BARCLAYS PLC

Form 8.3 - Aon plc

Form 8.3 - Aon plc

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 01 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

238,918

0.10%

904,965

0.39%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

484,124

0.21%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

TOTAL:

 

 

 

 

725,642

0.31%

939,165

0.41%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

196.7700 USD

Purchase

1

196.6000 USD

Purchase

5

196.6300 USD

Purchase

5

195.8600 USD

Purchase

8

196.7975 USD

Purchase

8

196.4500 USD

Purchase

15

195.6360 USD

Purchase

22

196.1054 USD

Purchase

30

196.4807 USD

Purchase

30

196.4806 USD

Purchase

35

196.8700 USD

Purchase

45

195.7800 USD

Purchase

58

195.9800 USD

Purchase

86

196.9200 USD

Purchase

100

196.0100 USD

Purchase

100

195.9950 USD

Purchase

100

195.8300 USD

Purchase

100

196.9700 USD

Purchase

100

195.1100 USD

Purchase

100

197.1600 USD

Purchase

100

196.7200 USD

Purchase

200

196.3125 USD

Purchase

200

196.8750 USD

Purchase

200

196.2400 USD

Purchase

200

196.3625 USD

Purchase

200

195.8075 USD

Purchase

210

196.1661 USD

Purchase

300

195.5770 USD

Purchase

300

196.4733 USD

Purchase

350

195.8561 USD

Purchase

378

196.4438 USD

Purchase

400

196.2612 USD

Purchase

490

196.4483 USD

Purchase

549

196.0811 USD

Purchase

598

195.9995 USD

Purchase

600

196.3100 USD

Purchase

808

196.2522 USD

Purchase

820

195.8163 USD

Purchase

832

195.9269 USD

Purchase

838

196.1807 USD

Purchase

986

195.4892 USD

Purchase

1,020

195.8000 USD

Purchase

1,039

196.2091 USD

Purchase

1,288

196.1539 USD

Purchase

1,316

196.2380 USD

Purchase

1,321

195.9643 USD

Purchase

1,472

196.2800 USD

Purchase

1,533

196.1504 USD

Purchase

2,121

196.5713 USD

Purchase

2,204

196.3538 USD

Purchase

2,222

196.2557 USD

Purchase

2,657

196.0731 USD

Purchase

4,378

195.7825 USD

Purchase

5,800

196.0287 USD

Purchase

6,585

196.0604 USD

Purchase

7,944

196.5500 USD

Purchase

11,021

196.8007 USD

Purchase

15,448

196.0806 USD

Purchase

18,594

196.1600 USD

Purchase

23,948

196.6550 USD

Purchase

24,356

196.1400 USD

Sale

1

196.6000 USD

Sale

5

195.6360 USD

Sale

5

196.2100 USD

Sale

5

195.8300 USD

Sale

8

196.5100 USD

Sale

14

195.4300 USD

Sale

14

195.7100 USD

Sale

16

196.7975 USD

Sale

18

196.4905 USD

Sale

20

196.4200 USD

Sale

22

196.4700 USD

Sale

24

196.4000 USD

Sale

30

196.4806 USD

Sale

63

197.1520 USD

Sale

100

197.0800 USD

Sale

100

196.8700 USD

Sale

100

196.3200 USD

Sale

101

196.3030 USD

Sale

102

195.8680 USD

Sale

145

195.8145 USD

Sale

154

195.4744 USD

Sale

185

195.4795 USD

Sale

200

195.4900 USD

Sale

200

196.5650 USD

Sale

200

196.0900 USD

Sale

201

196.6314 USD

Sale

204

195.9982 USD

Sale

205

195.5507 USD

Sale

283

196.8573 USD

Sale

317

196.3901 USD

Sale

350

196.5242 USD

Sale

358

196.2788 USD

Sale

367

195.7811 USD

Sale

376

195.7755 USD

Sale

403

196.8423 USD

Sale

500

197.1640 USD

Sale

593

196.3892 USD

Sale

661

195.6808 USD

Sale

741

196.7354 USD

Sale

800

195.9525 USD

Sale

907

196.9183 USD

Sale

915

196.6217 USD

Sale

1,000

196.2800 USD

Sale

1,004

195.7590 USD

Sale

1,014

196.5403 USD

Sale

1,020

196.9417 USD

Sale

1,020

195.8000 USD

Sale

1,127

196.2688 USD

Sale

1,194

196.7233 USD

Sale

1,281

196.5406 USD

Sale

1,300

196.7457 USD

Sale

1,345

196.0889 USD

Sale

1,902

196.6334 USD

Sale

2,090

196.5548 USD

Sale

2,101

196.7078 USD

Sale

2,389

196.8255 USD

Sale

3,091

196.8424 USD

Sale

3,312

195.8626 USD

Sale

4,018

196.6840 USD

Sale

4,400

196.2872 USD

Sale

4,799

196.7270 USD

Sale

5,400

196.1233 USD

Sale

5,505

196.0115 USD

Sale

6,375

196.5983 USD

Sale

6,444

196.5020 USD

Sale

7,025

196.1395 USD

Sale

25,004

196.1026 USD

Sale

27,865

196.1400 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

2 Jun 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

1,100

260.0000 

American

Jul 17, 2020

Call Options

  Purchased

1,500

240.0000 

American

Jul 17, 2020

Call Options

  Written

-4,500

220.0000 

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.