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Thursday 12 July, 2018

AA PLC

Holding(s) in Company

RNS Number : 5095U
AA PLC
12 July 2018
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Bank of America Corporation

City and country of registered office (if applicable)

Wilmington, DE, United States

4. Full name of shareholder(s) (if different from 3.)v

Name

Merrill Lynch International

City and country of registered office (if applicable)

London, UK

5. Date on which the threshold was crossed or reachedvi:

10th July 2018

6. Date on which issuer notified (DD/MM/YYYY):

12th July 2018

7. Total positions of person(s) subject to the notification obligation


Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

3.278%

1.843%

5.120%

610,651,984

Position of previous notification (if

applicable)

Below Notifiable Threshold

Below Notifiable Threshold

Below Notifiable Threshold


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

Indirect

Direct

Indirect

GB00BMSKPJ95

0

20,015,243

0%

3.278%











SUBTOTAL 8. A

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Rights to Recall

N/A

N/A

418,270

0.068%













SUBTOTAL 8. B 1

418,270

0.068%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Swaps

17-Sep-18

N/A

Cash Settled

        270,675

0.044%

Swaps

31-Oct-18

N/A

Cash Settled

          12,790

0.002%

Swaps

26-Nov-18

N/A

Cash Settled

        901,214

0.148%

Swaps

30-Nov-18

N/A

Cash Settled

            2,835

0.000%

Swaps

27-Mar-19

N/A

Cash Settled

          42,872

0.007%

Swaps

23-Apr-19

N/A

Cash Settled

        669,196

0.110%

Swaps

18-Nov-19

N/A

Cash Settled

        109,332

0.018%

Swaps

27-Jan-20

N/A

Cash Settled

      1,900,613

0.311%

Swaps

25-Feb-20

N/A

Cash Settled

        202,021

0.033%

Swaps

15-Feb-23

N/A

Cash Settled

      6,723,153

1.101%




SUBTOTAL 8.B.2

10,834,701

1.774%

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BofAML Jersey Holdings Limited

N/A

N/A

N/A

BofAML EMEA Holdings 2 Limited

N/A

N/A

N/A

ML UK Capital Holdings Limited

N/A

N/A

N/A

Merrill Lynch International

3.278%

N/A

5.002%

 

 

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BAC North America Holding Company

N/A

N/A

N/A

BANA Holding Corporation

N/A

N/A

N/A

Bank of America, National Association

N/A

N/A

N/A

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi


 

Place of completion

United Kingdom

Date of completion

12th July 2018

 


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