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Henderson Smllr Cos (HSL)

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Tuesday 23 June, 2009

Henderson Smllr Cos

Holding(s) in Company

RNS Number : 3645U
Henderson Smaller Cos Inv Tst PLC
23 June 2009
 



Form TR-1 with annex. FSA Version 2.1 updated April 2007


For filings with the FSA include the annex

For filings with issuer exclude the annex 


TR-1: Notifications of Major Interests in Shares



1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Henderson Smaller Companies Investment Trust plc


2. Reason for notification (yes/no)


An acquisition or disposal of voting rights

yes


An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached 



An event changing the breakdown of voting rights



Other (please specify):______________



3. Full name of person(s) subject to notification obligation:

1607 Capital Partners, LLC


4. Full name of shareholder(s) (if different from 3):

Bny Mellon

  3,345,016 

Northern Trust

  580,420 

State Street

  379,700 

Bank of New York

  23,000 



5. Date of transaction (and date on which the threshold is crossed or reached if different):

June 19, 2009


6. Date on which issuer notified:

June 23, 2009


7. Threshold(s) that is/are crossed or reached:

5%




8: Notified Details

A: Voting rights attached to shares


Class/type of shares

If possible use ISIN code

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of shares

Number of voting rights

Number of shares

Number of voting rights

Percentage of voting rights


Direct


Indirect


Direct


Indirect

GB0009065060. 4,328,136 shares = 5.75%



B: Financial Instruments


Resulting situation after the triggering transaction


Type of financial instrument

Expiration date

Exercise/ conversion period/date 

No. of voting rights that may be acquired (if the instrument exercised/converted)

Percentage of voting rights









Total (A+B)


Number of voting rights

Percentage of voting rights

Same as A






9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:



Proxy Voting:


10. Name of proxy holder:



11. Number of voting rights proxy holder will cease to hold:



12. Date on which proxy holder will cease to hold voting rights:




13. Additional information:



14 Contact name:



15. Contact telephone name:




For notes on how to complete form TR-1 please see the FSA website.   

Note: Annex should only be submitted to the FSA not the issuer


Annex: Notification of major interests in shares



A: Identity of the persons or legal entity subject to the notification obligation

Full name 

(including legal form of legal entities)


1607 Capital Partners, LLC

Contact address 

(registered office for legal entities)


4991 Lake Brook Dr., Suite 125

Glen AllenVAUSA 23060

Phone number & email


804-525-1750


Other useful information 

(at least legal representative for legal persons)




B: Identity of the notifier, if applicable

Full name


Shannon S. Fake

Contact address


Same as above

Phone number & email


Same as above

Other useful information


(e.g. functional relationship with the person or legal entity subject to the notification obligation)

Managing Director of Research


C: Additional information




This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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