Goldman Sachs Group

Form 8.3 - Allergan PLC

RNS Number : 9003J
Goldman Sachs Grp. (Non Exmpt Ent.)
16 April 2020
 

 

FORM 8.3

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2013

 

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

1. KEY INFORMATION

 

Name of person dealing (Note 1)

GOLDMAN SACHS NON EXEMPT ENTITY GROUP

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note2)

USD 0.0001 ordinary shares

Date of dealing

15 April 2020

 

2. INTERESTS AND SHORT POSITIONS

 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in  (Note 3)

 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

9,196,788.264

(2.79)

9,155,526.264

(2.78)

(2) Derivatives (other than options)

3,081,638

(0.93)

5,658,283

(1.71)

(3) Options and agreements to purchase/sell

125,000

(0.03)

125,000

(0.03)

Total

12,403,426.264

(3.76)

14,938,809.264

(4.53)

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in  (Note 3)

 

Class of relevant security:

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

 

 

(2) Derivatives (other than options)

 

 

 

 

(3) Options and agreements to purchase/sell

 

 

 

 

Total

 

 

 

 

 

3.  DEALINGS (Note 4)

(a) Purchases and sales

 

Purchase/sale

Number of relevant securities

Price per unit  (Note 5)

Purchase

100

184.1050 USD

Purchase

100

184.3150 USD

Purchase

100

184.4800 USD

Purchase

100

184.8150 USD

Purchase

100

184.8800 USD

Purchase

100

184.8850 USD

Purchase

1

184.9000 USD

Purchase

100

184.9900 USD

Purchase

100

185.0850 USD

Purchase

22

185.2100 USD

Purchase

100

185.2300 USD

Purchase

44

185.4200 USD

Purchase

100

185.4700 USD

Purchase

100

185.5300 USD

Purchase

100

185.5550 USD

Purchase

12

185.7100 USD

Purchase

19

185.7100 USD

Purchase

502

185.7100 USD

Purchase

613

185.7100 USD

Purchase

175

185.7100 USD

Purchase

7

185.7100 USD

Purchase

9,600

185.7100 USD

Purchase

411

185.7100 USD

Purchase

5

185.7100 USD

Purchase

12

185.7100 USD

Purchase

60,000

185.7100 USD

Purchase

373

185.7100 USD

Purchase

3

185.7100 USD

Purchase

285

185.7100 USD

Purchase

3

185.7100 USD

Purchase

487

185.7100 USD

Purchase

1,547

185.7100 USD

Purchase

600

185.7100 USD

Purchase

10,138

185.7100 USD

Purchase

935

185.7100 USD

Purchase

489

185.7100 USD

Purchase

380

185.7100 USD

Purchase

360

185.7100 USD

Purchase

197

185.7100 USD

Purchase

580

185.7100 USD

Purchase

64,000

185.7100 USD

Purchase

693

185.7100 USD

Purchase

322

185.7100 USD

Purchase

69

185.7100 USD

Purchase

16

185.7100 USD

Purchase

6,000

185.7100 USD

Purchase

294

185.7100 USD

Purchase

600

185.7100 USD

Purchase

54,400

185.7100 USD

Purchase

1,000

185.7100 USD

Purchase

2,758

185.7100 USD

Purchase

10,138

185.7100 USD

Purchase

31

185.7100 USD

Purchase

29

185.8000 USD

Purchase

92

185.8000 USD

Purchase

100

185.8150 USD

Purchase

100

185.8300 USD

Purchase

100

185.8700 USD

Purchase

100

185.8700 USD

Purchase

28

185.8800 USD

Purchase

70

185.8800 USD

Purchase

100

185.8800 USD

Purchase

100

185.8900 USD

Purchase

100

185.9300 USD

Purchase

100

186.0000 USD

Purchase

100

186.0000 USD

Purchase

100

186.0050 USD

Purchase

100

186.0200 USD

Purchase

100

186.0600 USD

Purchase

100

186.1450 USD

Purchase

100

186.1500 USD

Purchase

100

186.1850 USD

Purchase

100

186.1900 USD

Purchase

100

186.1950 USD

Purchase

100

186.2100 USD

Purchase

24

186.2600 USD

Purchase

100

186.2650 USD

Purchase

100

186.2700 USD

Purchase

100

186.2850 USD

Purchase

100

186.3000 USD

Purchase

100

186.3000 USD

Purchase

100

186.3800 USD

Purchase

100

186.4050 USD

Purchase

100

186.4200 USD

Purchase

100

186.4200 USD

Purchase

100

186.4300 USD

Purchase

100

186.4900 USD

Purchase

100

186.5100 USD

Purchase

100

186.5350 USD

Purchase

100

186.5400 USD

Purchase

80

186.6300 USD

Purchase

100

186.6400 USD

Purchase

4

186.6700 USD

Purchase

100

186.7100 USD

Purchase

100

186.7300 USD

Purchase

100

186.7550 USD

Purchase

100

186.7700 USD

Purchase

100

186.7750 USD

Purchase

100

186.7800 USD

Purchase

100

186.8300 USD

Purchase

100

186.8850 USD

Purchase

100

186.9900 USD

Sale

17

184.1600 USD

Sale

100

184.2000 USD

Sale

100

184.3100 USD

Sale

100

184.3150 USD

Sale

56

184.3500 USD

Sale

100

184.4700 USD

Sale

50

184.5700 USD

Sale

42

184.6900 USD

Sale

100

184.6950 USD

Sale

100

184.7100 USD

Sale

100

184.7600 USD

Sale

100

184.7700 USD

Sale

100

184.7850 USD

Sale

100

184.7875 USD

Sale

9

184.7900 USD

Sale

91

184.7900 USD

Sale

100

184.8000 USD

Sale

100

184.8150 USD

Sale

100

184.8350 USD

Sale

2

184.8400 USD

Sale

100

184.8400 USD

Sale

100

184.8400 USD

Sale

100

184.8400 USD

Sale

100

184.8400 USD

Sale

89

184.9100 USD

Sale

100

184.9700 USD

Sale

13

184.9800 USD

Sale

100

184.9950 USD

Sale

100

185.0150 USD

Sale

1

185.0250 USD

Sale

82

185.0300 USD

Sale

100

185.0750 USD

Sale

100

185.0900 USD

Sale

100

185.0900 USD

Sale

100

185.1150 USD

Sale

100

185.1900 USD

Sale

100

185.2250 USD

Sale

50

185.2250 USD

Sale

100

185.2425 USD

Sale

100

185.2450 USD

Sale

100

185.2900 USD

Sale

100

185.3150 USD

Sale

100

185.5500 USD

Sale

100

185.5550 USD

Sale

52

185.7100 USD

Sale

1,882

185.7100 USD

Sale

502

185.7100 USD

Sale

16

185.7100 USD

Sale

27

185.7100 USD

Sale

294

185.7100 USD

Sale

1,000

185.7100 USD

Sale

1,054

185.7100 USD

Sale

26

185.7100 USD

Sale

26

185.7100 USD

Sale

41

185.7100 USD

Sale

205

185.7100 USD

Sale

482

185.7100 USD

Sale

100

185.7100 USD

Sale

17

185.7100 USD

Sale

400

185.7100 USD

Sale

10,138

185.7100 USD

Sale

22

185.7100 USD

Sale

42

185.7100 USD

Sale

43

185.7100 USD

Sale

23

185.7100 USD

Sale

100

185.7100 USD

Sale

5,600

185.7100 USD

Sale

2,898

185.7100 USD

Sale

1,200

185.7100 USD

Sale

100

185.7100 USD

Sale

74

185.7100 USD

Sale

48

185.7100 USD

Sale

23

185.7100 USD

Sale

60,000

185.7100 USD

Sale

1,200

185.7100 USD

Sale

51

185.7100 USD

Sale

100

185.7100 USD

Sale

74

185.7100 USD

Sale

500

185.7100 USD

Sale

489

185.7100 USD

Sale

48

185.7100 USD

Sale

1,100

185.7100 USD

Sale

70

185.7100 USD

Sale

787

185.7100 USD

Sale

10

185.7100 USD

Sale

69

185.7100 USD

Sale

74

185.7100 USD

Sale

30

185.7100 USD

Sale

18

185.7100 USD

Sale

386

185.7100 USD

Sale

74

185.7100 USD

Sale

1,288

185.7100 USD

Sale

74

185.7100 USD

Sale

1,000

185.7100 USD

Sale

100

185.7100 USD

Sale

1,200

185.7100 USD

Sale

7

185.7100 USD

Sale

1,000

185.7100 USD

Sale

7

185.7100 USD

Sale

360

185.7100 USD

Sale

4

185.7100 USD

Sale

100

185.7100 USD

Sale

5

185.7100 USD

Sale

300

185.7100 USD

Sale

22

185.7100 USD

Sale

6,488

185.7100 USD

Sale

100

185.7100 USD

Sale

688

185.7100 USD

Sale

12

185.7100 USD

Sale

3,211

185.7100 USD

Sale

96

185.7100 USD

Sale

74

185.7100 USD

Sale

528

185.7100 USD

Sale

20

185.7100 USD

Sale

600

185.7100 USD

Sale

200

185.7100 USD

Sale

31

185.7100 USD

Sale

74

185.7100 USD

Sale

89

185.7100 USD

Sale

38

185.7100 USD

Sale

100

185.7100 USD

Sale

24

185.7100 USD

Sale

3,598

185.7100 USD

Sale

23,906

185.7100 USD

Sale

74

185.7100 USD

Sale

583

185.7100 USD

Sale

100

185.7100 USD

Sale

74

185.7100 USD

Sale

74

185.7100 USD

Sale

5,701

185.7100 USD

Sale

56

185.7100 USD

Sale

49

185.7100 USD

Sale

1,075

185.7100 USD

Sale

100

185.7100 USD

Sale

200

185.7100 USD

Sale

442

185.7100 USD

Sale

74

185.7100 USD

Sale

115

185.7100 USD

Sale

100

185.7100 USD

Sale

3

185.7100 USD

Sale

74

185.7100 USD

Sale

300

185.7100 USD

Sale

25

185.7100 USD

Sale

530

185.7100 USD

Sale

26

185.7100 USD

Sale

200

185.7100 USD

Sale

10,149

185.7100 USD

Sale

2,200

185.7100 USD

Sale

135

185.7100 USD

Sale

26

185.7100 USD

Sale

115

185.7100 USD

Sale

100

185.7100 USD

Sale

3

185.7100 USD

Sale

300

185.7100 USD

Sale

600

185.7100 USD

Sale

54,400

185.7100 USD

Sale

2

185.7100 USD

Sale

100

185.7100 USD

Sale

78

185.7100 USD

Sale

92

185.7100 USD

Sale

74

185.7100 USD

Sale

17

185.7100 USD

Sale

74

185.7100 USD

Sale

900

185.7100 USD

Sale

935

185.7100 USD

Sale

510

185.7100 USD

Sale

4,816

185.7100 USD

Sale

500

185.7100 USD

Sale

22

185.7100 USD

Sale

373

185.7100 USD

Sale

1,200

185.7100 USD

Sale

205

185.7100 USD

Sale

2,758

185.7100 USD

Sale

310

185.7100 USD

Sale

36

185.7100 USD

Sale

10

185.7100 USD

Sale

458

185.7100 USD

Sale

100

185.7100 USD

Sale

1,000

185.7100 USD

Sale

74

185.7100 USD

Sale

2,244

185.7100 USD

Sale

37

185.7100 USD

Sale

50

185.7100 USD

Sale

1,000

185.7100 USD

Sale

28

185.7100 USD

Sale

64

185.7100 USD

Sale

1,200

185.7100 USD

Sale

175

185.7100 USD

Sale

18

185.7100 USD

Sale

580

185.7100 USD

Sale

8

185.7100 USD

Sale

12

185.7100 USD

Sale

6,000

185.7100 USD

Sale

1,200

185.7100 USD

Sale

74

185.7100 USD

Sale

9

185.7100 USD

Sale

283

185.7100 USD

Sale

350

185.7100 USD

Sale

27

185.7100 USD

Sale

74

185.7100 USD

Sale

249

185.7100 USD

Sale

4

185.7100 USD

Sale

9,600

185.7100 USD

Sale

409

185.7100 USD

Sale

74

185.7100 USD

Sale

5

185.7100 USD

Sale

52

185.7100 USD

Sale

411

185.7100 USD

Sale

19

185.7100 USD

Sale

3,891

185.7100 USD

Sale

3

185.7100 USD

Sale

500

185.7100 USD

Sale

70

185.7100 USD

Sale

225

185.7100 USD

Sale

44

185.7100 USD

Sale

2,088

185.7100 USD

Sale

1,000

185.7100 USD

Sale

17

185.7100 USD

Sale

37

185.7100 USD

Sale

100

185.7400 USD

Sale

100

185.7700 USD

Sale

50

185.7700 USD

Sale

100

185.7800 USD

Sale

65

185.7800 USD

Sale

100

185.7800 USD

Sale

100

185.7800 USD

Sale

98

185.7800 USD

Sale

100

185.7800 USD

Sale

27

185.7800 USD

Sale

8

185.7800 USD

Sale

50

185.7800 USD

Sale

100

185.7800 USD

Sale

14

185.7900 USD

Sale

51

185.7900 USD

Sale

35

185.7900 USD

Sale

100

185.7900 USD

Sale

100

185.8000 USD

Sale

95

185.8000 USD

Sale

66

185.8000 USD

Sale

100

185.8000 USD

Sale

34

185.8000 USD

Sale

5

185.8100 USD

Sale

100

185.8100 USD

Sale

100

185.8100 USD

Sale

100

185.8100 USD

Sale

99

185.8100 USD

Sale

100

185.8100 USD

Sale

1

185.8100 USD

Sale

1

185.8100 USD

Sale

100

185.8100 USD

Sale

100

185.8100 USD

Sale

100

185.8100 USD

Sale

100

185.8100 USD

Sale

100

185.8100 USD

Sale

1

185.8100 USD

Sale

99

185.8100 USD

Sale

99

185.8100 USD

Sale

62

185.8100 USD

Sale

100

185.8150 USD

Sale

100

185.8200 USD

Sale

100

185.8200 USD

Sale

100

185.8200 USD

Sale

100

185.8200 USD

Sale

100

185.8200 USD

Sale

100

185.8200 USD

Sale

100

185.8200 USD

Sale

100

185.8200 USD

Sale

100

185.8200 USD

Sale

16

185.8300 USD

Sale

88

185.8300 USD

Sale

100

185.8300 USD

Sale

91

185.8300 USD

Sale

100

185.8300 USD

Sale

100

185.8300 USD

Sale

9

185.8300 USD

Sale

84

185.8300 USD

Sale

12

185.8300 USD

Sale

100

185.8300 USD

Sale

62

185.8400 USD

Sale

38

185.8400 USD

Sale

100

185.8400 USD

Sale

100

185.8400 USD

Sale

100

185.8400 USD

Sale

100

185.8400 USD

Sale

100

185.8400 USD

Sale

65

185.8500 USD

Sale

100

185.8500 USD

Sale

100

185.8500 USD

Sale

100

185.8500 USD

Sale

8

185.8500 USD

Sale

100

185.8500 USD

Sale

27

185.8500 USD

Sale

100

185.8500 USD

Sale

100

185.8600 USD

Sale

5

185.8600 USD

Sale

95

185.8600 USD

Sale

100

185.8800 USD

Sale

100

185.8800 USD

Sale

100

185.9000 USD

Sale

22

185.9000 USD

Sale

100

185.9100 USD

Sale

19

185.9100 USD

Sale

78

185.9100 USD

Sale

100

185.9150 USD

Sale

100

185.9150 USD

Sale

100

185.9150 USD

Sale

21

185.9200 USD

Sale

79

185.9200 USD

Sale

100

185.9300 USD

Sale

100

185.9300 USD

Sale

100

185.9300 USD

Sale

3

185.9300 USD

Sale

100

185.9300 USD

Sale

97

185.9400 USD

Sale

16

185.9400 USD

Sale

41

185.9500 USD

Sale

100

185.9500 USD

Sale

5

185.9600 USD

Sale

100

185.9600 USD

Sale

100

185.9600 USD

Sale

87

185.9600 USD

Sale

100

185.9600 USD

Sale

53

185.9600 USD

Sale

8

185.9600 USD

Sale

100

185.9600 USD

Sale

100

185.9700 USD

Sale

100

185.9700 USD

Sale

100

185.9700 USD

Sale

100

185.9700 USD

Sale

8

185.9700 USD

Sale

100

185.9700 USD

Sale

25

185.9700 USD

Sale

100

185.9700 USD

Sale

75

185.9700 USD

Sale

100

185.9700 USD

Sale

100

185.9700 USD

Sale

100

185.9700 USD

Sale

100

185.9700 USD

Sale

100

185.9775 USD

Sale

100

185.9800 USD

Sale

1

185.9800 USD

Sale

70

185.9800 USD

Sale

30

185.9800 USD

Sale

70

185.9800 USD

Sale

100

185.9800 USD

Sale

100

185.9900 USD

Sale

30

186.0000 USD

Sale

100

186.0100 USD

Sale

100

186.0200 USD

Sale

100

186.0300 USD

Sale

100

186.0300 USD

Sale

100

186.1300 USD

Sale

69

186.1500 USD

Sale

100

186.2400 USD

Sale

50

186.2400 USD

Sale

65

186.2500 USD

Sale

50

186.2500 USD

Sale

35

186.2500 USD

Sale

100

186.2600 USD

Sale

100

186.3300 USD

Sale

100

186.3800 USD

Sale

31

186.4200 USD

Sale

73

186.4300 USD

Sale

27

186.4300 USD

Sale

100

186.4800 USD

Sale

100

186.7100 USD

Sale

100

186.7800 USD

 

(b) Derivatives transactions (other than options transactions)

 

Product name, e.g. CFD

Nature of transaction  (Note 6)

Number of relevant securities  (Note 7)

Price per unit  (Note 5)

CFD

Increasing a long position

3,428

184.9286 USD

CFD

Increasing a long position

13

184.9800 USD

CFD

Reducing a long position

51,666

185.7100 USD

CFD

Opening a long position

41,528

185.7100 USD

CFD

Reducing a long position

3,970

185.7470 USD

 

(c) Options transactions in respect of existing relevant securities

 

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling,  purchasing, varying etc.

Number of securities to which the option relates  (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit  (Note 5)

 

 

 

 

 

 

 

 

(ii)  Exercising

 

Product name,e.g. call option

Number of securities

Exercise price per unit  (Note 5)

 

 

 

 

(d)  Other dealings (including transactions in respect of new securities)  (Note 4)

 

Nature of transaction  (Note 8)

Details

Price per unit (if applicable)  (Note 5)

 

 

 

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none, this should be stated. 

NONE

 

Is a Supplemental Form 8 attached? (Note 9)  YES

 

Date of disclosure

16 April 2020

Contact name

Kashif Rafiq and Papa Lette

Telephone number

+44(20) 7051 0547 / +44(20) 7774 7442

If a connected EFM, name of offeree/offeror with which connected

ALLERGAN PLC

If a connected EFM, state nature of connection (Note 10)

 

 

SUPPLEMENTAL FORM 8

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

OPEN POSITIONS (Note 1)

 

Product name,e.g. call option

Written or purchased

Number of relevant securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

Call Option

Sold

50,000

200.0000 USD

AMER

15/05/2020

Put Option

Sold

50,000

180.0000 USD

AMER

15/05/2020

Put Option

Purchased

75,000

185.0000 USD

AMER

21/08/2020

Put Option

Sold

75,000

185.0000 USD

AMER

15/05/2020

Swap

Sold

509

0.0000

N/A

17/07/2020

Swap

Sold

588

0.0000

N/A

30/06/2020

Swap

Sold

594

0.0000

N/A

29/07/2020

Swap

Sold

594

0.0000

N/A

28/07/2020

Swap

Sold

594

0.0000

N/A

22/07/2020

Swap

Sold

615

0.0000

N/A

24/07/2020

Swap

Sold

763

0.0000

N/A

30/06/2020

Swap

Sold

849

0.0000

N/A

27/07/2020

Swap

Sold

884

0.0000

N/A

24/07/2020

Swap

Sold

952

0.0000

N/A

02/02/2021

Swap

Sold

1,002

0.0000

N/A

21/01/2021

Swap

Sold

1,019

0.0000

N/A

22/07/2020

Swap

Sold

1,022

0.0000

N/A

03/02/2021

Swap

Sold

1,022

0.0000

N/A

29/01/2021

Swap

Sold

1,022

0.0000

N/A

28/10/2020

Swap

Sold

1,023

0.0000

N/A

23/10/2020

Swap

Sold

1,448

0.0000

N/A

10/11/2020

Swap

Sold

1,698

0.0000

N/A

22/07/2020

Swap

Sold

2,057

0.0000

N/A

30/06/2020

Swap

Sold

2,340

0.0000

N/A

24/07/2020

Swap

Sold

2,632

0.0000

N/A

03/08/2020

Swap

Sold

2,675

0.0000

N/A

05/01/2021

Swap

Sold

2,869

0.0000

N/A

15/07/2020

Swap

Sold

3,232

0.0000

N/A

29/04/2020

Swap

Sold

7,999

0.0000

N/A

18/08/2020

Swap

Sold

13,915

0.0000

N/A

26/08/2020

Swap

Sold

21,600

0.0000

N/A

26/08/2020

Swap

Sold

25,000

0.0000

N/A

08/10/2021

Swap

Sold

101,755

0.0000

N/A

26/08/2020

Swap^

Purchased

150,000

0.0000

N/A

15/07/2020

Swap

Sold

157,950

0.0000

N/A

26/08/2020

Swap^

Purchased

200,000

0.0000

N/A

13/07/2020

Swap^

Purchased

312,000

0.0000

N/A

04/06/2020

Swap^

Purchased

430,000

0.0000

N/A

06/05/2024

Swap^

Purchased

493,000

0.0000

N/A

08/05/2020

Swap^

Purchased

605,000

0.0000

N/A

10/11/2020

Swap^

Purchased

786,000

0.0000

N/A

08/05/2020

^Please note this product is part of a basket of securities for which ALLERGAN PLC is a component

 


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