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Morgan Stanley & Co. (19PK)

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Friday 10 August, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of SHIRE PLC

RNS Number : 5124X
Morgan Stanley & Co. Int'l plc
10 August 2018
 

AMENDMENT Section (2b)                           

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

31 JULY 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 1,350

 171.1500 USD

 171.1000 USD

 ADR

 SALES

 1,350

 171.1500 USD

 171.1000 USD

 5p ordinary

 PURCHASES

 486,828

 43.7650 GBP

 43.2200 GBP

 5p ordinary

 SALES

 378,024

 43.7400 GBP

 43.2100 GBP

 5p ordinary

 PURCHASES

 47,500

 57.1552 USD

 57.1454 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 577

 170.6100 USD

 ADR

 CFD

 LONG

 113

 170.6100 USD

 ADR

 CFD

 SHORT

 113

 170.0200 USD

 5p ordinary

 CFD

 LONG

 10,000

 43.3216 GBP

 5p ordinary

 CFD

 LONG

 2,415

 43.3881 GBP

 5p ordinary

 CFD

 LONG

 602

 43.4022 GBP

 5p ordinary

 CFD

 LONG

 440

 43.4022 GBP

 5p ordinary

 CFD

 LONG

 12,543

 43.4367 GBP

 5p ordinary

 CFD

 LONG

 75

 43.4403 GBP

 5p ordinary

 CFD

 LONG

 24,846

 43.4454 GBP

 5p ordinary

 CFD

 LONG

 18,115

 43.4470 GBP

 5p ordinary

 CFD

 LONG

 57

 43.4764 GBP

 5p ordinary

 CFD

 LONG

 392

 43.4850 GBP

 5p ordinary

 CFD

 LONG

 29

 43.4951 GBP

 5p ordinary

 CFD

 LONG

 69

 43.5700 GBP

 5p ordinary

 CFD

 LONG

 500

 43.5850 GBP

 5p ordinary

 CFD

 SHORT

 392

 43.3234 GBP

 5p ordinary

 CFD

 SHORT

 254

 43.3234 GBP

 5p ordinary

 CFD

 SHORT

 186

 43.3333 GBP

 5p ordinary

 CFD

 SHORT

 602

 43.3806 GBP

 5p ordinary

 CFD

 SHORT

 356

 43.3929 GBP

 5p ordinary

 CFD

 SHORT

 141

 43.4155 GBP

 5p ordinary

 CFD

 SHORT

 22,001

 43.4285 GBP

 5p ordinary

 CFD

 SHORT

 29

 43.4285 GBP

 5p ordinary

 CFD

 SHORT

 12,572

 43.4376 GBP

 5p ordinary

 CFD

 SHORT

 11,450

 43.4743 GBP

 5p ordinary

 CFD

 SHORT

 8,876

 43.4813 GBP

 5p ordinary

 CFD

 SHORT

 11,070

 43.4813 GBP

 5p ordinary

 CFD

 SHORT

 13

 43.4951 GBP

 5p ordinary

 CFD

 SHORT

 12

 43.4951 GBP

 5p ordinary

 CFD

 SHORT

 4

 43.4951 GBP

 5p ordinary

 CFD

 SHORT

 17

 43.5141 GBP

 5p ordinary

 CFD

 SHORT

 2,446

 43.2786 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 43.2872 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 43.3558 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 43.3971 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 43.4694 GBP

 5p ordinary

 CFD

 SHORT

 30,000

 43.5612 GBP

 5p ordinary

 CFD

 SHORT

 30,000

 43.5960 GBP

 5p ordinary

 CFD

 SHORT

 30,000

 43.5960 GBP

 5p ordinary

 CFD

 SHORT

 26,970

 57.1454 USD

 5p ordinary

 CFD

 SHORT

 525

 57.1454 USD

 5p ordinary

 CFD

 SHORT

 17,500

 57.1552 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

10 AUGUST 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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