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Thursday 19 July, 2012

Credit Suisse (Eur)

Form 8.5 (EPT/RI) - Xstrata Plc

RNS Number : 0549I
Credit Suisse Securities (Eur) Ltd
19 July 2012
 



 FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

18-July-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Glencore International Plc

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary shares

Purchases

        1,427,043

  8.477(GBP)

8.320 (GBP)

Ordinary shares

Sales

        2,103,590

  8.477 (GBP)

8.320 (GBP)

 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit (GBp)

e.g. CFD

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Ordinary

Swap

  Increasing a short

1416

833.62

Ordinary

Swap

  Increasing a short

1200

837.55

Ordinary

Swap

  Increasing a short

39780

837.55

Ordinary

Swap

  Increasing a short

1108

838.14

Ordinary

Swap

  Increasing a short

66771

839.35

Ordinary

Swap

  Increasing a short

18247

839.49

Ordinary

Swap

  Increasing a short

7748

839.92

Ordinary

Swap

  Increasing a short

3100

840.24

Ordinary

Swap

  Increasing a short

49210

840.38

Ordinary

Swap

  Increasing a short

15260

840.41

Ordinary

Swap

  Increasing a short

13829

840.41

Ordinary

Swap

  Increasing a short

35396

841.47

Ordinary

Swap

  Increasing a short

12037

841.53

Ordinary

Swap

  Reducing a short

1700

834.50

Ordinary

Swap

  Reducing a short

1264

835.90

Ordinary

Swap

  Reducing a short

1200

836.20

Ordinary

Swap

  Reducing a short

1398

838.12

Ordinary

Swap

  Reducing a short

16357

839.00

Ordinary

Swap

  Reducing a short

70901

839.35

Ordinary

Swap

  Reducing a short

5735

839.65

Ordinary

Swap

  Reducing a short

400

840.13

Ordinary

Swap

  Reducing a short

13931

841.71

Ordinary

Swap

  Reducing a short

200000

845.00

Ordinary

Swap

  Reducing a short

697467

845.00

Ordinary

Swap

  Reducing a short

1416

846.00

 

 (c)       Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit




 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

Date of disclosure:

19-July-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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