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Morgan Stanley & Co. (19PK)

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Friday 12 October, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of Randgold

RNS Number : 9424D
Morgan Stanley & Co. Int'l plc
12 October 2018
 

AMENDMENT           Section (2a)    

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Randgold Resources Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Barrick Gold Corporation

(d) Date dealing undertaken:

10 OCTOBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes -  Barrick Gold Corporation

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.05 ordinary

 PURCHASES

 285,015

 53.0979 GBP

 52.3600 GBP

 USD 0.05 ordinary

 SALES

 233,914

 53.2800 GBP

 52.3800 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADS

 CFD

 LONG

 184

 69.7200 USD

 ADS

 CFD

 LONG

 327

 71.3400 USD

 ADS

 CFD

 LONG

 326

 71.3400 USD

 ADS

 CFD

 LONG

 1

 71.3400 USD

 ADS

 CFD

 LONG

 26

 71.3400 USD

 ADS

 CFD

 LONG

 27

 71.3400 USD

 ADS

 CFD

 SHORT

 27

 69.7200 USD

 ADS

 CFD

 SHORT

 26

 69.7200 USD

 ADS

 CFD

 SHORT

 222

 69.7200 USD

 ADS

 CFD

 SHORT

 223

 69.7200 USD

 ADS

 CFD

 SHORT

 184

 71.3400 USD

 ADS

 CFD

 SHORT

 842

 71.3400 USD

 ADS

 CFD

 SHORT

 2,129

 71.3400 USD

 ADS

 CFD

 SHORT

 577

 71.3400 USD

 ADS

 CFD

 SHORT

 577

 71.3400 USD

 ADS

 CFD

 SHORT

 156

 71.3400 USD

 USD 0.05 ordinary

 CFD

 LONG

 492

 52.6131 GBP

 USD 0.05 ordinary

 CFD

 LONG

 310

 52.6246 GBP

 USD 0.05 ordinary

 CFD

 LONG

 8,648

 52.6319 GBP

 USD 0.05 ordinary

 CFD

 LONG

 3,725

 52.6321 GBP

 USD 0.05 ordinary

 CFD

 LONG

 1,303

 52.6321 GBP

 USD 0.05 ordinary

 CFD

 LONG

 298

 52.6600 GBP

 USD 0.05 ordinary

 CFD

 LONG

 2,513

 52.6600 GBP

 USD 0.05 ordinary

 CFD

 LONG

 2,512

 52.6600 GBP

 USD 0.05 ordinary

 CFD

 LONG

 107

 52.7239 GBP

 USD 0.05 ordinary

 CFD

 LONG

 285

 52.7317 GBP

 USD 0.05 ordinary

 CFD

 LONG

 3,059

 52.7454 GBP

 USD 0.05 ordinary

 CFD

 LONG

 26

 52.7769 GBP

 USD 0.05 ordinary

 CFD

 LONG

 1

 52.8337 GBP

 USD 0.05 ordinary

 CFD

 LONG

 21

 52.8337 GBP

 USD 0.05 ordinary

 CFD

 LONG

 65,369

 53.4600 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 3,725

 52.6038 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 326

 52.6145 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 711

 52.6600 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 792

 52.6600 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 10

 52.6600 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 3

 52.6600 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 3,659

 52.6748 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 14

 52.6828 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 8,942

 52.6940 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 669

 52.7119 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 2,433

 52.7119 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 2,612

 52.7119 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 3,039

 52.7119 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 11,113

 52.7119 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 11,145

 52.7119 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 14,677

 52.7119 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 136

 52.7200 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 200

 52.7234 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 276

 52.7549 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 599

 52.7800 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 7,580

 52.8014 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 633

 52.8595 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 8

 52.8862 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 2

 52.8862 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 12

 52.8862 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 2

 52.9266 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 962

 53.0727 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 1,775

 53.0979 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 65,369

 53.4600 GBP

 USD 0.05 ordinary

 CFD

 SHORT

 63,262

 53.4600 GBP

 USD 0.05 ordinary

 CFD

 LONG

 158

 53.2076 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

12 OCTOBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
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