Form 8.5 (EPT/RI)-Mondi plc

JPMorgan Securities Plc
22 April 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Mondi plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate broker to Smith (DS) plc

(d) Date dealing undertaken:

19 April 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Smith (DS) plc & International Paper Company

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 0.22 ordinary

Purchase

 

 

Sale

 

6,073,039

25,449

 

3,258,807

25,449

15.3600 GBP

359.4337 ZAR

 

15.3100 GBP

356.6426 ZAR

13.5650 GBP

355.5400 ZAR

 

13.5650 GBP

355.5400 ZAR

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 0.22 ordinary

Equity Swap

Decrease Long

 

 

 

 

 

 

 

 

 

 

 

 

Decrease Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Increase Long

 

 

 

 

 

 

 

 

 

 

Increase Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5,759

1,712

34,227

320,000

220,000

22,590

1,889

1,089

89,536

763

2

267

 

21,354

9,279

2,666

281

64,967

117,671

13,826

1,660

45

8,362

1,007

150

63

54

2,102

1,687

 

15,662

1

47,000

89,536

2,271

84,158

4,362

1

4,098

2,624

 

114

130

325

150

214

155,556

9,165

943,935

2,000

64,967

379

2,100

390

90

552

10,046

318

341

443

214

258

170

265

64

345

33

66

1,951

68

20,621

18,776

8,724

18,238

14.8821 GBP

14.9081 GBP

14.9575 GBP

15.0035 GBP

15.0242 GBP

15.0257 GBP

15.0259 GBP

15.0331 GBP

15.0400 GBP

15.0469 GBP

325.1225 ZAR

325.7328 ZAR

 

14.2759 GBP

14.6192 GBP

14.6223 GBP

14.6224 GBP

14.8413 GBP

14.8666 GBP

14.9144 GBP

14.9236 GBP

14.9950 GBP

15.0213 GBP

15.0998 GBP

325.2779 ZAR

326.1500 ZAR

326.2200 ZAR

357.7359 ZAR

358.1622 ZAR

 

13.6098 GBP

15.0124 GBP

15.0375 GBP

15.0400 GBP

15.0449 GBP

356.4570 ZAR

356.6830 ZAR

356.6844 ZAR

356.6916 ZAR

356.6953 ZAR

 

13.6200 GBP

14.3607 GBP

14.4127 GBP

14.4136 GBP

14.4812 GBP

14.8437 GBP

14.9991 GBP

15.0000 GBP

15.0112 GBP

15.0433 GBP

325.2272 ZAR

325.6542 ZAR

326.1770 ZAR

326.2850 ZAR

328.4445 ZAR

355.5400 ZAR

356.0721 ZAR

356.0731 ZAR

356.1364 ZAR

356.3671 ZAR

356.4064 ZAR

356.4152 ZAR

356.4261 ZAR

356.5000 ZAR

356.5057 ZAR

356.7700 ZAR

357.0100 ZAR

357.2043 ZAR

357.3500 ZAR

357.3530 ZAR

358.0102 ZAR

358.0655 ZAR

359.4951 ZAR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

22 April 2024

Contact name:

Natasha Mondon

Telephone number:

01202 325175

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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