RSA Ins Grp

Holding(s) in Company

RNS Number : 0649Q
RSA Insurance Group PLC
23 February 2021
 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

RSA Insurance Group plc

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

JPMorgan Chase & Co.

City and country of registered office (if applicable)

Wilmington, Delaware, USA

4. Full name of shareholder(s) (if different from 3.) v

Name

J.P. Morgan Securities Plc

J.P. Morgan Securities LLC

 

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reached vi :

18 February 2021

6. Date on which issuer notified (DD/MM/YYYY):

22 February 2021

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer vii

Resulting situation on the date on which threshold was crossed or reached

1.82%

4.21%

6.03%

1,035,316,921

Position of previous notification (if

applicable)

0.85%

4.17%

5.02%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

 (DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00BKKMKR23


18,867,900


1.82%











SUBTOTAL 8. A

18,867,900

1.82%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to Recall

N/A

N/A

14

0.00%

American Depository Receipt

N/A

N/A

206,330

0.02%



SUBTOTAL 8. B 1

206,344

0.02%

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

Cash-settled Equity Swap

25/02/2021

25/02/2021

Cash

6,470,590

0.62%

Cash-settled Equity Swap

26/02/2021

26/02/2021

Cash

782,747

0.08%

Cash-settled Equity Swap

05/03/2021

05/03/2021

Cash

2,432,700

0.23%

Cash-settled Equity Swap

10/03/2021

10/03/2021

Cash

579,000

0.06%

Cash-settled Equity Swap

12/03/2021

12/03/2021

Cash

1,275,000

0.12%

Cash-settled Equity Swap

17/03/2021

17/03/2021

Cash

2,734,865

0.26%

Cash-settled Equity Swap

22/03/2021

22/03/2021

Cash

8,698,921

0.84%

Cash-settled Equity Swap

29/03/2021

29/03/2021

Cash

2,110,013

0.20%

Cash-settled Equity Swap

31/03/2021

31/03/2021

Cash

3,558,057

0.34%

Cash-settled Equity Swap

04/05/2021

04/05/2021

Cash

357,000

0.03%

Cash-settled Equity Swap

05/05/2021

05/05/2021

Cash

1,109,000

0.11%

Cash-settled Equity Swap

10/05/2021

10/05/2021

Cash

3,092,031

0.30%

Cash-settled Equity Swap

03/06/2021

03/06/2021

Cash

1,433,000

0.14%

Cash-settled Equity Swap

23/06/2021

23/06/2021

Cash

4,286,165

0.41%

Cash-settled Equity Swap

30/07/2021

30/07/2021

Cash

2,022,000

0.20%

Cash-settled Equity Swap

06/08/2021

06/08/2021

Cash

1,806,000

0.17%

Cash-settled Equity Swap

15/12/2021

15/12/2021

Cash

15,699

0.00%

Cash-settled Equity Swap

05/01/2022

05/01/2022

Cash

214,519

0.02%

Cash-settled Equity Swap

15/02/2022

15/02/2022

Cash

281,193

0.03%

Cash-settled Equity Swap

16/02/2022

16/02/2022

Cash

709

0.00%

Cash-settled Equity Swap

22/02/2022

22/02/2022

Cash

6,032

0.00%

Cash-settled Equity Swap

02/03/2022

02/03/2022

Cash

11,591

0.00%

Cash-settled Equity Swap

29/04/2022

29/04/2022

Cash

81,075

0.01%

Cash-settled Equity Swap

08/02/2023

08/02/2023

Cash

2,152

0.00%

Cash-settled Equity Swap

24/12/2025

24/12/2025

Cash

15

0.00%




SUBTOTAL 8.B.2

43,360,074

4.19%

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.




JPMorgan Chase Bank, National Association




J.P. Morgan International Finance Limited




J.P. Morgan Capital Holdings Limited




J.P. Morgan Securities plc


4.21%

6.02%





JPMorgan Chase & Co.




JPMorgan Chase Holdings LLC




J.P. Morgan Broker-Dealer Holdings Inc.




J.P. Morgan Securities LLC





10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional information xvi

Chain of controlled undertakings :

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

 

JPMorgan Chase & Co. (100%)

JPMorgan Chase Holdings LLC (100%)

J.P. Morgan Broker-Dealer Holdings Inc. (100%)

J.P. Morgan Securities LLC (100%)

 

 

Place of completion

London, United Kingdom

Date of completion

22 February 2021

 

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