Financial Express (Holdings) Limited (“we”, “our”, “us” and derivatives) are committed to protecting and respecting your privacy. This Privacy Policy, together with our Terms of Use, sets out the basis on which any personal data that we collect from you, or that you provide to us, will be processed by us relating to your use of any of the below websites (“sites”).


For the purposes of the Data Protection Act 1998, the data controller is Trustnet Limited of 2nd Floor, Golden House, 30 Great Pulteney Street, London, W1F 9NN. Our nominated representative for the purpose of this Act is Kirsty Witter.


We collect information about you when you register with us or use any of our websites / services. Part of the registration process may include entering personal details & details of your investments.

We may collect information about your computer, including where available your operating system, browser version, domain name and IP address and details of the website that you came from, in order to improve this site.

You confirm that all information you supply is accurate.


In order to provide personalised services to and analyse site traffic, we may use a cookie file which is stored on your browser or the hard drive of your computer. Some of the cookies we use are essential for the sites to operate and may be used to deliver you different content, depending on the type of investor you are.

You can block cookies by activating the setting on your browser which allows you to refuse the setting of all or some cookies. However, if you use your browser settings to block all cookies (including essential cookies) you may not be able to access all or part of our sites. Unless you have adjusted your browser setting so that it will refuse cookies, our system will issue cookies as soon as you visit our sites.


We store and use information you provide as follows:

  • to present content effectively;
  • to provide you with information, products or services that you request from us or which may interest you, tailored to your specific interests, where you have consented to be contacted for such purposes;
  • to carry out our obligations arising from any contracts between you and us;
  • to enable you to participate in interactive features of our service, when you choose to do so;
  • to notify you about changes to our service;
  • to improve our content by tracking group information that describes the habits, usage, patterns and demographics of our customers.

We may also send you emails to provide information and keep you up to date with developments on our sites. It is our policy to have instructions on how to unsubscribe so that you will not receive any future e-mails. You can change your e-mail address at any time.

In order to provide support on the usage of our tools, our support team need access to all information provided in relation to the tool.

We will not disclose your name, email address or postal address or any data that could identify you to any third party without first receiving your permission.

However, you agree that we may disclose to any regulatory authority to which we are subject and to any investment exchange on which we may deal or to its related clearing house (or to investigators, inspectors or agents appointed by them), or to any person empowered to require such information by or under any legal enactment, any information they may request or require relating to you, or if relevant, any of your clients.

You agree that we may pass on information obtained under Money Laundering legislation as we consider necessary to comply with reporting requirements under such legislation.


We want to ensure that the personal information we hold about you is accurate and up to date. You may ask us to correct or remove information that is inaccurate.

You have the right under data protection legislation to access information held about you. If you wish to receive a copy of any personal information we hold, please write to us at 3rd Floor, Hollywood House, Church Street East, Woking, GU21 6HJ. Any access request may be subject to a fee of £10 to meet our costs in providing you with details of the information we hold about you.


The data that we collect from you may be transferred to, and stored at, a destination outside the European Economic Area (“EEA”). It may be processed by staff operating outside the EEA who work for us or for one of our suppliers. Such staff may be engaged in, amongst other things, the provision of support services. By submitting your personal data, you agree to this transfer, storing and processing. We will take all steps reasonably necessary, including the use of encryption, to ensure that your data is treated securely and in accordance with this privacy policy.

Unfortunately, the transmission of information via the internet is not completely secure. Although we will do our best to protect your personal data, we cannot guarantee the security of your data transmitted to our sites; any transmission is at your own risk. You will not hold us responsible for any breach of security unless we have been negligent or in wilful default.


Any changes we make to our privacy policy in the future will be posted on this page and, where appropriate, notified to you by e-mail.


Our sites contain links to other websites. If you follow a link to any of these websites, please note that these websites have their own privacy policies and that we do not accept any responsibility or liability for these policies. Please check these policies before you submit any personal data to these websites.


If you want more information or have any questions or comments relating to our privacy policy please email [email protected] in the first instance.

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Tullett Prebon PLC (TCAP)

  Print      Mail a friend       Annual reports

Tuesday 15 March, 2011

Tullett Prebon PLC

Holding(s) in Company


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES                                              
1. Identity of the issuer or the underlying issuer                                          
of existing shares to which voting rights are                 TULLETT PREBON PLC            
2 Reason for the notification (please tick the appropriate box or boxes):                   
An acquisition or disposal of voting rights                                            X    
An acquisition or disposal of qualifying financial instruments which may result             
in the acquisition of shares already issued to which voting rights are attached             
An acquisition or disposal of instruments with similar economic effect to                   
qualifying financial instruments                                                            
An event changing the breakdown of voting rights                                            
Other (please                                                                               
3. Full name of person(s) subject to the    CREDIT SUISSE GROUP AG                          
notification obligation:                                                                    
4. Full name of shareholder(s)              CREDIT SUISSE SECURITIES (EUROPE) LTD           
 (if different from 3.):                                                                    
                                            CREDIT SUISSE ASSET MANAGEMENT LLC              
5. Date of the transaction and date on                                                      
which the threshold is crossed or           11/03/2011                                      
6. Date on which issuer notified:           14/03/11                                        
7. Threshold(s) that is/are crossed or      5%                                              
8. Notified details:                                                                           
A: Voting rights attached to shares                                                            
Class/type of  Situation previous           Resulting situation after the triggering           
shares         to the triggering            transaction                                        
if possible    Number        Number         Number    Number of voting    % of  voting rights  
using          of            of             of shares rights                                   
the ISIN CODE  Shares        Voting                                                            
                             Rights         Direct    Direct  Indirect    Direct       Indirect
GB00B1H0DZ51   Not           Not            N/A       N/A     10,801,005  N/A          5.0164% 
               reportable    reportable                                                                  
B: Qualifying Financial Instruments                                                            
Resulting situation after the triggering transaction                                           
Type of financial      Expiration  Exercise/              Number of voting        % of voting  
instrument             date        Conversion Period      rights that may be      rights       
                                                          acquired if the                      
                                                          instrument is                        
                                                          exercised/ converted.                
C: Financial Instruments with similar economic effect to Qualifying Financial                  
Instruments xv, xvi                                                                            
Resulting situation after the triggering transaction                                           
Type of financial  Exercise  Expiration Exercise/     Number of voting       % of voting rights
instrument         price     date       Conversion    rights instrument                        
                                        period        refers to                                
                                                                             Nominal   Delta   
Total (A+B+C)                                                                                  
Number of voting rights                          Percentage of voting rights                   
                   10,801,005                                       5.0164%                    

9. Chain of controlled undertakings through which the voting rights and/or the            
financial instruments are effectively held, if applicable:                                
 1. Credit Suisse Group AG                                                                
 2. Credit Suisse AG                                                                      
 2.1. Credit Suisse Securities (Europe) Ltd                                    
 2.2. Credit Suisse Asset Management LLC                                       
Proxy Voting:                                                                             
10. Name of the proxy holder:                                                             
11. Number of voting rights proxy holder will cease                                       
to hold:                                                                                  
12. Date on which proxy holder will cease to hold                                         
voting rights:                                                                            
13. Additional information:                                                               
14. Contact name:                           Anthony Allen/ Liane Agostini                 
15. Contact telephone number:               +44 (0) 20 7888 5416/ 3599                    


Note: Annex should only be submitted to the FSA not the issuer                           
Annex: Notification of major interests in shares                                         
A: Identity of the persons or legal entity subject to the notification                   
Full name                                                                                
(including legal form of legal entities)    Credit Suisse Group AG                       
Contact address                                                                          
(registered office for legal entities)      One Cabot Square, London E14 4QJ             
Phone number & email                                                                     
                                            020 7883 5416 [email protected]
Other useful information                                                                 
(at least legal representative for legal    Anthony Allen                                
B: Identity of the notifier, if applicable                                               
Full name                                                                                
Contact address                                                                          
Phone number & email                                                                     
Other useful information                                                                 
(e.g. functional relationship with the                                                   
person or legal entity subject to the                                                    
notification obligation)                                                                 
C: Additional information                                                                
Our ref: 1353535                                                                         



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