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Friday 09 November, 2018

Morgan Stanley Cap

Form 8.5 (EPT/RI) - Replacement of SHIRE

RNS Number : 9480G
Morgan Stanley Capital Services LLC
09 November 2018
 

AMENDMENT         Section (2b)                

 

                                                                                                                                                                                                                                                                                                                                                                                                         

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

07 NOVEMBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 41

 180.8500 USD

 180.0800 USD

 ADR

 SALES

 1,750

 181.5000 USD

 180.1900 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 100

 180.1900 USD

 ADR

 CFD

 LONG

 30

 180.5300 USD

 ADR

 CFD

 LONG

 1,630

 180.7278 USD

 ADR

 CFD

 LONG

 1,500

 180.7676 USD

 ADR

 CFD

 SHORT

 10

 180.8500 USD

 ADR

 CFD

 SHORT

 37

 180.8500 USD

 ADR

 CFD

 SHORT

 27

 180.8500 USD

 5p ordinary

 CFD

 LONG

 610

 45.6821 GBP

 5p ordinary

 CFD

 LONG

 45

 45.6948 GBP

 5p ordinary

 CFD

 LONG

 36

 45.8921 GBP

 5p ordinary

 CFD

 LONG

 15

 45.9221 GBP

 5p ordinary

 CFD

 LONG

 8

 45.9221 GBP

 5p ordinary

 CFD

 LONG

 75

 46.2561 GBP

 5p ordinary

 CFD

 LONG

 39

 46.3111 GBP

 5p ordinary

 CFD

 SHORT

 621

 45.3825 GBP

 5p ordinary

 CFD

 SHORT

 3,082

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 938

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 861

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 2,311

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 3,799

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 360

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 2,393

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 372

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 819

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 2,088

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 1,306

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 8,310

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 3,374

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 3,139

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 3,499

 45.3826 GBP

 5p ordinary

 CFD

 SHORT

 7,030

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 6,306

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 6,777

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 16,693

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 2,623

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 4,194

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 1,644

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 748

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 4,808

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 6,192

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 724

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 7,632

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 4,644

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 1,730

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 1,885

 45.3859 GBP

 5p ordinary

 CFD

 SHORT

 3,401

 45.3950 GBP

 5p ordinary

 CFD

 SHORT

 3,445

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 3,753

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 9,248

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 15,201

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 1,443

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 12,332

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 9,576

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 1,490

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 3,275

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 8,354

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 33,249

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 5,225

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 13,498

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 12,559

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 14,001

 45.4267 GBP

 5p ordinary

 CFD

 SHORT

 579

 45.5883 GBP

 5p ordinary

 CFD

 SHORT

 45

 45.6637 GBP

 5p ordinary

 CFD

 SHORT

 42

 45.6637 GBP

 5p ordinary

 CFD

 SHORT

 1,287

 45.7078 GBP

 5p ordinary

 CFD

 SHORT

 2,262

 45.7172 GBP

 5p ordinary

 CFD

 SHORT

 1,707

 45.7381 GBP

 5p ordinary

 CFD

 SHORT

 8,467

 45.7756 GBP

 5p ordinary

 CFD

 SHORT

 4,621

 45.9070 GBP

 5p ordinary

 CFD

 SHORT

 1,721

 45.9708 GBP

 5p ordinary

 CFD

 SHORT

 32

 46.4189 GBP

 5p ordinary

 CFD

 SHORT

 49

 46.4189 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

09 NOVEMBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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