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Friday 08 June, 2012

Credit Suisse (Eur)

Form 8.5 (EPT/RI) - Xstrata Plc

RNS Number : 9959E
Credit Suisse Securities (Eur) Ltd
08 June 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

7-June-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Glencore International Plc

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary shares

Purchases

        5,467,192

 9.758 (GBP)

9.310 (GBP)

Ordinary shares

Sales

        6,185,387

 9.761 (GBP)

9.310 (GBP)

 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit (GBp)

e.g. CFD

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Ordinary

Swap

  Increasing a short

2946

951.64

Ordinary

Swap

  Increasing a short

700

951.94

Ordinary

Swap

  Increasing a short

10060

954.14

Ordinary

Swap

  Increasing a short

149761

954.58

Ordinary

Swap

  Increasing a short

32081

961.20

Ordinary

Swap

  Increasing a short

26143

962.12

Ordinary

Swap

  Increasing a short

1648

964.46

Ordinary

Swap

  Increasing a short

33665

966.20

Ordinary

Swap

  Increasing a short

127500

966.28

Ordinary

Swap

  Increasing a short

8388

966.54

Ordinary

Swap

  Increasing a short

125000

966.80

Ordinary

Swap

  Increasing a short

19512

967.62

Ordinary

Swap

  Increasing a short

67

971.80

Ordinary

Swap

  Increasing a short

4933

971.99

Ordinary

Swap

  Increasing a short

5000

972.00

Ordinary

Swap

  Increasing a short

5000

972.00

Ordinary

Swap

  Increasing a short

5000

972.20

Ordinary

Swap

  Reducing a short

7507

941.28

Ordinary

Swap

  Reducing a short

11957

951.18

Ordinary

Swap

  Reducing a short

128187

954.70

Ordinary

Swap

  Reducing a short

158692

954.73

Ordinary

Swap

  Reducing a short

2193

955.91

Ordinary

Swap

  Reducing a short

21800

956.77

Ordinary

Swap

  Reducing a short

58246

957.21

Ordinary

Swap

  Reducing a short

27488

958.64

Ordinary

Swap

  Reducing a short

250000

958.84

Ordinary

Swap

  Reducing a short

50000

960.21

Ordinary

Swap

  Reducing a short

22531

961.22

Ordinary

Swap

  Reducing a short

161432

961.28

Ordinary

Swap

  Reducing a short

250940

961.59

Ordinary

Swap

  Reducing a short

11378

965.02

Ordinary

Swap

  Reducing a short

18200

965.08

Ordinary

Swap

  Reducing a short

2300

966.24

Ordinary

Swap

  Reducing a short

496

966.26

Ordinary

Swap

  Reducing a short

21321

969.42

 

 (c)       Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit




 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

Date of disclosure:

8-June-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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