Form 8.5 (EPT/RI) - Mondi plc

UBS AG (EPT)

12 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	11 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	1397256	14.41125        GBP	14.17000        GBP
EUR 0.22 ordinary	Sell	1208168	14.42833        GBP	14.17000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	3248	14.2461        GBP
EUR 0.22 ordinary	CFD	Long	3389	14.235533        GBP
EUR 0.22 ordinary	CFD	Long	1962	14.27404179        GBP
EUR 0.22 ordinary	CFD	Long	76115	14.25336675        GBP
EUR 0.22 ordinary	CFD	Long	1925	14.203756        GBP
EUR 0.22 ordinary	CFD	Long	4431	14.272783        GBP
EUR 0.22 ordinary	CFD	Long	13051	14.23613536        GBP
EUR 0.22 ordinary	CFD	Long	9677	14.28413868        GBP
EUR 0.22 ordinary	CFD	Long	307	14.28732899        GBP
EUR 0.22 ordinary	CFD	Long	12860	14.277608        GBP
EUR 0.22 ordinary	CFD	Long	93436	14.18        GBP
EUR 0.22 ordinary	CFD	Long	2454	14.26744906        GBP
EUR 0.22 ordinary	CFD	Long	189	14.25452381        GBP
EUR 0.22 ordinary	CFD	Long	22495	14.24277        GBP
EUR 0.22 ordinary	CFD	Long	805	336.2209        ZAR
EUR 0.22 ordinary	CFD	Long	16643	335.81518596        ZAR
EUR 0.22 ordinary	CFD	Long	3695	14.23152892        GBP
EUR 0.22 ordinary	CFD	Long	8490	336.366124852768        ZAR
EUR 0.22 ordinary	CFD	Long	1154	14.18586872        GBP
EUR 0.22 ordinary	CFD	Long	9736	336.05638661        ZAR
EUR 0.22 ordinary	CFD	Long	1190	14.25750097        GBP
EUR 0.22 ordinary	CFD	Long	3339	14.27633769        GBP
EUR 0.22 ordinary	CFD	Long	4334	14.26749093        GBP
EUR 0.22 ordinary	CFD	Long	714	14.2586676        GBP
EUR 0.22 ordinary	CFD	Long	2589	14.27306744        GBP
EUR 0.22 ordinary	CFD	Long	3566	14.2714207        GBP
EUR 0.22 ordinary	CFD	Long	2188	14.28555575        GBP
EUR 0.22 ordinary	CFD	Long	2009	14.27807168        GBP
EUR 0.22 ordinary	CFD	Long	1735	14.28705037        GBP
EUR 0.22 ordinary	CFD	Long	1072	14.26848846        GBP
EUR 0.22 ordinary	CFD	Long	680	14.26132437        GBP
EUR 0.22 ordinary	CFD	Long	238	14.2595009        GBP
EUR 0.22 ordinary	CFD	Long	19166	336.366206824585        ZAR
EUR 0.22 ordinary	CFD	Long	37937	14.27403959        GBP
EUR 0.22 ordinary	CFD	Long	839	14.179297        GBP
EUR 0.22 ordinary	CFD	Long	4590	14.25230664        GBP
EUR 0.22 ordinary	CFD	Long	75463	14.27403946        GBP
EUR 0.22 ordinary	CFD	Long	1271	14.22883288        GBP
EUR 0.22 ordinary	CFD	Long	7366	14.1794328        GBP
EUR 0.22 ordinary	CFD	Long	1415	334.0        ZAR
EUR 0.22 ordinary	CFD	Long	354	14.28        GBP
EUR 0.22 ordinary	CFD	Short	700	14.18        GBP
EUR 0.22 ordinary	CFD	Short	13887	14.264508        GBP
EUR 0.22 ordinary	CFD	Short	19309	14.268707        GBP
EUR 0.22 ordinary	CFD	Short	807	14.254523        GBP
EUR 0.22 ordinary	CFD	Short	1629	14.2349363        GBP
EUR 0.22 ordinary	CFD	Short	30100	14.2390777408638        GBP
EUR 0.22 ordinary	CFD	Short	376	14.26359043        GBP
EUR 0.22 ordinary	CFD	Short	1296	14.18017725        GBP
EUR 0.22 ordinary	CFD	Short	1050	14.2488381        GBP
EUR 0.22 ordinary	CFD	Short	5709	14.3        GBP
EUR 0.22 ordinary	CFD	Short	9640	14.26600623        GBP
EUR 0.22 ordinary	CFD	Short	13078	14.263888        GBP
EUR 0.22 ordinary	CFD	Short	1276	14.2350901        GBP
EUR 0.22 ordinary	CFD	Short	1169	14.23253849        GBP
EUR 0.22 ordinary	CFD	Short	219	14.263493        GBP
EUR 0.22 ordinary	CFD	Short	805	336.220868        ZAR
EUR 0.22 ordinary	CFD	Short	25000	14.182127        GBP
EUR 0.22 ordinary	CFD	Short	27656	336.36618166        ZAR
EUR 0.22 ordinary	CFD	Short	2830	334.0        ZAR
EUR 0.22 ordinary	CFD	Short	9736	336.05638661        ZAR
EUR 0.22 ordinary	CFD	Short	5295	14.2869763928234        GBP
EUR 0.22 ordinary	CFD	Short	31012	14.2869769766542        GBP
EUR 0.22 ordinary	CFD	Short	16643	335.81518596        ZAR
EUR 0.22 ordinary	CFD	Short	489000	14.265654        GBP
EUR 0.22 ordinary	CFD	Short	217	14.24082        GBP
EUR 0.22 ordinary	CFD	Short	15138	14.18175949        GBP
EUR 0.22 ordinary	CFD	Short	8672	14.28018066        GBP
EUR 0.22 ordinary	CFD	Short	3974	14.28563514        GBP
EUR 0.22 ordinary	CFD	Short	7864	14.26884052        GBP
EUR 0.22 ordinary	CFD	Short	7118	14.26147378        GBP
EUR 0.22 ordinary	CFD	Short	23760	14.223475        GBP
EUR 0.22 ordinary	CFD	Short	800	14.299775        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END