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Thursday 19 July, 2012

Morgan Stanley Secs

Form 8.5 (EPT/RI) Glencore Intl Replacement

RNS Number : 0543I
Morgan Stanley Securities Limited
19 July 2012
 



AMENDMENT

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

17th July 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.01 ordinary

PURCHASES

2,869,075

3.1920 GBP

3.1243 GBP

USD 0.01 ordinary

SALES

2,770,134

3.1920 GBP

3.1230 GBP

5% guaranteed convertible bonds due December 2014

SALES

1,000,000

114.5000 USD

114.5000 USD

           

(b)        Derivatives transactions (other than options)                                                         

           

Class of relevant security

Product description e.g CFD

 

Nature of dealing

e.g

opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

USD 0.01 ordinary

CFD

LONG

1

3.1446

USD 0.01 ordinary

CFD

LONG

1

3.1446

USD 0.01 ordinary

CFD

LONG

4

3.1446

USD 0.01 ordinary

CFD

LONG

56,786

3.1532

USD 0.01 ordinary

CFD

LONG

86,300

3.1541

USD 0.01 ordinary

CFD

LONG

35,000

3.1541

USD 0.01 ordinary

CFD

LONG

27,800

3.1541

USD 0.01 ordinary

CFD

LONG

19,800

3.1541

USD 0.01 ordinary

CFD

LONG

3,700

3.1541

USD 0.01 ordinary

CFD

LONG

201,439

3.1563

USD 0.01 ordinary

CFD

LONG

85

3.1700

USD 0.01 ordinary

CFD

LONG

125,520

3.1700

USD 0.01 ordinary

CFD

LONG

331

3.1705

USD 0.01 ordinary

CFD

SHORT

42

3.1420

USD 0.01 ordinary

CFD

SHORT

1,756

3.1624

USD 0.01 ordinary

CFD

SHORT

8,990

3.1624

USD 0.01 ordinary

CFD

SHORT

1,705

3.1624

USD 0.01 ordinary

CFD

SHORT

500

3.1681

USD 0.01 ordinary

CFD

SHORT

51,866

3.1756

USD 0.01 ordinary

CFD

SHORT

54,054

3.1775

USD 0.01 ordinary

CFD

SHORT

284,864

3.1775

USD 0.01 ordinary

CFD

SHORT

55,631

3.1775

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (GBP)

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercising       

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit (GBP)

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

19th July 2012

Contact name:

Julie Archer

Telephone number:

0207 425 1155

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
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