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Morgan Stanley & Co. (19PK)

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Friday 10 August, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of SHIRE PLC

RNS Number : 5121X
Morgan Stanley & Co. Int'l plc
10 August 2018
 

AMENDMENT Section (2b) 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

01 AUGUST 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 146

 174.6400 USD

 173.5316 USD

 ADR

 SALES

 146

 174.6400 USD

 173.5316 USD

 5p ordinary

 PURCHASES

 990,081

 44.4650 GBP

 43.6381 GBP

 5p ordinary

 SALES

 886,901

 44.4700 GBP

 43.8950 GBP

 5p ordinary

 PURCHASES

 133,230

 58.0314 USD

 57.8653 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 102

 175.6100 USD

 ADR

 CFD

 LONG

 556

 175.6100 USD

 ADR

 CFD

 LONG

 302

 175.6100 USD

 ADR

 CFD

 LONG

 302

 175.6100 USD

 ADR

 CFD

 SHORT

 556

 173.6200 USD

 ADR

 CFD

 SHORT

 102

 173.6200 USD

 5p ordinary

 CFD

 LONG

 2

 44.0300 GBP

 5p ordinary

 CFD

 LONG

 4,079

 44.0400 GBP

 5p ordinary

 CFD

 LONG

 1,003

 44.0400 GBP

 5p ordinary

 CFD

 LONG

 307

 44.0400 GBP

 5p ordinary

 CFD

 LONG

 3,377

 44.0400 GBP

 5p ordinary

 CFD

 LONG

 6,400

 44.0608 GBP

 5p ordinary

 CFD

 LONG

 396

 44.0810 GBP

 5p ordinary

 CFD

 LONG

 46,056

 44.0959 GBP

 5p ordinary

 CFD

 LONG

 638

 44.1013 GBP

 5p ordinary

 CFD

 LONG

 12

 44.1153 GBP

 5p ordinary

 CFD

 LONG

 51

 44.1153 GBP

 5p ordinary

 CFD

 LONG

 54

 44.1180 GBP

 5p ordinary

 CFD

 LONG

 9

 44.1180 GBP

 5p ordinary

 CFD

 LONG

 2,108

 44.1250 GBP

 5p ordinary

 CFD

 LONG

 7,500

 44.1335 GBP

 5p ordinary

 CFD

 LONG

 8

 44.1425 GBP

 5p ordinary

 CFD

 LONG

 4

 44.1430 GBP

 5p ordinary

 CFD

 LONG

 173

 44.1430 GBP

 5p ordinary

 CFD

 LONG

 27

 44.1430 GBP

 5p ordinary

 CFD

 LONG

 4

 44.1430 GBP

 5p ordinary

 CFD

 LONG

 13

 44.1430 GBP

 5p ordinary

 CFD

 LONG

 1,514

 44.1693 GBP

 5p ordinary

 CFD

 LONG

 19,425

 44.2338 GBP

 5p ordinary

 CFD

 LONG

 683

 44.2997 GBP

 5p ordinary

 CFD

 LONG

 19

 44.3021 GBP

 5p ordinary

 CFD

 LONG

 7,000

 44.3082 GBP

 5p ordinary

 CFD

 LONG

 1,298

 44.3131 GBP

 5p ordinary

 CFD

 SHORT

 211

 43.9664 GBP

 5p ordinary

 CFD

 SHORT

 813

 44.0039 GBP

 5p ordinary

 CFD

 SHORT

 1,002

 44.0039 GBP

 5p ordinary

 CFD

 SHORT

 1,500

 44.0366 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 44.0366 GBP

 5p ordinary

 CFD

 SHORT

 4,079

 44.0400 GBP

 5p ordinary

 CFD

 SHORT

 307

 44.0400 GBP

 5p ordinary

 CFD

 SHORT

 3,377

 44.0400 GBP

 5p ordinary

 CFD

 SHORT

 316

 44.0400 GBP

 5p ordinary

 CFD

 SHORT

 32,000

 44.0427 GBP

 5p ordinary

 CFD

 SHORT

 6,000

 44.0429 GBP

 5p ordinary

 CFD

 SHORT

 7,500

 44.0436 GBP

 5p ordinary

 CFD

 SHORT

 21,000

 44.0456 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 44.0500 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 44.0500 GBP

 5p ordinary

 CFD

 SHORT

 46,056

 44.0799 GBP

 5p ordinary

 CFD

 SHORT

 3,111

 44.0865 GBP

 5p ordinary

 CFD

 SHORT

 372

 44.0921 GBP

 5p ordinary

 CFD

 SHORT

 7,322

 44.1120 GBP

 5p ordinary

 CFD

 SHORT

 8

 44.1212 GBP

 5p ordinary

 CFD

 SHORT

 36

 44.1243 GBP

 5p ordinary

 CFD

 SHORT

 2,000

 44.1423 GBP

 5p ordinary

 CFD

 SHORT

 39

 44.1466 GBP

 5p ordinary

 CFD

 SHORT

 79

 44.1466 GBP

 5p ordinary

 CFD

 SHORT

 396

 44.1618 GBP

 5p ordinary

 CFD

 SHORT

 1

 44.1702 GBP

 5p ordinary

 CFD

 SHORT

 19

 44.1702 GBP

 5p ordinary

 CFD

 SHORT

 162

 44.1702 GBP

 5p ordinary

 CFD

 SHORT

 47

 44.1702 GBP

 5p ordinary

 CFD

 SHORT

 16,866

 44.1703 GBP

 5p ordinary

 CFD

 SHORT

 354

 44.1769 GBP

 5p ordinary

 CFD

 SHORT

 8,000

 43.9836 GBP

 5p ordinary

 CFD

 SHORT

 8,000

 44.0256 GBP

 5p ordinary

 CFD

 SHORT

 10,000

 44.0910 GBP

 5p ordinary

 CFD

 SHORT

 17,500

 44.1145 GBP

 5p ordinary

 CFD

 SHORT

 8,000

 44.1466 GBP

 5p ordinary

 CFD

 SHORT

 30,000

 44.2819 GBP

 5p ordinary

 CFD

 SHORT

 30,000

 44.2819 GBP

 5p ordinary

 CFD

 SHORT

 30,000

 44.2819 GBP

 5p ordinary

 CFD

 SHORT

 30,000

 44.3173 GBP

 5p ordinary

 CFD

 SHORT

 437

 57.8653 USD

 5p ordinary

 CFD

 SHORT

 22,475

 57.8653 USD

 5p ordinary

 CFD

 SHORT

 19,800

 58.0124 USD

 5p ordinary

 CFD

 SHORT

 5,809

 58.0124 USD

 5p ordinary

 CFD

 SHORT

 3,600

 58.0124 USD

 5p ordinary

 CFD

 SHORT

 7,500

 58.0124 USD

 5p ordinary

 CFD

 SHORT

 61,560

 58.0314 USD

 5p ordinary

 CFD

 SHORT

 6,442

 58.0314 USD

 5p ordinary

 CFD

 SHORT

 3,519

 58.0314 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

10 AUGUST 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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