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Thursday 27 October, 2005

AIM

Sch 1 - Caldwell Investments

AIM
27 October 2005


      ANNOUNCEMENT TO BE MADE BY THE AIM APPLICANT PRIOR TO ADMISSION IN 
                              ACCORDANCE WITH AIM RULE 2

ALL APPLICANTS MUST COMPLETE THE FOLLOWING:

COMPANY NAME:
Caldwell Investments plc


COMPANY ADDRESS:
647 Roundhay Road, Leeds, West Yorkshire


COMPANY POSTCODE:
LS8 4BA


COUNTRY OF INCORPORATION:
England and Wales


COMPANY BUSINESS OR, IN THE CASE OF AN INVESTING COMPANY, DETAILS OF ITS 
INVESTMENT STRATEGY:

The Company's principal activities involve the distribution of underwear and 
Ninaclip products.


DETAILS OF SECURITIES TO BE ADMITTED (i.e. where known, number of shares,
nominal value and issue price to which it seeks admission and the number and
type to be held as treasury shares):
19,911,956 ordinary shares of 10 pence each


CAPITAL TO BE RAISED ON ADMISSION:
None


FULL NAMES AND FUNCTIONS OF DIRECTORS AND PROPOSED DIRECTORS:
Stanley Jack Wootliff (aged 66) - Chairman and Managing Director

Graham Haselden (aged 49) - Finance Director

Jack Leon Posner (aged 56) - Non-Executive Director

Keith Marshall Robinson (aged 57)- Non-Executive Director


PERSON(S) INTERESTED IN 3% OR MORE OF THE ISSUER'S CAPITAL, EXPRESSED AS A
PERCENTAGE OF THE ISSUED SHARE CAPITAL STATING WHETHER BEFORE OR AFTER
ADMISSION:
All percentage shareholdings given below are as at 25 October 2005, before, and 
after admission.

Rock (Nominees) Limited - 28.2%

S J Wootliff - 22.4%

HSBC Global Custody Nominees - 12.5%

Barclayshire Nominees - 3.5%


NAMES AND ADDRESSES OF ALL PERSONS TO BE DISCLOSED IN ACCORDANCE WITH SCHEDULE 
2, PARAGRAPH (G) OF THE AIM RULES:
See 'Advisers' section of the Company's website: www.caldwellinvestmentsplc.com.  
Otherwise not applicable.


ANTICIPATED ACCOUNTING REFERENCE DATE:
28 February


EXPECTED ADMISSION DATE:
25 November 2005


NAME AND ADDRESS OF NOMINATED ADVISER:
Williams de Broe Plc, Kings House, 1 King Street, Leeds LS1 2HH


NAME AND ADDRESS OF BROKER:
Williams de Broe Plc, Kings House, 1 King Street, Leeds LS1 2HH


DETAILS OF WHERE (POSTAL OR INTERNET ADDRESS) THE ADMISSION DOCUMENT WILL BE
AVAILABLE FROM, WITH A STATEMENT THAT THIS WILL CONTAIN FULL DETAILS ABOUT THE
APPLICANT AND THE ADMISSION OF ITS SECURITIES:
Not applicable


DATE OF NOTIFICATION:
27 October 2005


NEW/UPDATE
New
QUOTED APPLICANTS MUST ALSO COMPLETE THE FOLLOWING:

THE NAME OF THE AIM DESIGNATED MARKET UPON WHICH THE APPLICANT'S SECURITIES HAVE 
BEEN TRADED:
Official List of UK Listing Authority/London Stock Exchange plc's market for 
listed securities


THE DATE FROM WHICH THE APPLICANT'S SECURITIES HAVE BEEN SO TRADED:
30 March 1995


CONFIRMATION THAT, FOLLOWING DUE AND CAREFUL ENQUIRY, THE APPLICANT HAS ADHERED
TO ANY LEGAL AND REGULATORY REQUIREMENTS INVOLVED IN HAVING ITS SECURITIES
TRADED UPON SUCH A MARKET:
Confirmed


AN ADDRESS OR WEB-SITE ADDRESS WHERE ANY DOCUMENTS OR ANNOUNCEMENTS WHICH THE
APPLICANT HAS MADE PUBLIC OVER THE LAST TWO YEARS (IN CONSEQUENCE OF HAVING ITS
SECURITIES SO TRADED) ARE AVAILABLE:
647 Roundhay Road, Leeds, West Yorkshire LS8 4BA


DETAILS OF THE APPLICANT'S STRATEGY FOLLOWING ADMISSION INCLUDING, IN THE CASE
OF AN INVESTING COMPANY, DETAILS OF ITS INVESTMENT STRATEGY:
The board intends to continue the core underwear distribution business and
intends to increase the emphasis on the manufacture and distribution of NinaSun
products, especially canopies.  The Board views the potential for the NinaSun
canopies very positively, although it does not expect to generate significant
revenues from this activity in the current year.


A DESCRIPTION OF ANY SIGNIFICANT CHANGE IN FINANCIAL OR TRADING POSITION OF THE
APPLICANT, WHICH HAS OCCURRED SINCE THE END OF THE LAST FINANCIAL PERIOD FOR
WHICH AUDITED STATEMENTS HAVE BEEN PUBLISHED:


There has been no significant change in the financial or trading position of the
Company since 28 February 2005, being the last financial period for which
audited financial statements have been prepared save for the 1 for 7 rights
issue dated 29 June 2005 for up to 2,516,071 shares at 25p per share.


A STATEMENT THAT THE DIRECTORS OF THE APPLICANT HAVE NO REASON TO BELIEVE THAT
THE WORKING CAPITAL AVAILABLE TO IT OF ITS GROUP WILL BE INSUFFICIENT FOR AT
LEAST TWELVE MONTHS FROM THE DATE OF ITS ADMISSION:
The Directors have no reason to believe that the working capital available to
the Company will be insufficient for at least twelve months from the date of its
admission.


DETAILS OF ANY LOCK-IN ARRANGEMENTS PURSUANT TO RULE 7 OF THE AIM RULES:
None


A BRIEF DESCRIPTION OF THE ARRANGEMENTS FOR SETTLING THE APPLICANT'S SECURITIES:
Certificated form and eligible for electronic settlement through CREST.


A WEBSITE ADDRESS DETAILING THE RIGHTS ATTACHING TO THE APPLICANT'S SECURITIES:
www.caldwellinvestmentsplc.com


INFORMATION EQUIVALENT TO THAT REQUIRED FOR AN ADMISSION DOCUMENT WHICH IS NOT 
CURRENTLY PUBLIC:
This information is available on the Company's website: 
www.caldwellinvestmentsplc.com

There is no other information equivalent to that required for an admission 
document which is not currently public.

A WEBSITE ADDRESS OF A PAGE CONTAINING THE APPLICANT'S LATEST ANNUAL REPORT AND
ACCOUNTS WHICH MUST HAVE A FINANCIAL YEAR END NOT MORE THAN NINE MONTHS PRIOR TO
ADMISSION AND FULLY AUDITED INTERIM RESULTS WHERE APPLICABLE.  THE ACCOUNTS MUST
BE PREPARED ACCORDING TO UK OR US GAAP OR INTERNATIONAL ACCOUNTING STANDARDS.

www.caldwellinvestmentsplc.com


THE NUMBER OF EACH CLASS OF SECURITIES HELD IN TREASURY.
None






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