Form 8.5 (EPT/RI) - Mondi plc

UBS AG (EPT)

19 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	18 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	728710	13.76569        GBP	13.47462        GBP
EUR 0.22 ordinary	Sell	350870	13.76526        GBP	13.49934        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	15337	13.731046        GBP
EUR 0.22 ordinary	CFD	Long	30	13.644624        GBP
EUR 0.22 ordinary	CFD	Long	152	13.719342        GBP
EUR 0.22 ordinary	CFD	Long	21590	13.764312        GBP
EUR 0.22 ordinary	CFD	Long	823	13.764313        GBP
EUR 0.22 ordinary	CFD	Long	83	13.64108434        GBP
EUR 0.22 ordinary	CFD	Long	29324	13.7636235        GBP
EUR 0.22 ordinary	CFD	Long	960	13.615948        GBP
EUR 0.22 ordinary	CFD	Long	647	13.76482794        GBP
EUR 0.22 ordinary	CFD	Long	758	13.69584433        GBP
EUR 0.22 ordinary	CFD	Long	26572	323.64894212        ZAR
EUR 0.22 ordinary	CFD	Long	9080	325.47603304        ZAR
EUR 0.22 ordinary	CFD	Long	552	13.71896739        GBP
EUR 0.22 ordinary	CFD	Long	313	13.70661342        GBP
EUR 0.22 ordinary	CFD	Long	212	13.63        GBP
EUR 0.22 ordinary	CFD	Long	106	13.61        GBP
EUR 0.22 ordinary	CFD	Long	106	13.685        GBP
EUR 0.22 ordinary	CFD	Long	7029	13.6885        GBP
EUR 0.22 ordinary	CFD	Long	8683	13.73299234        GBP
EUR 0.22 ordinary	CFD	Long	1017	13.68729597        GBP
EUR 0.22 ordinary	CFD	Long	25847	13.765        GBP
EUR 0.22 ordinary	CFD	Long	654	13.694893        GBP
EUR 0.22 ordinary	CFD	Long	1146	13.645        GBP
EUR 0.22 ordinary	CFD	Long	937	13.635        GBP
EUR 0.22 ordinary	CFD	Long	3120	13.667266        GBP
EUR 0.22 ordinary	CFD	Long	532	13.74        GBP
EUR 0.22 ordinary	CFD	Long	281	13.673436        GBP
EUR 0.22 ordinary	CFD	Long	31	13.64702234        GBP
EUR 0.22 ordinary	CFD	Long	543	13.69174913        GBP
EUR 0.22 ordinary	CFD	Long	213	13.67452138        GBP
EUR 0.22 ordinary	CFD	Long	3274	323.61909285        ZAR
EUR 0.22 ordinary	CFD	Long	1700	323.043898843529        ZAR
EUR 0.22 ordinary	CFD	Long	2266	324.928135        ZAR
EUR 0.22 ordinary	CFD	Short	82639	13.5862839579375        GBP
EUR 0.22 ordinary	CFD	Short	34846	13.765        GBP
EUR 0.22 ordinary	CFD	Short	508	13.68119094        GBP
EUR 0.22 ordinary	CFD	Short	8900	13.6497865168539        GBP
EUR 0.22 ordinary	CFD	Short	1374	13.765691        GBP
EUR 0.22 ordinary	CFD	Short	695	13.7223019997986        GBP
EUR 0.22 ordinary	CFD	Short	348	13.7030459954023        GBP
EUR 0.22 ordinary	CFD	Short	2770	325.476429602888        ZAR
EUR 0.22 ordinary	CFD	Short	2266	324.9281        ZAR
EUR 0.22 ordinary	CFD	Short	1700	323.0439        ZAR
EUR 0.22 ordinary	CFD	Short	3274	323.61909285        ZAR
EUR 0.22 ordinary	CFD	Short	4428	13.717367        GBP
EUR 0.22 ordinary	CFD	Short	103	13.76517206        GBP
EUR 0.22 ordinary	CFD	Short	106	13.66        GBP
EUR 0.22 ordinary	CFD	Short	106	13.67        GBP
EUR 0.22 ordinary	CFD	Short	106	13.7        GBP
EUR 0.22 ordinary	CFD	Short	106	13.73        GBP
EUR 0.22 ordinary	CFD	Short	54583	13.5862840078413        GBP
EUR 0.22 ordinary	CFD	Short	6310	325.475858954041        ZAR
EUR 0.22 ordinary	CFD	Short	27441	13.58628402755        GBP
EUR 0.22 ordinary	CFD	Short	13191	17.0935002        USD
EUR 0.22 ordinary	CFD	Short	2462	13.67569761        GBP
EUR 0.22 ordinary	CFD	Short	8629	13.7505279        GBP
EUR 0.22 ordinary	CFD	Short	15090	13.663526        GBP
EUR 0.22 ordinary	CFD	Short	494	13.65861336        GBP
EUR 0.22 ordinary	CFD	Short	3704	13.650127        GBP
EUR 0.22 ordinary	CFD	Short	14120	13.67338049        GBP
EUR 0.22 ordinary	CFD	Short	6436	13.67899316        GBP
EUR 0.22 ordinary	CFD	Short	43	13.71        GBP
EUR 0.22 ordinary	CFD	Short	909	13.7650055005501        GBP
EUR 0.22 ordinary	CFD	Short	2200	13.6292818181818        GBP
EUR 0.22 ordinary	CFD	Short	32	13.658906        GBP
EUR 0.22 ordinary	CFD	Short	58291	13.76483373        GBP
EUR 0.22 ordinary	CFD	Short	37899	13.76510499        GBP
EUR 0.22 ordinary	CFD	Short	21825	13.67081019        GBP
EUR 0.22 ordinary	CFD	Short	10579	13.67778461        GBP
EUR 0.22 ordinary	CFD	Short	9390	13.66942617        GBP
EUR 0.22 ordinary	CFD	Short	6387	13.66894368        GBP
EUR 0.22 ordinary	CFD	Short	1068	13.6777846        GBP
EUR 0.22 ordinary	CFD	Short	46195	13.6809149        GBP
EUR 0.22 ordinary	CFD	Short	26572	323.64894212        ZAR
EUR 0.22 ordinary	CFD	Short	1271	13.6516817        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	19 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END