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D1 Oils Plc (NEOS)

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Wednesday 13 October, 2010

D1 Oils Plc

TR1 - Major interest in share

RNS Number : 3529U
D1 Oils Plc
13 October 2010
 




TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

D1 Oils plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

YES

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

YES

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

(a) Principle Capital Investments Limited  (formerly Principle Capital Investment Trust plc) (26,473,330 shares)

 

(b) Principle Capital, L.P. (8,415,759 shares)

 

 

4. Full name of shareholder(s)
 (if different from 3.):iv

 

 

 (b) Chase Nominees Limited

 

 

 

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

Date of transaction                    13 October 2010

 

Date at which threshold is crossed in relation to the shares listed at 8A:     22 November 2010

 

Date at which threshold is crossed in relation to the qualifying financial instruments listed at 8B:                                              13 October 2010

 

6. Date on which issuer notified:

13 October 2010

7. Threshold(s) that is/are crossed or
reached:
vi, vii

27%,26%,25%.......below 3%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction on 12 October 2010

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

£0.01 Ordinary

34,889,089

34,889,089

17,389,089


17,389,089


13.73



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

Call Option

31/3/2011

Any time

17,389,089

0


C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

34,889,089

27.55



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

The option referred to at 8B above can be exercised by the purchaser at any time until expiry on 31 March 2011.

 

14. Contact name:

Principle Capital Fund Managers Ltd

Brian Padgett

15. Contact telephone number:

+4122 908 1190

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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