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Ark Therapeutics Grp (PVG)

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Monday 18 July, 2011

Ark Therapeutics Grp

Holding(s) in Company

RNS Number : 5920K
Ark Therapeutics Group PLC
18 July 2011
 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

  ARK THERAPEUTICS GROUP PLC

2 Reason for the notification (please tick the appropriate box or boxes):

 

An acquisition or disposal of voting rights

 x

 

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


 

An event changing the breakdown of voting rights


 

Other (please specify):

 


3. Full name of person(s) subject to the notification obligation:

 

 Smith & Williamson Holdings Limited

4. Full name of shareholder(s) (if different from 3.):

 

 See section 9

5. Date of the transaction and date on which the threshold is crossed or reached:

 

13 July 2011

6. Date on which issuer notified:

 

18 July 2011

7. Threshold(s) that is/are crossed or reached:

 

12%

8. Notified details:

A: Voting rights attached to shares

 

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights

Direct

Direct

Indirect

Direct

Indirect

Ordinary

GB0034251727

25,052,100

25,052,100



25,152,100


12.02%


 

B: Financial Instruments

Resulting situation after the triggering transaction

 

Type of financial
instrument

Exercise
price

Expiration
date

Exercise/
Conversion
period

Number of voting
rights instrument
refers to

% of voting rights

 

 N/A





Nominal

Delta

 



Total (A+B)

 

Number of voting rights

Percentage of voting rights

25,152,100

12.02%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

Smith and Williamson Nominees Limited, a subsidiary of Smith and Williamson Investment Management Limited, a subsidiary of Smith and Williamson Holdings Limited - 6,277,100 shares

 

Royal Bank of Scotland as custodian for Smith & Williamson Fund Administration Ltd, a subsidiary of Smith & Williamson Investment Management Limited, a subsidiary of Smith & Williamson Investment Management Limited, a subsidiary of Smith & Williamson Holdings Limited - 4,000,000 shares

 

BNP Paribas as custodian for Smith and Williamson Investment Management Limited, a subsidiary of Smith & Williamson Holdings Limited - 875,000 shares

 

BNP Paribas Securities Services as custodian for Smith & Williamson Investment Management (Ireland) Limited, a subsidiary of Smith & Williamson Holdings Limited - 14,000,000 shares

 

Proxy Voting:

 

10. Name of the proxy holder:

 

 N/A

11. Number of voting rights proxy holder will cease to hold:

 

 N/A

12. Date on which proxy holder will cease to hold voting rights:

 

 N/A

13. Additional information:

 


14. Contact name:

 

Not advised

15. Contact telephone number:

 

Not advised

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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