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Friday 18 May, 2018

Citigroup Derivs Mkt

Form 38.5b

RNS Number : 6164O
Citigroup Derivatives Markets Inc
18 May 2018
 

Ap27

AVS: 628983

 

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

1.          KEY INFORMATION

 

Name of exempt principal trader

Citigroup Derivatives Markets Inc.

Company dealt in

International Paper Company

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

USD1.00 common stock

Date of dealing

17 May 2018

 

2.          INTERESTS AND SHORT POSITIONS

 

(a)         Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 


Long

Short


Number


(%)

Number


(%)

(1) Relevant securities

25,465                        0.00%

55,543                     0.02%

(2) Derivatives (other than options)



(3) Options and agreements to purchase/sell

296,900                    0.07%

240,000                  0.04%

Total

322,365                     0.07%

295,543                    0.06%

 

(b)         Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

Short


Number


(%)

Number


(%)

(1) Relevant securities



(2) Derivatives (other than options)



(3) Options and agreements to purchase/sell



Total




Ap28

 

 

3.       DEALINGS (Note 3)

 

(a)      Purchases and sales

 

                   

Purchase/sale

Number of relevant securities

Price per unit (USD)

Purchase

300

55.2159

Purchase

300

55.22

Purchase

300

55.0879

Purchase

200

55.2359

Purchase

132

55.07

Purchase

100

55.0425

Purchase

100

55.065

Purchase

100

55.065

Purchase

100

55.07

Purchase

100

55.07

Purchase

100

55.07

Purchase

100

55.07

Purchase

100

55.07

Purchase

100

55.07

Purchase

100

55.07

Purchase

100

55.07

Purchase

100

55.07

Purchase

100

55.2159

Purchase

100

55.2359

Purchase

87

55.07

Purchase

68

55.07

Purchase

12

55.07

Purchase

1

55.07

 

 

(a)      Derivatives transactions (other than options transactions)

 

Product name,

e.g. CFD

Nature of transaction

(Note 5)

Number of relevant securities

(Note 6)

Price per unit

(Note 4)





 

 

(b)      Options transactions in respect of existing relevant securities

 

 

(i)       Writing, selling, purchasing or varying

 

Product name,

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

Call

Purchasing

200

57.5

American

20/07/2018

0.96

Call

Purchasing

100

60

American

19/10/2018

1.14

Call

Purchasing

100

60

American

19/10/2018

1.15

Call

Writing

100

59

American

08/06/2018

0.12

Call

Writing

100

56.5

American

08/06/2018

0.57

Call

Writing

100

56.5

American

08/06/2018

0.59

Call

Writing

100

57.5

American

17/08/2018

1.27

Call

Writing

200

56.5

American

08/06/2018

0.52

Call

Writing

200

56.5

American

08/06/2018

0.6

Call

Writing

200

56.5

American

08/06/2018

0.56

Call

Writing

300

56.5

American

08/06/2018

0.56

Call

Writing

500

56.5

American

08/06/2018

0.6

Call

Writing

700

56.5

American

08/06/2018

0.56

Call

Writing

1000

56.5

American

08/06/2018

0.52

Call

Writing

1000

56.5

American

08/06/2018

0.58

Put

Writing

5000

50

American

17/08/2018

0.95

Put

Writing

100

50

American

17/08/2018

0.92

Put

Writing

100

50

American

17/08/2018

0.93

Put

Writing

100

52.5

American

15/06/2018

0.58

Put

Purchasing

100

45

American

17/08/2018

0.32

Put

Purchasing

100

45

American

17/08/2018

0.33

Put

Purchasing

5000

45

American

17/08/2018

0.34

 

(i)       Exercising

 

(c)      Other dealings (including transactions in respect of new securities) (Note 3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)




 

Ap29

 

4.       OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities

 under any option referred to on this form or relating to the voting rights or future acquisition

 or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached? (Note 8)                    NO

 

 

Date of disclosure

18 May 2018

Contact name

Cathal McKenna

Telephone number

0044 (0)28 90409544                     

Name of offeree/offeror with which connected

Smurfit Kappa Group Plc

Nature of connection (Note 9)

Financial Advisor

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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