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World Trust Fund (WTR)

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Friday 28 May, 2010

World Trust Fund

Holding(s) in Company

Holding(s) in Company

World Trust Fund

For filings with the FSA include the annex  
For filings with issuer exclude the annex
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
     
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
World Trust Fund SICAF
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights   yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify):      
3. Full name of person(s) subject to the
notification obligation:
  1607 Capital Partners, LLC
4. Full name of shareholder(s)
(if different from 3.):(if different from 3.):

BNY Mellon 2,298,000

 

Northern Trust 474,000

 

State Street 263,000

 

Bank of New York 32,500

 

5. Date of the transaction and date on
which the threshold is crossed or
reached:
May 26,2010
6. Date on which issuer notified: May 27, 2010
7. Threshold(s) that is/are crossed or
reached:
5%
8. Notified details:
A: Voting rights attached to shares
Class/type of
shares


if possible usingif possible using
the ISIN CODEthe ISIN CODE

  Situation previous
to the triggering
transaction
  Resulting situation after the triggering transaction
Number
of
Shares
  Number
of
Voting
Rights
Number
of shares
  Number of voting
rights
  % of voting rights x
Direct Direct xi   Indirect xii Direct   Indirect
LU0483266259 2,067,500 2,067,500 3,067,500 3,067,500   5.09%  
               
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
  Expiration
date
  Exercise/
Conversion Period
  Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
  % of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
  Exercise price Expiration date   Exercise/
Conversion period
Number of voting rights instrument refers to   % of voting rights
       

 

Nominal   Delta
   
 
Total (A+B+C)
Number of voting rights   Percentage of voting rights
Same as A  
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

 

 
Proxy Voting:
10. Name of the proxy holder:    
11. Number of voting rights proxy holder will cease
to hold:
 
12. Date on which proxy holder will cease to hold
voting rights:
 
 

13. Additional information:
 

 

14. Contact name:  
15. Contact telephone number:  
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
 
A: Identity of the persons or legal entity subject to the notification obligation
Full name

(including legal form of legal entities)

  1607 Capital Partners, LLC
Contact address

(registered office for legal entities)

4991 Lake Brook Dr., Suite 125

Glen Allen, VA, USA 23060

Phone number & email 804-525-1750
Other useful information

(at least legal representative for legal persons)

 
   
B: Identity of the notifier, if applicable
Full name Shannon S. Fake
Contact address Same as above
Phone number & email Same as above
Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

 
 
C: Additional information
 
For notes on how to complete form TR-1 please see the FSA website.

Listing Category: Premium - Equity Closed-ended Investment Funds