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Morgan Stanley & Co. (19PK)

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Friday 12 October, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of Shire plc

RNS Number : 9428D
Morgan Stanley & Co. Int'l plc
12 October 2018
 

AMENDMENT Section (2a & 2b) 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

10 OCTOBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 5p ordinary

 PURCHASES

 628,776

 43.9900 GBP

 43.5400 GBP

 5p ordinary

 SALES

 366,430

 43.9900 GBP

 43.5400 GBP

 5p ordinary

 PURCHASES

 21,409

 57.6552 USD

 56.7899 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 77

 171.3100 USD

 ADR

 CFD

 LONG

 977

 171.3100 USD

 ADR

 CFD

 LONG

 216

 171.3100 USD

 ADR

 CFD

 LONG

 584

 171.3100 USD

 ADR

 CFD

 LONG

 90

 171.3100 USD

 ADR

 CFD

 LONG

 2

 171.3100 USD

 ADR

 CFD

 SHORT

 2

 173.5700 USD

 ADR

 CFD

 SHORT

 90

 173.5700 USD

 ADR

 CFD

 SHORT

 216

 173.5700 USD

 ADR

 CFD

 SHORT

 200

 173.5700 USD

 ADR

 CFD

 SHORT

 201

 173.5700 USD

 5p ordinary

 CFD

 LONG

 2,785

 43.5400 GBP

 5p ordinary

 CFD

 LONG

 2,784

 43.5400 GBP

 5p ordinary

 CFD

 LONG

 22,356

 43.7333 GBP

 5p ordinary

 CFD

 LONG

 27

 43.7336 GBP

 5p ordinary

 CFD

 LONG

 54

 43.7336 GBP

 5p ordinary

 CFD

 LONG

 73

 43.7336 GBP

 5p ordinary

 CFD

 LONG

 153

 43.7336 GBP

 5p ordinary

 CFD

 LONG

 367

 43.7336 GBP

 5p ordinary

 CFD

 LONG

 614

 43.7336 GBP

 5p ordinary

 CFD

 LONG

 933

 43.7336 GBP

 5p ordinary

 CFD

 LONG

 1,065

 43.7360 GBP

 5p ordinary

 CFD

 LONG

 1,042

 43.7360 GBP

 5p ordinary

 CFD

 LONG

 85

 43.7383 GBP

 5p ordinary

 CFD

 LONG

 35

 43.7385 GBP

 5p ordinary

 CFD

 LONG

 102,676

 43.7730 GBP

 5p ordinary

 CFD

 LONG

 630

 43.7796 GBP

 5p ordinary

 CFD

 LONG

 259

 43.7893 GBP

 5p ordinary

 CFD

 LONG

 4,128

 43.7982 GBP

 5p ordinary

 CFD

 LONG

 596

 43.8007 GBP

 5p ordinary

 CFD

 LONG

 6,805

 43.8084 GBP

 5p ordinary

 CFD

 LONG

 428

 43.8100 GBP

 5p ordinary

 CFD

 LONG

 447

 43.8231 GBP

 5p ordinary

 CFD

 LONG

 1,568

 43.8232 GBP

 5p ordinary

 CFD

 LONG

 47,676

 43.8501 GBP

 5p ordinary

 CFD

 LONG

 349

 43.8659 GBP

 5p ordinary

 CFD

 LONG

 138

 43.8700 GBP

 5p ordinary

 CFD

 SHORT

 295

 43.5399 GBP

 5p ordinary

 CFD

 SHORT

 428

 43.5400 GBP

 5p ordinary

 CFD

 SHORT

 7,689

 43.5400 GBP

 5p ordinary

 CFD

 SHORT

 888

 43.5443 GBP

 5p ordinary

 CFD

 SHORT

 888

 43.5443 GBP

 5p ordinary

 CFD

 SHORT

 888

 43.5443 GBP

 5p ordinary

 CFD

 SHORT

 47,322

 43.5443 GBP

 5p ordinary

 CFD

 SHORT

 47

 43.6716 GBP

 5p ordinary

 CFD

 SHORT

 2,912

 43.6852 GBP

 5p ordinary

 CFD

 SHORT

 408

 43.7005 GBP

 5p ordinary

 CFD

 SHORT

 4,050

 43.7324 GBP

 5p ordinary

 CFD

 SHORT

 469

 43.7755 GBP

 5p ordinary

 CFD

 SHORT

 6,283

 43.7986 GBP

 5p ordinary

 CFD

 SHORT

 4,128

 43.8014 GBP

 5p ordinary

 CFD

 SHORT

 23,473

 43.8140 GBP

 5p ordinary

 CFD

 SHORT

 1,800

 43.8178 GBP

 5p ordinary

 CFD

 SHORT

 72,591

 43.8180 GBP

 5p ordinary

 CFD

 SHORT

 2

 43.8332 GBP

 5p ordinary

 CFD

 SHORT

 1

 43.8332 GBP

 5p ordinary

 CFD

 SHORT

 1

 43.8332 GBP

 5p ordinary

 CFD

 SHORT

 3

 43.8332 GBP

 5p ordinary

 CFD

 SHORT

 19

 43.8384 GBP

 5p ordinary

 CFD

 LONG

 35

 43.7557 GBP

 5p ordinary

 CFD

 LONG

 160

 43.7557 GBP

 5p ordinary

 CFD

 LONG

 1,585

 43.7557 GBP

 5p ordinary

 CFD

 LONG

 137

 43.7557 GBP

 5p ordinary

 CFD

 SHORT

 438

 43.6959 GBP

 5p ordinary

 CFD

 SHORT

 22,475

 43.6959 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 43.7290 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 43.7430 GBP

 5p ordinary

 CFD

 SHORT

 6,000

 43.7497 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 43.8750 GBP

 5p ordinary

 CFD

 SHORT

 4,057

 56.7899 USD

 5p ordinary

 CFD

 SHORT

 3,803

 57.2032 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

12 OCTOBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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