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Morgan Stanley & Co. (19PK)

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Friday 13 July, 2018

Morgan Stanley & Co.

Form 8.5 (EPT/RI) - Replaces SHIRE PLC

RNS Number : 6409U
Morgan Stanley & Co. Int'l plc
13 July 2018
 

AMENDMENT  Section (2a)   

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

11 JULY 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 5,365

 170.8644 USD

 170.7500 USD

 ADR

 SALES

 5,365

 170.8644 USD

 170.7500 USD

 5p ordinary

 PURCHASES

 418,970

 43.2650 GBP

 42.8000 GBP

 5p ordinary

 SALES

 394,928

 43.2650 GBP

 42.8000 GBP

 5p ordinary

 PURCHASES

 70,044

 57.2233 USD

 56.9572 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 367

 170.7500 USD

 ADR

 CFD

 LONG

 367

 170.7500 USD

 ADR

 CFD

 LONG

 2

 170.7500 USD

 ADR

 CFD

 LONG

 233

 172.1100 USD

 ADR

 CFD

 LONG

 234

 172.1100 USD

 ADR

 CFD

 SHORT

 264

 170.7500 USD

 ADR

 CFD

 SHORT

 264

 170.7500 USD

 ADR

 CFD

 SHORT

 725

 172.1100 USD

 ADR

 CFD

 SHORT

 367

 172.1100 USD

 ADR

 CFD

 SHORT

 367

 172.1100 USD

 ADR

 CFD

 SHORT

 2

 172.1100 USD

 ADR

 CFD

 SHORT

 19

 172.1100 USD

 ADR

 CFD

 SHORT

 20

 172.1100 USD

 5p ordinary

 CFD

 LONG

 82

 42.9017 GBP

 5p ordinary

 CFD

 LONG

 10

 42.9150 GBP

 5p ordinary

 CFD

 LONG

 1,509

 43.0185 GBP

 5p ordinary

 CFD

 LONG

 6,000

 43.0275 GBP

 5p ordinary

 CFD

 LONG

 18

 43.0456 GBP

 5p ordinary

 CFD

 LONG

 9

 43.0456 GBP

 5p ordinary

 CFD

 LONG

 21

 43.0456 GBP

 5p ordinary

 CFD

 LONG

 3

 43.0456 GBP

 5p ordinary

 CFD

 LONG

 10,772

 43.0475 GBP

 5p ordinary

 CFD

 LONG

 917

 43.1105 GBP

 5p ordinary

 CFD

 LONG

 19,456

 43.1640 GBP

 5p ordinary

 CFD

 SHORT

 75

 42.8975 GBP

 5p ordinary

 CFD

 SHORT

 141

 42.9245 GBP

 5p ordinary

 CFD

 SHORT

 7,034

 42.9335 GBP

 5p ordinary

 CFD

 SHORT

 3,738

 42.9335 GBP

 5p ordinary

 CFD

 SHORT

 3,748

 42.9652 GBP

 5p ordinary

 CFD

 SHORT

 6

 43.0241 GBP

 5p ordinary

 CFD

 SHORT

 23

 43.0241 GBP

 5p ordinary

 CFD

 SHORT

 22

 43.0241 GBP

 5p ordinary

 CFD

 SHORT

 35

 43.0491 GBP

 5p ordinary

 CFD

 SHORT

 6,068

 43.1900 GBP

 5p ordinary

 CFD

 SHORT

 6,067

 43.1900 GBP

 5p ordinary

 CFD

 SHORT

 7

 43.1900 GBP

 5p ordinary

 CFD

 SHORT

 251

 42.8200 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 42.8684 GBP

 5p ordinary

 CFD

 SHORT

 7,500

 42.9121 GBP

 5p ordinary

 CFD

 SHORT

 17

 57.0236 USD

 5p ordinary

 CFD

 SHORT

 81

 57.0236 USD

 5p ordinary

 CFD

 SHORT

 28

 57.0236 USD

 5p ordinary

 CFD

 SHORT

 49

 57.0236 USD

 5p ordinary

 CFD

 SHORT

 2,369

 57.2233 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

13 JULY 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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