 CFD

 SHORT

 1,167

 44.9056 GBP

 5p ordinary

 CFD

 SHORT

 159

 44.9200 GBP

 5p ordinary

 CFD

 SHORT

 23,494

 44.9463 GBP

 5p ordinary

 CFD

 SHORT

 2,067

 44.9463 GBP

 5p ordinary

 CFD

 LONG

 2,469

 57.1315 USD

 5p ordinary

 CFD

 SHORT

 2,087

 44.8869 GBP

 5p ordinary

 CFD

 SHORT

 62,644

 56.7334 USD

 5p ordinary

 CFD

 SHORT

 3,447

 57.1114 USD

 5p ordinary

 CFD

 SHORT

 3,447

 57.1122 USD

 5p ordinary

 CFD

 SHORT

 96,375

 57.3138 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

07 DECEMBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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