BARCLAYS PLC

Form 8.3 - MEGGITT PLC

Form 8.3 - MEGGITT PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MEGGITT PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 03 December 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

40,448,157

5.17%

5,162,944

0.66%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

172,491

0.02%

31,670,260

4.05%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

40,620,648

5.19%

36,833,204

4.71%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

5p ordinary

Purchase

147

7.4006 GBP

5p ordinary

Purchase

158

7.3940 GBP

5p ordinary

Purchase

293

7.3900 GBP

5p ordinary

Purchase

334

7.4000 GBP

5p ordinary

Purchase

398

7.4022 GBP

5p ordinary

Purchase

1,211

7.4020 GBP

5p ordinary

Purchase

1,485

7.4021 GBP

5p ordinary

Purchase

1,687

7.3991 GBP

5p ordinary

Purchase

5,543

7.3977 GBP

5p ordinary

Purchase

5,861

7.3980 GBP

5p ordinary

Purchase

29,618

7.3985 GBP

5p ordinary

Purchase

66,155

7.3964 GBP

5p ordinary

Purchase

446,581

7.3976 GBP

5p ordinary

Sale

158

7.3940 GBP

5p ordinary

Sale

293

7.3900 GBP

5p ordinary

Sale

380

7.3883 GBP

5p ordinary

Sale

1,557

7.3870 GBP

5p ordinary

Sale

1,586

7.3999 GBP

5p ordinary

Sale

1,872

7.4000 GBP

5p ordinary

Sale

2,289

7.4034 GBP

5p ordinary

Sale

2,487

7.3996 GBP

5p ordinary

Sale

3,394

7.3934 GBP

5p ordinary

Sale

3,443

7.3853 GBP

5p ordinary

Sale

5,045

7.3905 GBP

5p ordinary

Sale

6,656

7.3948 GBP

5p ordinary

Sale

8,611

7.3987 GBP

5p ordinary

Sale

8,692

7.3944 GBP

5p ordinary

Sale

12,204

7.3932 GBP

5p ordinary

Sale

23,701

7.3978 GBP

5p ordinary

Sale

45,390

7.3980 GBP

5p ordinary

Sale

47,569

7.3896 GBP

5p ordinary

Sale

68,590

7.3973 GBP

5p ordinary

Sale

72,774

7.3983 GBP

5p ordinary

Sale

184,881

7.3963 GBP

5p ordinary

Sale

228,969

7.4001 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

5p ordinary

SWAP

Long

380

7.3883 GBP

5p ordinary

SWAP

Long

1,557

7.3870 GBP

5p ordinary

SWAP

Long

3,443

7.3853 GBP

5p ordinary

SWAP

Long

9,120

7.3922 GBP

5p ordinary

SWAP

Long

29,063

7.3985 GBP

5p ordinary

SWAP

Long

40,749

7.3980 GBP

5p ordinary

SWAP

Long

44,073

7.3962 GBP

5p ordinary

SWAP

Long

46,308

7.3944 GBP

5p ordinary

SWAP

Long

105,855

7.3968 GBP

5p ordinary

SWAP

Short

43

7.4000 GBP

5p ordinary

SWAP

Short

75

7.4100 GBP

5p ordinary

SWAP

Short

172

7.3991 GBP

5p ordinary

SWAP

Short

200

7.4020 GBP

5p ordinary

SWAP

Short

1,345

7.3963 GBP

5p ordinary

SWAP

Short

1,989

7.3983 GBP

5p ordinary

SWAP

Short

5,543

7.3977 GBP

5p ordinary

SWAP

Short

8,313

7.3980 GBP

5p ordinary

SWAP

Short

14,667

7.3995 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 6 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.