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Morgan Stanley & Co. (19PK)

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Wednesday 07 November, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of Barrick Gold

RNS Number : 6617G
Morgan Stanley & Co. Int'l plc
07 November 2018
 

AMENDMENT         Section 2c(i)          

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Barrick Gold Corporation

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Barrick Gold Corporation

(d) Date dealing undertaken:

05 NOVEMBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes -  Randgold Resources Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 common

 PURCHASES

 84,870

 17.3100 CAD

 17.2000 CAD

 common

 SALES

 81,769

 17.3100 CAD

 17.2000 CAD

 common

 PURCHASES

 6,622

 11.6400 EUR

 11.5100 EUR

 common

 SALES

 4,008

 11.6400 EUR

 11.5093 EUR

 common

 PURCHASES

 12,505

 13.2400 USD

 13.0750 USD

 common

 SALES

 8,520

 13.1900 USD

 13.1849 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

common

Knock-Out Warrant- (ISIN -

DE000MF1YCB0)

LONG

100

5.5900 EUR

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

LONG

 

6,500

0.4700 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

SHORT

1,000

0.4900 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

SHORT

1,000

0.5400 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF3R1D8)

SHORT

700

0.5600 EUR

 

common

Constant Leverage Certificate (X6) - (ISIN -

DE000MF34SU8)

SHORT

200

2.2600 EUR

 

common

Constant Leverage Certificate (X6) - (ISIN -

DE000MF34SU8)

SHORT

200

2.3100 EUR

 

common

Knock-Out Warrant- (ISIN -

DE000MF5DK15)

LONG

330

3.5700 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF5DK15)

SHORT

2,000

3.5100 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF5DK15)

SHORT

330

3.5600 EUR

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

LONG

7

28.1700 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

 SHORT

50

25.2000 EUR

 

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

 SHORT

75

27.0000 EUR

 

common

Warrants - (ISIN -

DE000MF7CY75)

LONG

500

2.2700 EUR

 

 common

 CFD

 LONG

 278

 11.5093 EUR

 common

 CFD

 SHORT

 475

 11.5594 EUR

 common

 CFD

 SHORT

 2,417

 11.5597 EUR

 common

 CFD

 LONG

 100

 13.2523 USD

 common

 CFD

 SHORT

 10,243

 13.2608 USD

 common

 CFD

 SHORT

 651

 13.4000 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type    e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 common

 CALL

 SALE

 300

 1.0000

 E

 04/11/2019

 21.7000 USD

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

07 NOVEMBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
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