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Morgan Stanley & Co. (19PK)

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Friday 13 July, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replacement of Shire plc

RNS Number : 6413U
Morgan Stanley & Co. Int'l plc
13 July 2018
 

AMENDMENT Section (2a) 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

10 JULY 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 5p ordinary

 PURCHASES

 700,771

 43.5000 GBP

 42.9400 GBP

 5p ordinary

 SALES

 923,019

 43.4950 GBP

 42.9400 GBP

 5p ordinary

 PURCHASES

 340,814

 57.4548 USD

 56.6800 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 99

 173.0400 USD

 ADR

 CFD

 LONG

 264

 173.0400 USD

 ADR

 CFD

 LONG

 725

 173.0400 USD

 ADR

 CFD

 LONG

 264

 173.0400 USD

 ADR

 CFD

 LONG

 170

 173.0400 USD

 ADR

 CFD

 LONG

 169

 173.0400 USD

 ADR

 CFD

 SHORT

 170

 171.9300 USD

 ADR

 CFD

 SHORT

 169

 171.9300 USD

 ADR

 CFD

 SHORT

 99

 171.9300 USD

 ADR

 CFD

 SHORT

 143

 171.9300 USD

 ADR

 CFD

 SHORT

 143

 171.9300 USD

 ADR

 CFD

 SHORT

 500

 173.2060 USD

 ADR

 CFD

 SHORT

 500

 173.2100 USD

 5p ordinary

 CFD

 LONG

 6,248

 42.9841 GBP

 5p ordinary

 CFD

 LONG

 500

 42.9900 GBP

 5p ordinary

 CFD

 LONG

 6,068

 43.0100 GBP

 5p ordinary

 CFD

 LONG

 5

 43.0100 GBP

 5p ordinary

 CFD

 LONG

 6,067

 43.0100 GBP

 5p ordinary

 CFD

 LONG

 561

 43.1624 GBP

 5p ordinary

 CFD

 LONG

 2,622

 43.1624 GBP

 5p ordinary

 CFD

 LONG

 2,364

 43.1624 GBP

 5p ordinary

 CFD

 LONG

 400

 43.1624 GBP

 5p ordinary

 CFD

 LONG

 120

 43.1624 GBP

 5p ordinary

 CFD

 LONG

 485

 43.1624 GBP

 5p ordinary

 CFD

 LONG

 2,051

 43.1624 GBP

 5p ordinary

 CFD

 LONG

 1,320

 43.1644 GBP

 5p ordinary

 CFD

 LONG

 270

 43.1644 GBP

 5p ordinary

 CFD

 LONG

 5

 43.1920 GBP

 5p ordinary

 CFD

 LONG

 32,671

 43.2041 GBP

 5p ordinary

 CFD

 LONG

 3,738

 43.2041 GBP

 5p ordinary

 CFD

 LONG

 395

 43.2082 GBP

 5p ordinary

 CFD

 LONG

 809

 43.3075 GBP

 5p ordinary

 CFD

 LONG

 220

 43.3100 GBP

 5p ordinary

 CFD

 LONG

 143

 43.3110 GBP

 5p ordinary

 CFD

 LONG

 495

 43.3110 GBP

 5p ordinary

 CFD

 LONG

 18,421

 43.3436 GBP

 5p ordinary

 CFD

 SHORT

 306

 43.1259 GBP

 5p ordinary

 CFD

 SHORT

 15,733

 43.1259 GBP

 5p ordinary

 CFD

 SHORT

 2,900

 43.1356 GBP

 5p ordinary

 CFD

 SHORT

 557

 43.1400 GBP

 5p ordinary

 CFD

 SHORT

 143

 43.1400 GBP

 5p ordinary

 CFD

 SHORT

 12,500

 43.1543 GBP

 5p ordinary

 CFD

 SHORT

 33,671

 43.1616 GBP

 5p ordinary

 CFD

 SHORT

 17,421

 43.2364 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 43.2364 GBP

 5p ordinary

 CFD

 SHORT

 13

 43.2650 GBP

 5p ordinary

 CFD

 SHORT

 66

 43.3177 GBP

 5p ordinary

 CFD

 SHORT

 120

 43.4700 GBP

 5p ordinary

 CFD

 LONG

 284

 42.9662 GBP

 5p ordinary

 CFD

 SHORT

 79

 42.9662 GBP

 5p ordinary

 CFD

 SHORT

 205

 42.9662 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 43.2797 GBP

 5p ordinary

 CFD

 SHORT

 4,451

 56.6800 USD

 5p ordinary

 CFD

 SHORT

 2,000

 56.6800 USD

 5p ordinary

 CFD

 SHORT

 9,400

 56.6800 USD

 5p ordinary

 CFD

 SHORT

 3,596

 56.6800 USD

 5p ordinary

 CFD

 SHORT

 3,613

 57.0887 USD

 5p ordinary

 CFD

 SHORT

 10,400

 57.0887 USD

 5p ordinary

 CFD

 SHORT

 300

 57.0887 USD

 5p ordinary

 CFD

 SHORT

 950

 57.0887 USD

 5p ordinary

 CFD

 SHORT

 3,900

 57.0887 USD

 5p ordinary

 CFD

 SHORT

 700

 57.2016 USD

 5p ordinary

 CFD

 SHORT

 300

 57.2016 USD

 5p ordinary

 CFD

 SHORT

 1,800

 57.2016 USD

 5p ordinary

 CFD

 SHORT

 614

 57.2016 USD

 5p ordinary

 CFD

 SHORT

 1,400

 57.2144 USD

 5p ordinary

 CFD

 SHORT

 606

 57.2144 USD

 5p ordinary

 CFD

 SHORT

 500

 57.2144 USD

 5p ordinary

 CFD

 SHORT

 490

 57.2144 USD

 5p ordinary

 CFD

 SHORT

 300

 57.2144 USD

 5p ordinary

 CFD

 SHORT

 1,430

 57.3312 USD

 5p ordinary

 CFD

 SHORT

 4,100

 57.3312 USD

 5p ordinary

 CFD

 SHORT

 800

 57.3312 USD

 5p ordinary

 CFD

 SHORT

 1,500

 57.3312 USD

 5p ordinary

 CFD

 SHORT

 849

 57.4326 USD

 5p ordinary

 CFD

 SHORT

 800

 57.4326 USD

 5p ordinary

 CFD

 SHORT

 400

 57.4326 USD

 5p ordinary

 CFD

 SHORT

 2,000

 57.4326 USD

 5p ordinary

 CFD

 SHORT

 686

 57.4326 USD

 5p ordinary

 CFD

 SHORT

 4,900

 57.4548 USD

 5p ordinary

 CFD

 SHORT

 1,666

 57.4548 USD

 5p ordinary

 CFD

 SHORT

 900

 57.4548 USD

 5p ordinary

 CFD

 SHORT

 2,063

 57.4548 USD

 5p ordinary

 CFD

 SHORT

 1,800

 57.4548 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 5p ordinary

 PUT

 SALE

 37,000

 36.00000

 A

 21/09/2018

 200.0000 GBP

 5p ordinary

 PUT

 SALE

 125,000

 36.00000

 A

 21/09/2018

 200.0000 GBP

 5p ordinary

 PUT

 SALE

 90,000

 36.00000

 A

 21/09/2018

 200.0000 GBP

 5p ordinary

 CALL

 PURCHASE

 3,000,000

 1.0000

 E

 21/09/2018

 0.0125 EUR

 5p ordinary

 PUT

 PURCHASE

 45,000

36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 10,000

36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 3,000

36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 30,000

36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 7,000

36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 10,000

36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 50,000

36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 20,000

 36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 20,000

 36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 20,000

 36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 30,000

36.00000

 A

 21/09/2018

 0.2000 GBP

 5p ordinary

 PUT

 PURCHASE

 7,000

 36.00000

 A

 21/09/2018

 0.2000 GBP

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

13 JULY 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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