Holding(s) in Company

RNS Number : 7077F

Rolls-Royce Holdings plc

18 November 2020

 

Rolls-Royce Holdings plc

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			Rolls-Royce Holdings plc
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii: Passive crossing of threshold due to change in the total number of voting rights in the issuer						X
3. Details of person subject to the notification obligation iv
Name			The Goldman Sachs Group, Inc.
City and country of registered office (if applicable)			Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.) v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached vi :			12/11/2020
6. Date on which issuer notified (DD/MM/YYYY):			17/11/2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached	0.03%	0.05%		0.08%	7,992,500,197
Position of previous notification (if applicable)	0.73%	7.65%		8.38%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B63H8491				2,390,041					0.03%
US7757812067				27,464					0.0003%
SUBTOTAL 8. A		2,417,505					0.03%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
Securities Lending		Open				2,762,354			0.03%
			SUBTOTAL 8. B 1			2,762,354			0.03%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x		Exercise/ Conversion Period xi		Physical or cash settlement xii			Number of voting rights	% of voting rights
Refer to the annexure
					SUBTOTAL 8.B.2			1,371,803	0.02%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)				X
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. Wertpapier GmbH
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc.
IMD Holdings LLC
United Capital Financial Partners, Inc.
United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc.
Folio Financial, Inc.
Folio Investments Inc.

10. In case of proxy voting, please identify:
Name of the proxy holder	N/A
The number and % of voting rights held	N/A
The date until which the voting rights will be held	N/A
11. Additional information xvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

Place of completion	London
Date of completion	17/11/2020

Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/Conversion periodxi	Physical or cash settlementxii	Number of voting rights	% of voting rights
Swap	22/12/2020		Cash	346,566	0.004%
Swap	20/01/2021		Cash	235,069	0.003%
Swap	31/12/2030		Cash	178,675	0.002%
Swap	31/12/2030		Cash	133,158	0.002%
Swap	31/12/2030		Cash	116,296	0.001%
Swap	31/12/2030		Cash	74,271	0.001%
Swap	31/12/2030		Cash	66,000	0.001%
Swap	17/11/2020		Cash	50,981	0.001%
Swap	31/12/2030		Cash	30,416	0.0004%
Swap	31/12/2030		Cash	30,144	0.0004%
Put Warrant	31/12/2030		Cash	25,000	0.0003%
Put Warrant	31/12/2030		Cash	18,537	0.0002%
Swap	31/12/2030		Cash	14,000	0.0002%
Swap	31/12/2030		Cash	13,000	0.0002%
Put Warrant	31/12/2030		Cash	7,692	0.0001%
Swap	31/12/2030		Cash	7,000	0.0001%
Swap	31/12/2030		Cash	5,000	0.0001%
Swap	31/12/2030		Cash	5,000	0.0001%
Swap	31/12/2030		Cash	4,000	0.0001%
Swap	31/12/2030		Cash	3,000	0.00004%
Swap	31/12/2030		Cash	3,000	0.00004%
Swap	31/12/2030		Cash	2,000	0.00003%
Swap	31/12/2030		Cash	2,000	0.00003%
Swap	31/12/2030		Cash	1,000	0.00001%
Total Number of voting rights and percentage of voting rights				1,371,803	0.02%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

Name of authorised officer of issuer responsible for making notification: N icola Carroll FCG Date of notification: 18 November 2020 L EI: 213800EC7997ZBLZJH69

 

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