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General Elec. (GEC)

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Tuesday 06 January, 2009

General Elec.

Director/PDMR Shareholding

RNS Number : 1476L
General Electric Company
05 January 2009
 



SEC Form 4 

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).


1. Name and Address of Reporting Person* 

WARNER DOUGLAS A III 

(Last)

(First)

(Middle)


GENERAL ELECTRIC COMPANY

3135 EASTON TURNPIKE

(Street) 

FAIRFIELD

CT

06828

(City)

(State)

(Zip)


2. Issuer Name and Ticker or Trading Symbol 
GENERAL ELECTRIC CO [ GE ] 

5. Relationship of Reporting Person(s) to Issuer 
(Check all applicable) 

X

Director


10% Owner


Officer (give title below)


Other (specify below)



3. Date of Earliest Transaction (Month/Day/Year) 
01/02/2009

4. If Amendment, Date of Original Filed (Month/Day/Year) 

6. Individual or Joint/Group Filing (Check Applicable Line) 

X

Form filed by One Reporting Person


Form filed by More than One Reporting Person



Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 

1. Title of Security (Instr. 3) 

2. Transaction Date (Month/Day/Year) 

2A. Deemed Execution Date, if any (Month/Day/Year) 

3. Transaction Code (Instr. 8) 

4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 

7. Nature of Indirect Beneficial Ownership (Instr. 4) 

Code

V

Amount

(A) or (D)

Price


Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
(e.g., puts, calls, warrants, options, convertible securities) 

1. Title of Derivative Security (Instr. 3) 

2. Conversion or Exercise Price of Derivative Security 

3. Transaction Date (Month/Day/Year) 

3A. Deemed Execution Date, if any (Month/Day/Year) 

4. Transaction Code (Instr. 8) 

5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 

6. Date Exercisable and Expiration Date (Month/Day/Year) 

7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 

8. Price of Derivative Security (Instr. 5) 

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 

10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 

11. Nature of Indirect Beneficial Ownership (Instr. 4) 

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Deferred Fee Phantom Stock Units ( 1 ) 

( 2 ) 

01/02/2009


A


2,652


( 3 ) 

( 3 ) 

Common Stock

2,652

$16.97

45,358

D



Explanation of Responses: 

1. Acquired at a price of $16.97 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

2. Each unit of phantom stock is the economic equivalent of one share of common stock.

3. Payable beginning one year after termination of service as a director.

Remarks: 




Eliza Fraser on behalf of Douglas A. Warner III 

01/05/2009 


** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. 



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