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Friday 12 October, 2018

Morgan Stanley Cap

Form 8.5 (EPT/RI) - Replacement of Shire plc

RNS Number : 9433D
Morgan Stanley Capital Services LLC
12 October 2018
 

AMENDMENT             Section (2b) 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

10 OCTOBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 2,987

 173.5700 USD

 171.3100 USD

 ADR

 SALES

 3,985

 173.5600 USD

 171.3100 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 2

 171.3100 USD

 ADR

 CFD

 LONG

 77

 171.3100 USD

 ADR

 CFD

 LONG

 216

 171.3100 USD

 ADR

 CFD

 LONG

 90

 171.3100 USD

 ADR

 CFD

 LONG

 584

 171.3100 USD

 ADR

 CFD

 LONG

 977

 171.3100 USD

 ADR

 CFD

 LONG

 500

 171.5120 USD

 ADR

 CFD

 LONG

 1,081

 172.0063 USD

 ADR

 CFD

 LONG

 918

 172.1470 USD

 ADR

 CFD

 LONG

 308

 172.4317 USD

 ADR

 CFD

 LONG

 273

 172.4317 USD

 ADR

 CFD

 SHORT

 2,200

 171.3100 USD

 ADR

 CFD

 SHORT

 8

 172.0000 USD

 ADR

 CFD

 SHORT

 29

 172.0144 USD

 ADR

 CFD

 SHORT

 21

 172.0200 USD

 ADR

 CFD

 SHORT

 30

 173.4400 USD

 ADR

 CFD

 SHORT

 201

 173.5700 USD

 ADR

 CFD

 SHORT

 90

 173.5700 USD

 ADR

 CFD

 SHORT

 216

 173.5700 USD

 ADR

 CFD

 SHORT

 2

 173.5700 USD

 5p ordinary

 CFD

 LONG

 267

 43.7062 GBP

 5p ordinary

 CFD

 LONG

 26

 43.7383 GBP

 5p ordinary

 CFD

 LONG

 12,005

 43.7643 GBP

 5p ordinary

 CFD

 SHORT

 1,237

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 2,146

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 5,610

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 386

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 392

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 1,308

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 1,301

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 634

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 1,720

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 320

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 329

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 282

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 165

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 2,370

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 1,735

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 610

 43.5400 GBP

 5p ordinary

 CFD

 SHORT

 50

 43.6608 GBP

 5p ordinary

 CFD

 SHORT

 1,635

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 2,791

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 23,428

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 17,001

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 6,270

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 12,865

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 12,930

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 3,879

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 12,226

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 17,156

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 21,213

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 3,811

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 55,467

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 3,251

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 3,165

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 443

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 455

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 7,765

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 534

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 2,402

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 1,712

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 2,970

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 543

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 1,810

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 1,801

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 878

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 2,380

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 391

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 229

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 3,279

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 180

 43.7434 GBP

 5p ordinary

 CFD

 SHORT

 150

 43.7844 GBP

 5p ordinary

 CFD

 SHORT

 167

 43.7887 GBP

 5p ordinary

 CFD

 SHORT

 358

 43.8066 GBP

 5p ordinary

 CFD

 SHORT

 306

 43.8577 GBP

 5p ordinary

 CFD

 LONG

 612

 43.7557 GBP

 5p ordinary

 CFD

 SHORT

 2,087

 43.6959 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

12 OCTOBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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